Mode Stockbroker & Investment Fraud Lawyers

I have been a licensed attorney since November 2009 and been with Stoltmann Law Offices since March 2005. Prior to Stoltmann Law Offices, I had a short stint as a paralegal with a Chicago securities defense firm. I am currently managing partner at Stoltmann Law Offices and am responsible for the day to day operations of the firm, docket and case management. Personally, I handle all aspects of case management from potential client/case intake to trying the case. I have successfully briefed, argued, and defeated numerous motions to dismiss before dozens of FINRA arbitration panels and courts of law.

I have...

Prior to forming the Law Offices of Dolci & Weiland, Pat worked at DuPage County State’s Attorney’s Office for nearly 10 years, handling all types of felony, misdemeanor and traffic cases. As a misdemeanor Assistant State’s Attorney, Pat was assigned to prosecute over 10,000 Driving while Under the Influence (DUI) cases. During his six years as a Felony Assistant State’s Attorney, Pat handled thousands of felony cases including felony traffic and DUI cases, complex white collar crimes, as well as violent crimes, such as armed robbery, aggravated criminal sexual assault, and first degree murder.

Attorney Hanley has focused her practice on representing investors nationwide who have lost their savings and retirement funds as a result of their brokerage accounts being mishandled. Attorney Hanley represents investors in claims against their brokers, broker dealers, investment advisors, financial advisors, and insurance companies. Attorney Hanley is experienced in providing representation for investors who have been the victims of financial fraud, negligence and unsuitable investments. Attorney Hanley has experience in prosecuting claims against the major Wall Street brokerage firms.

Attorney Hanley has extensive experience in the areas of securities litigation and arbitration, including securities class actions, numerous arbitrations...

Patrick D. Austermuehle, a partner at Lubin Austermuehle, P.C., has experience in complex business and commercial litigation and consumer class actions. He has assisted in the successful representation of a number of state and federal matters, including cases at the appellate level.

Mr. Austermuehle received a B.S. from the University of Wisconsin and earned a J.D. with Honors from Chicago-Kent College of Law at the Illinois Institute of Technology where he was Notes and Comments Editor on the Law Review.

Prior to joining Lubin Austermuehle, P.C., Mr. Austermuehle served as a law clerk at the Cook County State’s Attorney’s Office and as...

Michael D. Kennedy, a partner with The White Law Group, is a member of the Illinois and Chicago Bar Associations, as well as a member of the Public Investors Arbitration Bar Association (PIABA), an association of securities attorneys who dedicate their practices to the representation of investors defrauded by their financial professional or brokerage firm.

Mike’s practice is primarily dedicated to representing defrauded investors in arbitration cases before the Financial Industry Regulatory Authority (“FINRA”) in the pursuit of recovery of his clients’ investment losses. In his time with The White Law Group, Mike has represented more than 350 investors in...

Business and Class Action Attorney – Righter of Wrongs

Alexander Loftus specializes in litigating business, intellectual property, commercial, employment, and class action cases and is passionate about fighting for the little guy in a failed business transaction.

Alexander has resolved a wide range of significant cases through mediation, arbitration, and trial, including claims arising from breach of contract, fraud, professional malpractice, defamation, business divorce, and shareholder derivative lawsuits. Alexander has handled appeals before the Seventh Circuit, Illinois Appellate Courts, U.S. Supreme Court, and represented Amicus Curiae before the Illinois Supreme Court. He is also admitted to practice in Illinois State Courts, Illinois...

Andrew Stoltmann, attorney and investor advocate, exclusively concentrates his practice in representing investors who are the victims of investment fraud. He has represented over one thousand individuals in lawsuits and securities arbitration actions against brokerage firms like Merrill Lynch, Morgan Stanley Dean Witter, Wachovia, Linsco, Prudential, Baird, Edward Jones, AG Edwards and Smith Barney and has tried approximately 80 cases. Previous to opening the Stoltmann Law Offices P.C. he was a partner in a law firm concentrating its practice in the representation of investors in lawsuits, arbitration claims and class actions against brokerage firms. Mr. Stoltmann is...

David O’Toole joined Bragança Law after spending 24 years as a senior staff attorney at the Federal Trade Commission’s Midwest Region in Chicago. A three-time graduate of the University of Chicago, where he received a B.A. in History (1984), an M.B.A. (1988) and a J.D. (1992, with honors), David began his legal career spending almost six years in private practice in Chicago and Washington, D.C., working on antitrust, white collar defense, and general commercial litigation. for twenty-four years. While at the FTC, David led teams that challenged companies for deceptive marketing involving dietary supplements and health products, operating as pyramid...

Jeff is Consumer Law, Securities Law, Stockbroker & Investment Fraud, and Arbitration & Mediation. He has unique experience with a background in law, as well as econometrics, mathematics, and computer programming. Jeff holds a B.A. in Economics and Mathematics from the University of Michigan and an LL.D. in Antitrust from Case Western Reserve University School of Law. Additionally, he received a M.S. (ABD) in Industrial Organization and Econometrics from University of Wisconsin-Madison. Jeff's academic and professional training have facilitated many successful outcomes in complex litigation cases. With more than 40 years of experience, Jeff is committed to providing exceptional legal...

Adam Marquardt is an attorney representing investors in securities litigation claims against financial professionals including brokers, investment advisors, and their firms. Unsuitable investments, negligence, and fraud are just a few of the possible claims. Adam has a history of protecting investors and individuals. Adam spent time as a regulator at the Financial Industry Regulatory Authority, Inc. (FINRA), the primary securities regulator of broker-dealers and over 630,000 brokers. At FINRA, Adam helped protect investors by ensuring broker-dealers and their registered representatives complied with federal securities laws and stock exchange and FINRA rules. Before regulating brokers, Adam represented individuals in civil...

Ankur Shah is the Managing Partner of Shah Legal Representation ("SLR"). Mr. Shah went to Madison, obtained degrees in Economics and Political Science from the University of Wisconsin, and graduated from the law school at the University of Minnesota.

After working on presidential, Illinois state office, and congressional races, Mr. Shah worked for a preeminent Judge presiding over an individual commercial calendar in the Law Division of the Circuit Court of Cook County. Mr. Shah is the author of Increase Access to the Appellate Courts: A Critical Look At Modernizing the Final Judgment Rule published in the Seton Hall...

For nearly seven years, Michael P. Tomlinson practiced law at a large national law firm. During that time, Mr. Tomlinson represented clients in all types of complex commercial litigation, including the following types of cases: Restrictive covenants (non-competition and non-solicitation) Trade secret misappropriation Securities litigation Securities enforcement actions Labor and employment law Statutory fraud (e.g., the Illinois Consumer Fraud and Deceptive Business Practices Act) Class action defense Uniform Commercial Code General contract and tort law Qui tam actions White collar crime Mr. Tomlinson also has experience in conducting internal investigations on behalf of both securities and health care clients. In addition to the litigation-related services listed above, Mr. Tomlinson provides advice to his...

Christopher L. Lufrano is the managing attorney and principal of Lufrano Law, LLC and has extensive experience in matters involving securities investment disputes, regulatory defense, real estate law and business services. Mr. Lufrano is licensed to practice law in Illinois and New York, and often travels throughout the country to represent aggrieved investors in FINRA securities arbitrations where permitted under state law. Mr. Lufrano is a graduate of Boston University, where he majored in Business Management. Following college, Mr. Lufrano was employed by Morgan Stanley where he worked as...

D. Daxton White is an AV rated attorney by Martindale Hubbell, the attorney rating service, indicating the highest rating for legal ability and ethics. He is a member of the Florida and Illinois Bar Associations, as well as the Indian River County Bar Association. He is also a member of the Public Investors Arbitration Bar Association (PIABA), an association of securities attorneys who dedicate their practices to the representation of investors defrauded by their financial professional or brokerage firm. Mr. White has also served on the PIABA Legislative Committee which attempts to advance the cause of investors through the use...

Bruce Lewitas has litigated financial services disputes for three decades, beginning his career as an Enforcement attorney for the United States Securities and Exchange Commission (SEC) and thereafter serving as both in-house and outside counsel representing both individuals and broker-dealers. Bruce has overseen thousands of matters involving customer disputes, employment matters, regulatory inquiries and internal investigations.

At Lewitas Hyman PC, our core values include putting the client first and providing cost-effective counsel coupled with professional and aggressive advocacy.

A creative and dynamic attorney, Jordan has recently returned to Illinois to join the litigation practice of Higgins & Burke after several years of practicing in Colorado. We are happy to have him aboard and pleased to announce this new addition to our practice. Prior to joining Higgins & Burke, P.C., Jordan was the lead associate attorney with the litigation practice of Goulart & Associates, P.C. in Boulder, Colorado. During that time, Jordan secured multiple favorable judgments and settlements for his clients in a wide array of legal matters including construction defect, real estate, life/viatical settlements, securities and commercial litigation. Leading up...

Washed up competitive rugby player, accomplished executive and attorney with 18+ years experience in emerging technologies with a focus on cryptocurrency, digital products, payments & immersive corporate structures involving tech startups, hedge funds to global organizations.

Results orientated, decisive leader with proven success advising early market entrants, tech adapters and the undercapitalized. Successful track record co-founding mobile ventures, building & leading cross-functional teams and spearheading diverse corporate transactions. Attack-first personality excelling in dynamic, demanding environments.

Expertise includes: Fund Formation, Initial Coin Offerings, Security Token Offerings, Initial Public Offerings, Reverse Mergers, Complex Commercial Litigation, Capital Markets, Bankruptcy & Restructuring, Intellectual Property Enhancement &...

For over 25 years Doug Hyman has been representing investors, brokerage firms, registered representatives, investment advisor representatives and RIAs in various types of matters relevant to the financial services industry, both in the context of general counseling and in connection with representing clients nationwide in arbitrations and in state/federal courts.

At Lewitas Hyman PC, our core values include putting the client first and providing cost-effective counsel coupled with professional and aggressive advocacy.

Doug is also committed to serving his profession and community. For many years he has served as Treasurer for the Association of Securities and Exchange Commission Alumni Association, a non-profit...