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Mark J. Astarita
New York County, NY Securities Law Attorney with 42 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
New York Law School
My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...
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Sonya Tien
New York County, NY Securities Law Attorney with 12 years of experience
Free ConsultationSecurities, Business and IP
Columbia Law School
Sonya Tien leads her law firm's corporate and intellectual property practices.
She received her law degree from Columbia University and was recognized as a Harlan Fiske Stone Scholar. Sonya received her business degree from the University of North Carolina at Chapel Hill, Kenan Flagler Business School, where she earned 17 scholarships.
Sonya was named a Rising Star by Super Lawyers since 2020 and was featured in Super Lawyers Magazine. Her articles have been published by the Wall Street Lawyer and Practising Law Institute. She has presented on the topics of SEC Enforcement and Compliance and Executive Compensation. She also is the...
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Jenice Malecki
New York County, NY Securities Law Attorney with 32 years of experience
Free ConsultationSecurities, Business, Employment and Stockbroker Fraud
New York Law School
Jenice L. Malecki is a well-known securities attorney and the founder of Malecki Law. She is a successful and aggressive litigator with a uniquely diverse background representing thousands of investors and industry professionals. Ms. Malecki’s experience as a New York securities attorney began in class action litigation, working on the famed class action case In re Crazy Eddie. Throughout the 1990’s she represented numerous broker dealers in “boiler room” stock fraud cases and the progeny of the real-life Wolf of Wall Street. She has been the Vice-President on the board of the PIABA Foundation, with a mission to educate...
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Marc Fitapelli
New York County, NY Securities Law Lawyer with 17 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Real Estate and Stockbroker Fraud
Maurice A. Deane School of Law at Hofstra University
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Robert Van de Veire
New York County, NY Securities Law Lawyer
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
St. John's University School of Law
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Brandon S. Schwartz
New York County, NY Securities Law Lawyer with 6 years of experience
Free ConsultationSecurities, Business and Entertainment & Sports
New York Law School
Brandon is the Managing Attorney at the Law Firm of Brandon S. Schwartz, P.C. Prior to founding the firm, Brandon worked in the Corporate practice of the New York office of DLA Piper, a global law firm, through a post-graduate fellowship program provided by the Two-Year JD Honors Program at New York Law School. During this experience, Brandon was involved in a broad range of corporate matters including corporate governance, due diligence, initial public offerings, and M&A transactions. Additionally, Brandon worked as an attorney and consultant for small and mid-size law firms, working on corporate and real estate matters, as...
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Jacqueline Candella
New York County, NY Securities Law Lawyer with 1 year of experience
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
New York Law School
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Jonathan Kurta
New York County, NY Securities Law Attorney with 16 years of experience
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
Maurice A. Deane School of Law at Hofstra University
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Adam Schreck
New York County, NY Securities Law Attorney
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
New York Law School
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Jordan J. Levine
New York County, NY Securities Law Lawyer with 7 years of experience
Securities, Business, IP and Real Estate
Seton Hall University School of Law
Jordan centers his practice on complex corporate and business transactions, both domestic and international. He serves clients ranging from start-ups and emerging growth companies to multi-national entities in mergers and acquisitions, corporate formations, corporate financing, private equity, securities issuances and corporate governance.
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Felix Shipkevich
New York County, NY Securities Law Attorney with 20 years of experience
Securities and Bankruptcy
Felix is the founder of ZocLaw.com, and is also currently the managing partner of Shipkevich PLLC. He has years of experience working in the corporate environment and is a highly regarded participant in the legal space. Having a keen eye for identifying tendencies within the industry, Felix noticed the commonality between many current Bankruptcy firms. He recognized that modern firms dealing with bankruptcy are not taking full advantage of the latest technological tools suited for the industry. His philosophy is simple; combine Wall Street corporate structure and Silicon Valley innovation to create an optimal service for consumers. Felix is...
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Nuo Jia Li
New York County, NY Securities Law Lawyer with 9 years of experience
Free ConsultationSecurities, Business, Health Care and IP
University of Detroit Mercy School of Law and University of Windsor
Lois has experience in handling legal matters in the USA, Canada, China and European Union. She is licensed in New York and Michigan along with Ontario, Canada. This vast breadth of experience and knowledge covers most domestic and international work required in modern business contracts.
Speaking native English and Mandarin Chinese has proven useful in resolving the business cultural and conflicting legal systems between The United States and China when designing business agreements.
Lois specializes in StartUps, Contracts, Merger and Acquisition, Securities, Cryptocurrency, SaaS, Tax Planning, IP Laws. Lois can provide direct answers to what documents are needed to start...
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Umar Farooq
New York County, NY Securities Law Lawyer with 16 years of experience
Free ConsultationSecurities, Business, Communications and IP
SUNY Buffalo Law School
Elevate Your Legal Experience
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UNPARALLELED PRECISION
Faster doesn’t mean sloppy. Our seasoned legal professionals are masters of their craft, meticulously crafting and reviewing every detail with unwavering...
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Anna Rubin
New York County, NY Securities Law Attorney with 17 years of experience
Securities, Criminal Defense, DUI & DWI and Domestic Violence
Benjamin N. Cardozo School of Law
Anna Rubin focuses her practice on Criminal Defense matters in New York State and Federal Courts. Ms. Rubin is a former prosecutor who served in numerous bureaus and divisions of the Kings County District Attorney's Office, including the prestigious Rackets Division, where she concentrated on White Collar cases. Ms. Rubin provides aggressive, effective representation for her clients.
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Jonathan T. Savella
New York County, NY Securities Law Attorney with 13 years of experience
Securities, Appeals, Criminal Defense and White Collar Crime
Brooklyn Law School
Jonathan Savella is a Manhattan-based defense attorney with over 10 years of litigation experience in federal and state courts. He represents corporations and individuals in complex civil and criminal matters at the trial and appellate level.
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Anthony C. Varbero
New York County, NY Securities Law Attorney
111 John St
#1100
New York, NY 10038
Securities and Stockbroker Fraud
Brooklyn Law School
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David C. Casagrande
New York County, NY Securities Law Lawyer
111 John St
#1100
New York, NY 10038
Free ConsultationSecurities and Stockbroker Fraud
Benjamin N. Cardozo School of Law
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Jacob H. Zamansky
New York County, NY Securities Law Attorney with 42 years of experience
Securities and Employment
The George Washington University Law School and Temple University
Securities arbitration lawyer, Jake Zamansky, has extensive experience representing clients who have suffered substantial financial losses from stock broker fraud, negligence or misconduct by issuers of securities. Our law firm litigates in two venues: FINRA arbitration and federal and state court class action. We represent individual and institutional investors.
Jake Zamansky founded Zamansky LLC which represents those with UBS YES strategy losses and other types of investment fraud. We help harmed investors obtain settlements, and assist with arbitration. We fight to ensure you receive full compensation for your investment losses.
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Jeffrey Paul Saxon
New York County, NY Securities Law Attorney with 16 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Insurance Claims and Stockbroker Fraud
Maurice A. Deane School of Law at Hofstra University
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Avner Ben-Gera
New York County, NY Securities Law Attorney with 24 years of experience
Securities and Business
New York University School of Law
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Thomas Wyckoff
New York County, NY Securities Law Attorney with 32 years of experience
Free ConsultationSecurities and Business
Albany Law School
• Pragmatic interpretation, drafting, negotiation, clarification and explanation to management, execution, & closing of all contractual matters. • Negotiation and design of employment agreements, stock option, stock appreciation rights, & termination settlement arrangements. • Initiation, monitoring & management of long-term sourcing arrangements in multiple supply-chain and vendor environments (China, England, Mexico & Canada). • Entity formations & structures inclusive of tax & corporate governance in accordance with constituent objectives. • Analysis, creation & drafting of covenant structures in high-yield debt & commercial loan agreements. • Leveraged buyouts utilizing equity, high yield/bank debt sourced publicly/privately. • Exhaustive familiarity with 33/34 Act, Reg. A & “mini-IPO” provisions. • Drafting,...
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Clem G. Turner
New York County, NY Securities Law Attorney with 26 years of experience
Free ConsultationSecurities, Business, Entertainment & Sports and IP
Georgetown University Law Center
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John Joy
New York County, NY Securities Law Lawyer
Securities, Tax and White Collar Crime
John is a New York attorney who has worked for almost a decade on corporate crime and corruption cases around the globe. Before founding FTI Law, John worked at an elite international law firm in New York and London representing clients in multi-national investigations before the DOJ, SEC, FINRA, FCA & SFO. John is one of the few whistleblower attorneys with extensive experience working with Fortune 500 corporations who are the subject of whistleblower complaints.
www.ftilaw.com
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Michael Aures-Cavalieri
New York County, NY Securities Law Lawyer with 9 years of experience
Securities
New York University School of Law and SUNY Buffalo Law School
Michael Aures-Cavalieri is a securities and derivatives attorney practicing in New York, NY. Michael graduated cum laude from the University at Buffalo Law School in 2014.
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Aryeh Zuber
New York County, NY Securities Law Lawyer with 17 years of experience
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David A. Gehn
New York County, NY Securities Law Attorney
Securities, Criminal Defense and Stockbroker Fraud
New York Law School
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Jason A. Richardson
New York County, NY Securities Law Attorney
14 Wall Street
20th Floor
New York, NY 10005
Securities and Stockbroker Fraud
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Abid Qureshi
New York County, NY Securities Law Lawyer with 16 years of experience
125 Broad Street
New York, NY 10004-2498
Securities and Antitrust
Georgetown University Law Center
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Samir Shukurov
New York County, NY Securities Law Lawyer
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Adam Gana
New York County, NY Securities Law Lawyer with 18 years of experience
Free ConsultationSecurities, Appeals, Business and Insurance Claims
New York Law School
Adam Gana serves as the managing partner of the law firm of Gana Weinstein LLP. His practice focuses on all aspects of securities arbitration. Mr. Gana's experience includes securities arbitration and litigation in various dispute resolution forums including JAMS, NFA and FINRA and litigation in both State and Federal Courts. As lead counsel, Mr. Gana has tried more than forty cases to verdict before the state and federal trial and appellate courts, AAA, and has settled hundreds more cases through mediation and direct negotiation.
Mr. Gana was named in the New York Super Lawyers Rising Stars® for eight straight years (an...
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Jeffrey Michael Haber
New York County, NY Securities Law Lawyer with 35 years of experience
Free ConsultationSecurities, Arbitration & Mediation and Business
Hofstra University
Located in New York City and Melville, Long Island, Freiberger Haber LLP is dedicated to representing corporations, small businesses, partnerships and individuals involved in a broad range of complex business, real estate, construction and commercial litigation matters. The firm combines the sophistication and counsel of a large national law firm with the economy, flexibility, commitment and personal attention of a small firm.
The Firm's attorneys are devoted to developing and fostering client relationships and being readily available to respond to their questions and concerns. By understanding their clients’ objectives and anticipating the problems associated with achieving these goals, our attorneys work...
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Rogelio J. Carrasquillo
New York County, NY Securities Law Lawyer with 24 years of experience
(646) 948-1880
1177 Avenue of the Americas
5th Floor
NEW YORK, NY 10036
Securities, Business, Immigration and International
University of Pennsylvania Law School and Georgetown University
Roy has been providing strategic guidance and advice to clients in a variety of complex and sophisticated legal transactions for over 20 years. He advises domestic and foreign companies, multinationals, and entrepreneurs on their business activities and investment considerations in the United States and throughout Latin America, Asia, and Europe, including in cross-border transactions.
Roy assists clients in equity and debt offerings registered under U.S. securities laws, the issuance of equity and debt in global transactions not subject to the registration requirements of U.S. securities laws and with corporate governance and securities regulation matters.
Roy also advises clients on M&A transactions, joint...
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Ross B. Intelisano
New York County, NY Securities Law Attorney with 29 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Brooklyn Law School
Ross B. Intelisano is a founding partner of Rich, Intelisano & Katz, LLP. He represents individual and institutional investors in securities arbitration and litigation against financial firms, employees in industry disputes, employees in transitions from one financial firm to another, and employees in self-regulatory organization investigations.
Ross has over two decades of experience trying large and complex financial fraud cases on behalf of investors worldwide, including winning the largest arbitration award ever against Goldman Sachs. His clients include high net worth individuals, family offices, hedge funds, funds of funds, endowments, non-profits and other institutions in claims against...
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Bradley L. Henry
New York County, NY Securities Law Attorney with 17 years of experience
Free ConsultationSecurities, Business, Criminal Defense and White Collar Crime
University of Tennessee College of Law and Florida Coastal School of Law
Brad Henry represents entities and individuals in criminal and regulatory litigation and investigations, international arbitrations, and internal investigations. Brad is a board-certified criminal trial specialist and has represented and defended clients in trials and investigations involving U.S. Attorneys’ Offices in over fifteen different districts around the country.
Brad represents clients in investigations and litigation involving the Department of Justice (National Security Division, Computer Crime and Intellectual Property Section, Environment and Natural Resources Division), Securities and Exchange Commission, Commodity Futures Trading Commission, Office of Foreign Assets Control, as well as other federal, state and local agencies. He also conducts internal investigations...
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Robert L. Herskovits
New York County, NY Securities Law Lawyer
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Benjamin N. Cardozo School of Law
Robert has decades of experience with disputes and investigations concerning the securities industry. Robert approaches each assignment with the benefit of having served as an in-house lawyer for a brokerage firm, and also having sat as a FINRA arbitrator for securities industry disputes. Robert’s practice is focused on securities litigation/arbitration and regulatory enforcement matters before FINRA and the SEC and CFTC. Robert advises broker/dealers, investment advisers, securities industry professionals and defrauded investors in varied litigation, arbitration and regulatory matters. Robert is certified as an arbitrator for FINRA, AAA and the NFA.
An active participant in the bar, Robert has...
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Robert W. Anderson
New York County, NY Securities Law Attorney with 37 years of experience
Securities, Business, Communications and IP
Fordham University School of Law
Robert W. Anderson’s practice emphasizes the particular needs of fast growing, entrepreneurial companies. He has extensive experience in representing business clients in connection with mergers and acquisitions, intellectual property matters, cybersecurity, securities law matters, internet law matters, and start up companies and business formations and operation.
Bob represents companies and investors involved in technology, manufacturing, health care, Internet, education, and other industries. He also serves as President of The Parlex Group, an international network of mid-sized law firms in Europe, Israel and Asia, which work together to handle cross-border transactions around the world.
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Tony Harwood
New York County, NY Securities Law Lawyer with 36 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Fordham University School of Law
I am a Trial Lawyer with over 25 years of experience in Business lawsuits, Arbitration and White-Collar Criminal investigations. I provide high quality advocacy and advice to companies, partnerships, their owners, managers, directors and employees in business disputes. My practice encompasses matters involving Securities, Stockbroker Fraud, Class Action lawsuits, Real Estate, Technology and Intellectual Property, privately held Businesses, Employment law,Professional Liability and Legal eEthics.
I have an AV Preeminent rating from Martindale-Hubbell, which is the highest rating the organization gives, and am a longstanding leader in legal ethics, demonstrating that my peers rank me at the highest level of professional excellence.
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Thomas Ajamie
New York County, NY Securities Law Attorney with 38 years of experience
Securities, Antitrust and Business
University of Notre Dame
Tom Ajamie is an internationally-recognized trial lawyer who has successfully represented clients in complex commercial litigation and arbitration. The authoritative Chambers USA has described Tom as “relentless, energetic and intelligent” and a “hard-working and successful trial lawyer who never quits.” He has handled a number of high-profile cases, including groundbreaking securities and financial cases, cross-border litigation, business contract disputes and employment issues. Tom has won two of the largest awards ever handed down by an arbitration panel for investors, including a $429.5 million award. He has also won a record $112 million civil RICO jury verdict.
Tom is regularly invited to...
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Barry R. Lax
New York County, NY Securities Law Lawyer with 30 years of experience
Free ConsultationSecurities, Business and Employment
Yeshiva University, Benjamin N. Cardozo School of Law
Barry R. Lax, a founding partner of Lax & Neville LLP, has an extensive background in commercial, employment and securities litigation in all forums, including, state and federal courts, and arbitrations before the Financial Industry Regulatory Authority, Inc. (“FINRA”), National Futures Association (“NFA”), Judicial Arbitration and Mediation Services (“JAMS”) and the American Arbitration Association (“AAA”). Since forming Lax & Neville LLP in 2007, Mr. Lax has represented customers and broker/dealers in disputes regarding sales practice issues and product problem cases and has successful represented hedge fund investors and general partners in complicated commercial and securities litigations throughout his career....
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Brian J. Neville
New York County, NY Securities Law Lawyer with 30 years of experience
Free ConsultationSecurities, Business and Employment
New York University School of Law
Brian J. Neville, a founding partner of Lax & Neville LLP, has significant experience in broker/dealer, securities, regulatory defense, employment and commercial litigation in arbitration forums and state and federal courts. He has arbitrated cases in at least 18 states and has been lead counsel on well over 500 matters.