Adam Marquardt
Adam Marquardt is an attorney representing investors in securities litigation claims against financial professionals including brokers, investment advisors, and their firms. Unsuitable investments, negligence, and fraud are just a few of the possible claims. Adam has a history of protecting investors and individuals. Adam spent time as a regulator at the Financial Industry Regulatory Authority, Inc. (FINRA), the primary securities regulator of broker-dealers and over 630,000 brokers. At FINRA, Adam helped protect investors by ensuring broker-dealers and their registered representatives complied with federal securities laws and stock exchange and FINRA rules. Before regulating brokers, Adam represented individuals in civil litigation and the government in whistle blower litigation involving tax fraud. Previously, Adam became a certified public accountant (CPA) and worked for several years as an accountant and financial auditor at a bank, Big Four CPA firm, and Fortune 500 company.
- Stockbroker & Investment Fraud
- Securities Law
- Arbitration & Mediation
- Business - Arbitration/Mediation, Consumer - Arbitration/Mediation, Family - Arbitration/Mediation
- Consumer Law
- Class Action, Lemon Law
- Free Consultation
- Contingent Fees
- English: Spoken, Written
- The John Marshall Law School
- J.D. (2011) | Law
- Honors: Dean’s List; Earned a merit-based scholarship; Participated in a moot court competition and received the “Best Oralist” award; Earned a CALI award for obtaining the top grade in Product Liability course
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- Marquette University
- B.S. (2002) | Accounting
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- State Bar of Illinois # 6306514
- Member
- Current
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- Chicago Bar Association
- Member
- Current
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- Illinois State Bar Association
- Member
- Current
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- Public Investors Arbitration Bar Association (PIABA)
- Member
- Current
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