New York Securities Lawyers

Ralph Behr
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Ralph Behr
New York, NY Securities Law Lawyer with 44 years of experience
(800) 761-3446 260 Madison Ave
New York, NY 10016
Free ConsultationSecurities, Domestic Violence, Immigration and White Collar Crime
Maurice A. Deane School of Law at Hofstra University
Attorney Ralph Behr has been a prominent criminal trial attorney in Florida for over 30 years. His practice is 100% criminal trials, both Federal and State. Attorney Behr is the Chairman of the Criminal Law Committee of the South Palm Beach County Bar Association. Call if you have a criminal issue, have an immigration matter with criminal aspects, or want a consultation with Attorney Behr. Practicing in Miami, Fort Lauderdale, and New York, most of my work is cases of complexity and challenge. Your freedom is mine to protect! I have over thirty...
Ross B. Intelisano
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Ross B. Intelisano
New York, NY Securities Law Attorney with 26 years of experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Brooklyn Law School
Ross B. Intelisano is a founding partner of Rich, Intelisano & Katz, LLP. He represents individual and institutional investors in securities arbitration and litigation against financial firms, employees in industry disputes, employees in transitions from one financial firm to another, and employees in self-regulatory organization investigations.

Ross has over two decades of experience trying large and complex financial fraud cases on behalf of investors worldwide, including winning the largest arbitration award ever against Goldman Sachs. His clients include high net worth individuals, family offices, hedge funds, funds of funds, endowments, non-profits and other institutions in claims against...
Mary Madeline Roberts
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Mary Madeline Roberts
New York, NY Securities Law Lawyer with 5 years of experience
(212) 616-7555 43 West 43rd Street
Ste. 182
New York, NY 10036
Free ConsultationSecurities, Business, Consumer and Entertainment & Sports
The University of Chicago Law School
A graduate of a top-five law school, Mary Madeline Roberts, Esq. is admitted in NY and has great experience in customizing personalized legal solutions tailored to meet the needs of business and individual clients. For a FREE INITIAL CONSULTATION: Email: inquiry@marymadelineroberts.legal Phone: (212) 616-7555 http://www.marymadelineroberts.legal
Bradley L. Henry
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Bradley L. Henry
New York, NY Securities Law Attorney with 14 years of experience
(212) 730-7700 800 3rd Ave.
24th Floor
New York, NY 10022
Free ConsultationSecurities, Business, Criminal Defense and White Collar Crime
University of Tennessee College of Law and Florida Coastal School of Law
Brad Henry represents entities and individuals in criminal and regulatory litigation and investigations, international arbitrations, and internal investigations. Brad is a board-certified criminal trial specialist and has represented and defended clients in trials and investigations involving U.S. Attorneys’ Offices in over fifteen different districts around the country.

Brad represents clients in investigations and litigation involving the Department of Justice (National Security Division, Computer Crime and Intellectual Property Section, Environment and Natural Resources Division), Securities and Exchange Commission, Commodity Futures Trading Commission, Office of Foreign Assets Control, as well as other federal, state and local agencies. He also conducts internal investigations...
Jenice Malecki
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Jenice Malecki
New York, NY Securities Law Attorney with 29 years of experience
(212) 943-1233 11 Broadway
#715
New York, NY 10004
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
New York Law School
Jenice L. Malecki is a well-known securities attorney and the founder of Malecki Law. She is a successful and aggressive litigator with a uniquely diverse background representing thousands of investors and industry professionals. Ms. Malecki’s experience as a New York securities attorney began in class action litigation, working on the famed class action case In re Crazy Eddie. Throughout the 1990’s she represented numerous broker dealers in “boiler room” stock fraud cases and the progeny of the real-life Wolf of Wall Street. She has been the Vice-President on the board of the PIABA Foundation, with a mission to educate...
Robert L. Herskovits
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Robert L. Herskovits
New York, NY Securities Law Lawyer
(212) 897-5410 120 Wall St 25th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Benjamin N. Cardozo School of Law
Robert has decades of experience with disputes and investigations concerning the securities industry. Robert approaches each assignment with the benefit of having served as an in-house lawyer for a brokerage firm, and also having sat as a FINRA arbitrator for securities industry disputes. Robert’s practice is focused on securities litigation/arbitration and regulatory enforcement matters before FINRA and the SEC and CFTC. Robert advises broker/dealers, investment advisers, securities industry professionals and defrauded investors in varied litigation, arbitration and regulatory matters. Robert is certified as an arbitrator for FINRA, AAA and the NFA.

An active participant in the bar, Robert has...
Adam Gana
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Adam Gana
New York, NY Securities Law Lawyer with 15 years of experience
(800) 810-4262 345 7th Ave 21st Floor
New York, NY 10001
Free ConsultationSecurities, Appeals, Business and Employment
New York Law School
Adam Gana serves as the managing partner of the law firm of Gana Weinstein LLP. His practice focuses on all aspects of securities arbitration. Mr. Gana's experience includes securities arbitration and litigation in various dispute resolution forums including JAMS, NFA and FINRA and litigation in both State and Federal Courts. As lead counsel, Mr. Gana has tried more than forty cases to verdict before the state and federal trial and appellate courts, AAA, and has settled hundreds more cases through mediation and direct negotiation.

Mr. Gana was named in the New York Super Lawyers Rising Stars® for eight straight years (an...
Mark J. Astarita
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Mark J. Astarita
New York, NY Securities Law Attorney with 39 years of experience
(212) 509-6544 11 Broadway
Suite 615
New York, NY 10004
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
New York Law School
My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...
Thomas Ajamie
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Thomas Ajamie
New York, NY Securities Law Attorney with 35 years of experience
(713) 860-1600 460 Park Avenue
21st Floor
New York, NY 10022
Securities, Antitrust and Business
University of Notre Dame
Tom Ajamie is an internationally-recognized trial lawyer who has successfully represented clients in complex commercial litigation and arbitration. The authoritative Chambers USA has described Tom as “relentless, energetic and intelligent” and a “hard-working and successful trial lawyer who never quits.” He has handled a number of high-profile cases, including groundbreaking securities and financial cases, cross-border litigation, business contract disputes and employment issues. Tom has won two of the largest awards ever handed down by an arbitration panel for investors, including a $429.5 million award. He has also won a record $112 million civil RICO jury verdict.

Tom is regularly invited to...
Neil Fridman
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Neil Fridman
New York, NY Securities Law Lawyer with 11 years of experience
(212) 262-9823 154 Grand Street
3rd Floor
New York, NY 10013
Free ConsultationSecurities, Business, Communications and Real Estate
St. John's University School of Law
I enjoy advising companies and identifying solutions to complex business and legal problems. My intimate knowledge of corporate/real estate law, investment banking, and private equity has positioned me to serve as outside general counsel to dozens of startups, middle-market, and enterprise clients over the last decade. I've also provided guidance to several tech companies in their sale to large cap businesses, and have closed some of the largest commercial real estate transactions.

Prior to law practice, I worked in finance for several years as both an investment banker and consultant with a focus on M&A. I enjoy working with founders and...
Louis A Russo
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Louis A Russo
New York, NY Securities Law Lawyer with 13 years of experience
(929) 262-1101 276 Fifth Avenue
Suite 704
New York, NY 10001
Free ConsultationSecurities, Arbitration & Mediation, Bankruptcy and Business
Maurice A. Deane School of Law at Hofstra University
I help domestic and international businesses and their directors and officers resolve complex commercial litigation disputes through practical and economical pre-suit negotiations and, if necessary, litigation (federal and state), arbitration, and mediation.

For all of my clients, I strive to understand their businesses as well as they do and work efficiently to achieve their desired outcomes hopefully without need for litigation. All of my clients have come to expect that I will provide frank but value-added legal advice that empowers them to consider salient risks and act decisively.

I have successfully represented clients in a wide range of disputes involving corporate...
Asher Hawkins
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Asher Hawkins
New York, NY Securities Law Attorney with 6 years of experience
(800) 497-8076 305 Broadway
Suite 700
New York, NY 10007
Securities, Antitrust and Consumer
New York Law School
Asher Hawkins was admitted to practice in New York in January 2015. Prior to joining Frank LLP, he served a postgraduate judicial clerkship with the State of New York Supreme Court, Appellate Division, Third Judicial Department.
Robert W. Anderson
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Robert W. Anderson
New York, NY Securities Law Attorney with 34 years of experience
(212) 742-3390 26 Broadway
26th Floor
New York, NY 10004
Securities, Business, Communications and IP
Fordham University School of Law
Robert W. Anderson’s practice emphasizes the particular needs of fast growing, entrepreneurial companies. He has extensive experience in representing business clients in connection with mergers and acquisitions, intellectual property matters, cybersecurity, securities law matters, internet law matters, and start up companies and business formations and operation.

Bob represents companies and investors involved in technology, manufacturing, health care, Internet, education, and other industries. He also serves as President of The Parlex Group, an international network of mid-sized law firms in Europe, Israel and Asia, which work together to handle cross-border transactions around the world.
Christopher J. Gray
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Christopher J. Gray
New York, NY Securities Law Lawyer with 24 years of experience
(866) 966-9598 360 Lexington Ave
#1400
New York, NY 10017
Securities, Appeals, Arbitration & Mediation and Stockbroker Fraud
Georgetown University
Christopher J. Gray has spent most of his career representing individuals and small businesses- almost exclusively as plaintiffs- in complex litigation, arbitrations, class actions, and trials and appeals in state and federal court.

Mr. Gray was admitted to the New York bar in 1997, is a member of the bars of the U.S. District Courts for the Eastern, Southern and Western Districts of New York, the U.S. District Courts for the Eastern and Northern Districts of Texas, the U.S. District Court for the District of North Dakota, the U.S. District Court for the Northern District of Ohio, the U.S. Court of...
Jeffrey Michael Haber
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Jeffrey Michael Haber
Melville, NY Securities Law Lawyer with 32 years of experience
(631) 574-4454 105 Maxess Road, Suite S124
Melville, NY 11747
Free ConsultationSecurities, Arbitration & Mediation and Business
Hofstra University
Located in New York City and Melville, Long Island, Freiberger Haber LLP is dedicated to representing corporations, small businesses, partnerships and individuals involved in a broad range of complex business, real estate, construction and commercial litigation matters. The firm combines the sophistication and counsel of a large national law firm with the economy, flexibility, commitment and personal attention of a small firm.

The Firm's attorneys are devoted to developing and fostering client relationships and being readily available to respond to their questions and concerns. By understanding their clients’ objectives and anticipating the problems associated with achieving these goals, our attorneys work...
Jonathan C Dunsmoor
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Jonathan C Dunsmoor
Buffalo, NY Securities Law Attorney with 10 years of experience
(716) 371-1936 We are available by appointment only.
3407 Delaware Ave, Ste. 255
Buffalo, NY 14217
Free ConsultationSecurities, Business, Trademarks and White Collar Crime
SUNY Buffalo Law School and Elon University School of Law
Jonathan's practice helps businesses of all sizes grow whether it is from inception to a DPO (Direct Public Offering). We are here to provide you and your company with exceptional legal service in one of the most trying times of your business; growth. Additionally, Dunsmoor Law also helps clients with contract disputes, employer/employee agreements, and various other business matters.

Jonathan's prior experience includes being of counsel for a small, international securities firm and various areas of public interest law including a legal fellowship with the American Civil Liberties Union of Pennsylvania. Dunsmoor Law represents clients throughout the world regardless of size.

Experienced...
Frank Xu
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Frank Xu
New York, NY Securities Law Attorney with 14 years of experience
(212) 488-2580 40 Wall Street
Suite 3301
New York, NY 10005
Securities, Business, Real Estate and Tax
The George Washington University Law School, Columbia Law School and Peking University Law School
A graduate of Peking University Law School, PRC and Columbia University Law School, Frank Xu is a learned, successful and aggressive advocate. Frank Xu advises small/medium firms, companies and institutions on capital investment, financing contracts and cross-border acquisitions, and provides in-depth research on related U.S. laws, rules and regulations. Frank Xu drafts international trade contracts, commercial and financing agreements, and manages related litigation. Frank Xu is admitted to the New York Supreme Court, United States District Court, S.D.N.Y., United States Federal Circuit, 2d Circuit, and Court of International Trade.
Rogelio J. Carrasquillo
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Rogelio J. Carrasquillo
NEW YORK, NY Securities Law Lawyer with 21 years of experience
(646) 948-1880 1177 Avenue of the Americas
5th Floor
NEW YORK, NY 10036
Securities, Business, Immigration and International
University of Pennsylvania Law School and Georgetown University
Roy has been providing strategic guidance and advice to clients in a variety of complex and sophisticated legal transactions for over 20 years. He advises domestic and foreign companies, multinationals, and entrepreneurs on their business activities and investment considerations in the United States and throughout Latin America, Asia, and Europe, including in cross-border transactions.

Roy assists clients in equity and debt offerings registered under U.S. securities laws, the issuance of equity and debt in global transactions not subject to the registration requirements of U.S. securities laws and with corporate governance and securities regulation matters.

Roy also advises clients on M&A transactions, joint...
Marvin L. Frank
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Marvin L. Frank
New York, NY Securities Law Attorney with 30 years of experience
(800) 497-8076 305 Broadway
Suite 700
New York, NY 10007
Free ConsultationSecurities, Antitrust and Consumer
New York Law School
Tony  Harwood
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Tony Harwood
New York, NY Securities Law Lawyer with 33 years of experience
(212) 867-6820 245 Park Ave
39th Floor
New York, NY 10167
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Fordham University School of Law
I am a trial lawyer with over 25 years of experience in business lawsuits, arbitration and white-collar criminal investigations. I provide high quality advocacy and advice to companies, partnerships, their owners, managers, directors and employees in business disputes. My practice encompasses matters involving securities, stockbroker fraud, class action lawsuits, real estate, technology and intellectual property, privately held businesses, employment law, professional liability and legal ethics. I have an AV Preeminent rating from Martindale Hubbell, which is the highest rating the organization gives, and am a longstanding leader in legal ethics, demonstrating that my peers rank me at the highest level of...
Benjamin Calkins Esq
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Benjamin Calkins Esq
Hamburg, NY Securities Law Attorney with 38 years of experience
(888) 415-1740 17 Long Avenue
110
Hamburg, NY 14075
Securities, Arbitration & Mediation, Business and Real Estate
University of Michigan Law School
Ben Calkins is an honors graduate of Harvard College and the University of Michigan Law School.After law school, Mr. Calkins clerked for a Federal Judge before joining one of the World's largest law firms, Squire, Sanders & Dempsey.Mr. Calkins has also worked at and been a partner in several of the other most prominent old style law firms.

Ben Calkins started listening to the clients and to their many complaints about old style law firms.Mr. Calkins was committed to complete and total client satisfaction from the start of his legal career and recalls, with some pride, a client at his first...
Thomas Perry Setser
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Thomas Perry Setser
Rochester, NY Securities Law Attorney with 22 years of experience
(585) 492-4700 400 Linden Oaks
Suite 110
Rochester, NY 14625
Securities and Military
Mississippi College School of Law
Thomas P. Setser, a Senior Associate in Tully Rinckey PLLC’s Rochester office, possesses extensive courtroom experience in all matters of litigation, having served the last 19 years as a military defense counsel, civilian counsel and Assistant District Attorney.

Prior to joining Tully Rinckey, Thomas began his legal career as U. S. Navy Judge Advocate, where he served on active duty as a military defense counsel, legal assistance attorney, discipline officer and brig officer. Upon leaving active duty, he opened his own legal practice as a solo practitioner and continued his military service as a Navy Reservist. After a one-year...
Ryan Gordon Blanch
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Ryan Gordon Blanch
New York, NY Securities Law Attorney with 20 years of experience
(212) 268-9700 261 Madison Ave.
12th Floor
New York, NY 10016
Free ConsultationSecurities, Criminal Defense, Stockbroker Fraud and White Collar Crime
Southern Methodist University
Ryan Blanch is the founder and lead attorney of The Blanch Law Firm. Mr. Blanch is an experienced New York criminal defense lawyer handling all type of criminal matters. Such as government investigations, complex white-collar crimes, health care fraud, and felonies/misdemeanors.

Mr. Blanch worked as an intern-prosecutor with both the Los Angeles and San Francisco District Attorneys’ Offices. There he prosecuted hundreds of felonies at probable cause hearings in criminal court under the supervision of the District Attorney’s .

Over the course of his career, Mr. Blanch and his legal team have represented executives, attorneys, accountants, health care providers,...
Adam J. Weinstein
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Adam J. Weinstein
New York, NY Securities Law Attorney with 10 years of experience
(800) 810-4262 345 7th Ave 21st Floor
New York, NY 10001
Free ConsultationSecurities, Arbitration & Mediation and Business
New York Law School
Brandon S. Schwartz
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Brandon S. Schwartz
New York, NY Securities Law Lawyer with 3 years of experience
(646) 844-5915 11 Broadway (Suite 615)
New York, NY 10004
Free ConsultationSecurities, Business and Entertainment & Sports
New York Law School
Brandon is the Managing Attorney at the Law Firm of Brandon S. Schwartz, P.C. Prior to founding the firm, Brandon worked in the Corporate practice of the New York office of DLA Piper, a global law firm, through a post-graduate fellowship program provided by the Two-Year JD Honors Program at New York Law School. During this experience, Brandon was involved in a broad range of corporate matters including corporate governance, due diligence, initial public offerings, and M&A transactions. Additionally, Brandon worked as an attorney and consultant for small and mid-size law firms, working on corporate and real estate matters, as...
Ekaterina Mouratova
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Ekaterina Mouratova
New York, NY Securities Law Lawyer
(212) 203-2460 222 Broadway, 19 floor
New York, NY 10038
Free ConsultationSecurities, Business, IP and Immigration
Pace Law School
I am a founder of The Law Firm of Ekaterina Mouratova, PLLC. The legal practice of my firm focuses on business and corporate law, immigration, securities regulations, intellectual property, and real estate transactions. I believe that qualified legal representation involves not only expertise in the subject matter and outstanding performance, but also creativity and determination to find the most beneficial procedures for my clients. Whether advising multinational companies on cross-border transactions and joint ventures, or assisting individual entrepreneurs, artists, and immigrants, I do my job in an efficient, result-oriented, expeditious and personable manner.
Barry R. Lax
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Barry R. Lax
New York, NY Securities Law Lawyer with 27 years of experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Business and Employment
Yeshiva University, Benjamin N. Cardozo School of Law
Barry R. Lax, a founding partner of Lax & Neville LLP, has an extensive background in commercial, employment and securities litigation in all forums, including, state and federal courts, and arbitrations before the Financial Industry Regulatory Authority, Inc. (“FINRA”), National Futures Association (“NFA”), Judicial Arbitration and Mediation Services (“JAMS”) and the American Arbitration Association (“AAA”). Since forming Lax & Neville LLP in 2007, Mr. Lax has represented customers and broker/dealers in disputes regarding sales practice issues and product problem cases and has successful represented hedge fund investors and general partners in complicated commercial and securities litigations throughout his career....
Robert J. Grand
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Robert J. Grand
New York, NY Securities Law Attorney with 26 years of experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Business and Employment
Benjamin N. Cardozo School of Law
Robert J. Grand is of counsel to Lax & Neville LLP. Mr. Grand’s practice is focused on representing corporations and individuals in complex civil litigation and arbitration involving securities and other financial products, employment, real estate, intellectual property, unfair business practices, and other commercial tort-related matters before federal and state courts, and private arbitration panels. Mr. Grand represents investors, financial service professionals, investment funds and financial institutions in securities litigation and arbitration, as well as in investigations and enforcement proceedings initiated by regulatory agencies such as FINRA, the SEC, and the CFTC.

Mr. Grand has extensive experience representing founders, partners, joint...
Andrew Abramowitz
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Andrew Abramowitz
New York, NY Securities Law Lawyer with 23 years of experience
(212) 972-8882 565 Fifth Avenue
9th Floor
New York, NY 10017
Securities, Business and Real Estate
New York University School of Law
Andrew Abramowitz is a corporate and securities transactional attorney with outstanding depth and breadth of experience. In 2010, following years of intensive experience as a partner and associate at the New York offices of prominent, international law firms, he launched his own practice.

His goal is to provide clients with the sophisticated legal representation and prompt response time found at large law firms, together with attributes not often associated with those firms: consistent partner-level attention to every aspect of a matter, not merely at the initial client meeting; responsiveness to the client’s needs unhampered by large firm bureaucracy; and a reasonable...
Robert Van de Veire
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Robert Van de Veire
New York, NY Securities Law Lawyer
(212) 658-1852 28 Liberty St 30th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
St. John's University School of Law
Brian J. Neville
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Brian J. Neville
New York, NY Securities Law Lawyer with 27 years of experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Business and Employment
New York University School of Law
Brian J. Neville, a founding partner of Lax & Neville LLP, has significant experience in broker/dealer, securities, regulatory defense, employment and commercial litigation in arbitration forums and state and federal courts. He has arbitrated cases in at least 18 states and has been lead counsel on well over 500 matters.
Stuart David Meissner
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Stuart David Meissner
New York, NY Securities Law Lawyer with 32 years of experience
(866) 764-3100 1430 Broadway
Suite 1802
New York, NY 10018
Free ConsultationSecurities, Arbitration & Mediation, Criminal Defense and Stockbroker Fraud
New York University School of Law and Maurice A. Deane School of Law at Hofstra University
Attorney Stuart Meissner was born in 1962 in Brooklyn, New York. He earned his Bachelor’s and Juris Doctorate from Hofstra University. He went on to earn his masters of law degree from New York University Law School. He opened his own practice, Meissner Associates, twenty years ago in 2001 in Manhattan, New York. His practice focuses primarily on SEC whistleblower cases, investment disputes, securities violations, and FINRA arbitration. After 9/11, Attorney Meissner volunteered at Ground Zero on “the pile” on the “bucket brigade” along with fire and police officers, sifting through debris trying to find survivors. He was later subsequently...
Bill Singer
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Bill Singer
New York, NY Securities Law Attorney
(917) 520-2836 120 Wall St 25th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
New York Law School
BILL SINGER is a lawyer who represents securities-industry firms, individual registered persons, Wall Street whistleblowers, and defrauded public investors. For four decades, I have represented clients before the American Stock Exchange, the New York Stock Exchange, the Financial Industry Regulatory Authority (formerly the NASD), the United States Securities and Exchange Commission, and in criminal investigations brought by various federal, state, and local prosecutors. I have the distinction of representing witnesses during Congressional investigations; and in 2015, I achieved a significant award of approximately $1.5 million from the Securities and Exchange Commission on behalf of a whistleblower client, who was the...
David Edward Robbins
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David Edward Robbins
New York, NY Securities Law Lawyer with 46 years of experience
(212) 755-3100 767 3RD AVE., 30TH FL.
New York, NY 10017
Free ConsultationSecurities and Arbitration & Mediation
Villanova University School of Law
Mr. Robbins is a partner in the New York City law firm of Kaufmann Gildin & Robbins LLP and specializes in commercial arbitration and mediation. He represents investors, brokers and firms in disputes and brokers and firms before regulatory agencies. He is also an expert witness in malpractice cases arising out of securities arbitrations. He and his firm have been responsible for the return of tens of millions of dollars to investors and have represented many brokers accused of wrongdoing in arbitrations and regulatory matters. Mr. Robbins served as Special Deputy Attorney General...
Jorge Altamirano
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Jorge Altamirano
New York, NY Securities Law Attorney with 8 years of experience
(855) 430-4010 1 World Trade Center
85th Floor
New York, NY 10007
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
Loyola University New Orleans College of Law
I am a Partner at Iorio Altamirano LLP, a securities arbitration law firm in New York City. We represent investors nationwide who have suffered investment losses due to wrongful conduct by financial advisors and brokerage firms.

Iorio Altamirano LLP has nearly 20 years of combined experience as securities arbitration lawyers. We have helped individual investors, groups of individuals, business entities, family offices, credit unions, and institutional investors recover nearly $100 million in investment losses.

I have handled hundreds of FINRA arbitration claims and have worked closely with retail and institutional investors. I combine my broad experience in the securities arbitration field with...
Umar Farooq
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Umar Farooq
Buffalo, NY Securities Law Lawyer with 13 years of experience
(716) 235-1825 Dig @ The Innovation Center
640 Ellicott Street, Suite 109
Buffalo, NY 14203
Free ConsultationSecurities, Business, Communications and IP
SUNY Buffalo Law School
When it comes to corporate and commercial law matters, you need an attorney that not only has a deep understanding of the law, but is passionate about your company’s continued success. With over eight years of experience practicing business law, including time at a global law firm, I provide personal service and practical solutions to tackle your most challenging legal issues. I also understand the importance of efficiently managing your legal budgets, which is why I offer flexible fee arrangements. To learn if I’m the right fit for your organization, schedule a free consultation today.
Jaimie F. Dockray
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Jaimie F. Dockray
New York, NY Securities Law Lawyer with 26 years of experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Business and Employment
New England School of Law
Jaimie Fried Dockray joined Rich, Intelisano & Katz, LLP as Special Counsel in 2013. She represents both individuals and employers in employment-related matters. Ms. Dockray has extensive experience representing both individuals and employers in all aspects of workplace disputes, including contract negotiations and litigation. Her clients have included high net worth individuals as well as financial institutions and nonprofit organizations.

Prior to joining Rich, Intelisano & Katz, LLP, Ms. Dockray worked at Bingham McCutchen, LLP for approximately 15 years. While at Bingham, Ms. Dockray practiced law in their management-side labor and employment group, representing public and private...
Manuel G.R. Rivera
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Manuel G.R. Rivera
New York, NY Securities Law Attorney with 24 years of experience
(212) 318-3000 666 Fifth Avenue
33rd Floor
New York, NY 10103
Securities
Harvard Law School and Yale University
I am a New York-based corporate lawyer with more than 15 years of experience representing middle market public companies, particularly in technology, retail, mining and energy businesses, in securities law compliance and corporate governance matters, financing transactions and corporate acquisitions and mergers. I have guided several dozen U.S. public companies and foreign private issuers in complying with federal securities law periodic reporting requirements and new regulations including the JOBS Act, the Dodd-Frank Act and the Sarbanes-Oxley Act. I also advise major shareholders and corporate insiders in resales of restricted securities, estate planning transactions involving public company stock and compliance with insider...
Mark Strauss
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Mark Strauss
New York, NY Securities Law Lawyer with 27 years of experience
(212) 729-9496 555 Madison Ave.
5th Floor
New York, NY 10022
Free ConsultationSecurities and Stockbroker Fraud
Fordham University School of Law
A former investigative journalist, Mark is a successful anti-fraud attorney with more than twenty years of experience in complex civil litigation. He has represented qui tam whistleblowers under the False Claims Act as well as victims of fraud under the federal securities laws and the Racketeer Influenced and Corrupt Organizations Act (RICO). His efforts have resulted in the recovery of hundreds of millions of dollars for clients.

Prior to founding Mark A. Strauss Law, PLLC, Mark was a partner at Kirby McInerney LLP, a respected plaintiffs’ class action firm that was named one of the “Most Feared Plaintiffs’ Firms” by Law360.com....
Joseph Peter Allgor
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Joseph Peter Allgor
New York, NY Securities Law Attorney with 22 years of experience
(212) 897-5410 120 Wall St 25th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
UCLA School of Law
Joseph’s practice is concentrated in the areas of regulation of financial services firms, securities litigation and commercial litigation.

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