Palm Beach County Securities Lawyers

By hiring Robert w. Pearce, you will have the benefit of 43 years experience gained in complex securities, commodities and investment fraud disputes on both sides of the table. He is one of the most experienced Financial Industry Regulatory Authority (FINRA) arbitration attorneys winning his first investor case in 1983 after working 3 years with the SEC in NYC and moving to Florida. He has earned a peer rating of AV Preeminent continuously since 1996 through the Martindale-Hubbell peer review rating process, the highest available rating through that program. Mr. Pearce has been one of Thomson Reuters Florida Super...

Attorney Ralph Behr has been a prominent criminal trial attorney in Florida for over 30 years. His practice is 100% criminal trials, both Federal and State. Attorney Behr is the Chairman of the Criminal Law Committee of the South Palm Beach County Bar Association. Call if you have a criminal issue, have an immigration matter with criminal aspects, or want a consultation with Attorney Behr. Practicing in Miami, Fort Lauderdale, and New York, most of my work is cases of complexity and challenge. Your freedom is mine to protect! I have over thirty...

Craig Stein has been practicing law for 15 years. He has handled over 850 employment and consumer related securities matters and also represented over 400 brokers who transferred billions of dollars in assets under management from one brokerage firm to another. Mr. Stein is the Chair of the Palm Beach County Bar Association Securities Law Committee.

My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...

Founder and Partner of Hamilton & Associates Law Group, P.A., an international corporate finance, securities, business and transactional law firm with offices in Boca Raton, Florida, 1998-Present. The firm represents issuers on the NASDAQ Stock Exchange (NASDAQ), NYSE Stock Exchange (NYSE) and OTC Markets in securities and corporate finance matters. Notable Experience & Engagements: • Initial Public Offerings (IPOs) and Direct Public Offerings (DPOs) • Listing of Issuers on NASDAQ and NYSE • Securities law disclosures and compliance for issuers on NASDAQ, NYSE and OTC Markets • Outside general counsel for domestic and international issuers • Securities offerings and/or going public transactions ranging from less than $1,000,000 to more than $300,000,000...

My securities practice primarily focuses on maximizing an individual investor's recovery related to disputes involving stocks, bonds, mutual funds, hedge funds, private placements and structured products throughout the state of Florida, as well as the United States.

Securities arbitration and investment litigation focusing on damage and loss recovery for retail and institutional clients that have disputes with their financial advisors or firms involving stocks, bonds, limited partnerships, mutual funds, and other investment vehicles throughout the United States.

Rex Securities Law- Robert H. Rex is a national securities lawyer with offices in Austin, Texas and Boca Raton, Florida. If you have questions about how to recover investment losses due to the fraud or negligence of a stock broker or stock brokerage firm, call for a no charge consultation.

David has been actively involved in the real estate world for over 7+ years serving as the Director of AAA Financial Corporation, CEO of Capital Funding Financial, and as Real Estate Agent, Mortgage Originator, & Attorney to a high net worth clientele. David graduated with numerous awards from the University of Miami with a degree in Finance & Accounting while starting for the #1 ranked Hurricanes as an outfielder on the baseball team. David went on to play for the Colorado Rockies before heading back to law school to specialize in real estate law. David proceeded to get his LL.M....

Lawrence L. Klayman, a Brooklyn native, is the founding partner of KlaymanToskes, P.A. His practice is exclusively limited to securities arbitration and litigation. Lawrence is a former licensed financial advisor who has spent decades applying what he has learned from working inside the securities industry to fight for the rights of injured investors. Lawrence understands what motivates financial advisors, he understands the complex products they sell, and he understands the imperfect compliance requirements set in place for the protection of investors. While attending Nova Southeastern University- Shepherd Broad Law Center, Lawrence received firsthand experience at the National Association of Securities Dealers...

Mr. Sallah is an AV Preeminent® rated attorney who concentrates on securities and commodity futures regulation and enforcement, broker-dealer compliance and defense, receivership litigation, securities arbitration, and business litigation.

Since leaving the Securities and Exchange Commission in 2004, Mr. Sallah has represented national and regional brokerage firms, as well as publicly traded companies and individuals, in a variety of matters, including SEC, FINRA, stock exchange, and state regulatory investigations, congressional investigations, internal investigations, federal and state lawsuits, administrative actions, and arbitrations. He has successfully handled matters through trial, arbitration, and regulatory enforcement proceedings. Mr. Sallah has also represented individuals in Congressional...

I represent start-up businesses and existing businesses that want to expand through franchising, licensing, dealerships, distributorships, private placement of securities. I also do business entity formation such as S corporations and LLC. I also represent buyers and sellers of businesses. I represent tenants in lease negotiation.

Mr. Cox is a Founding Partner at Sallah Astarita Cox LLC. With over 20 years of experience, he provides skilled and knowledgeable counsel to clients with a broad array of legal needs. His practice is concentrated on Arbitration & Mediation, Business Law, Securities Law, Stockbroker & Investment Fraud, and White Collar Crime matters. Mr. Cox is committed to providing outstanding service and aggressive representation for his clients.

In 1995, Mr. Cox received a B.S. in Political Science from Furman University. He earned a J.D. from Nova Southeastern University—Shepard Broad Law Center in 1999. Following law school, Mr. Cox served as...

Jon has spent his entire legal career practicing securities. He handled over 1,000 securities matters and has successfully represented some of the most demanding clients in multi-million-dollar disputes throughout Florida and United States. He has represented individual and corporate clients in civil actions in state and federal court (at the trial and appellate level); in regulatory investigations; in arbitrations; and in private mediations.

Jon has handled a wide range of matters, including: (i) stockbroker misconduct and investment fraud disputes (including claims involving unsuitability, churning, unauthorized trading, failure to execute trades, failure to hedge, selling away, theft, research analyst conflicts of...

Experienced attorney in Federal courts, Florida state courts and FINRA arbitration with focus in securities law, securities class actions, broker-dealer disputes and business law.

For over 35 years, the law office of Russell L. Forkey, P.A. has been representing investors, including seniors, in claims against brokerage firms and investment advisors, for among other things, fraud, negligence, breach of fiduciary, and violations of the federal and state securities laws with the goal of loss recovery. Additionally, we handle business and contract disputes in state and federal courts.

Joshua A. Katz practices in the areas of Securities Arbitration and Litigation, Complex Commercial Litigation, Securities Regulation and Enforcement, Receivership Litigation, and Broker-Dealer Compliance and Defense.

Since 2004, Mr. Katz has focused his practice in the area of broker-dealer arbitration before FINRA, or the Financial Industry Regulatory Authority, formerly known as the NASD or National Association of Securities Dealers. Mr. Katz has extensive experience representing public investors, brokers, and broker-dealers in arbitrations.

Prior to joining Sallah Astarita & Cox, Mr. Katz was an associate for the law firm of Klein & Sallah, LLC. He has advised and represented brokerage firms in proceedings...

I have been respresenting investors for more than 30 years in Court, Arbitration, and through alternative dispute resolution fora. I have offices in Connecticut and Florida, and pride myself in having user friendly fees, and being prudent about the virtues of jurisprudence!

Mr. Zuckerbrod began his legal career in 1987 as an Enforcement Attorney with the New York Stock Exchange (NYSE) and subsequently joined the Law Department of Merrill Lynch where he worked for 13 years. Mr. Zuckerbrod also represented Merrill Lynch Trust Company and has for decades dealt with complex trust and estate issues and has a vast understanding of fiduciary duty. In 2002, Mr. Zuckerbrod joined the law firm of Greenberg Traurig, P.A. where he primarily defended such clients as Morgan Stanley and Smith Barney in securities arbitration, often involving trust accounts and related issues. From January 2008 through...

For over 24 years, I have dedicated my legal skills to advising and zealously representing clients in a variety of areas, including Securities Arbitration, Business Litigation, Employment and Partnership Disputes, Breach of Contract, Fraud and Negligence Claims, Commercial Real Estate Leases, Professional Malpractice, and Intellectual Property Actions.

In addition to handling litigation matters, I also represent businesses and individuals in commercial and secured transactions as well as in drafting and negotiating general contracts (such as non-disclosure agreements, employment covenants, distribution contracts, licenses, etc.).

I have extensive experience representing all types of clients, from single individuals to Fortune 500 companies. ...

Mr. Doner was admitted to the Florida Bar in 1983 and has garnered a long list of professional accolades and accomplishments throughout his career, including having been admitted entry into the prestigious Million Dollar Advocates Forum. Adam is a Partner at the law offices of Gordon & Doner and provides a comprehensive range of both experience and knowledge to our firm.

Ms. Anthony is an honors graduate from Florida State University College of Law and has been practicing law since 1993. Prior to founding Legal & Compliance, LLC, she served as Chief Legal Counsel for a national investment banking firm and NASDAQ broker dealer with over 200 employees. Ms. Anthony headed the firm's legal and compliance department and coordinated all legal work for the firm including all aspects of FINRA and SEC regulations, FINRA arbitrations, and public and private transactions.

David A. Carter is a member of the Florida and Iowa Bar Associations. He has been practicing law since 1982 and in the Boca Raton, Florida area since 1990. He graduated from the University of South Florida with a degree in finance. He obtained his law degree from Drake University in Des Moines, Iowa in 1982. For seven years following graduation from law school, Mr. Carter practiced law with the Des Moines law firm of Neiman, Neiman, Stone & Spellman, P.C. where he specialized in bankruptcy law. Most of Mr. Carter’s clients are individuals or businesses in financial distress. He represents retirees...

www.KBLpc.com.

Harrison DuBosar is an associate at The DuBosar Law Group, P.A. Mr. DuBosar’s practice focuses on commercial litigation and appeals. Mr. DuBosar graduated from the Florida State University College of Law where he was the Treasurer of the Moot Court Board and an Associate Justice of the student Supreme Court. During law school, Mr. DuBosar was also a member of the Journal of Transnational Law and Policy and the Journal of Land Use and Environmental Law, where he was awarded Best Sub Citer. Additionally, Mr. DuBosar won the Best Brief Award and was a semi-finalist at the 2017 Kaufman Moot...

No person and no business are immune from cyber crime, whether by phishing, fake websites, malware, account compromise/takeover, fraudulent wire transfers, ransomware, identity theft, and vendor breaches.

Rosen Protection Law PLLC is a boutique cyber security law firm located in Boca Raton, Florida. We proactively assist our clients with cyber fraud prevention, managing cyber security risk and being prepared for cyber attacks. When clients suffer a disruptive attack or breach, we are engaged to assist our clients with incident response and recovery.

Kevin D. Rosen is the Firm’s Managing Attorney and member of The Florida Bar. Kevin has more than 20 years...

Gary S. Menzer received his bachelor’s degree from the University of Central Florida and his Juris Doctor from St. Thomas University School of Law. Mr. Menzer began his career with Morgan Stanley as a financial advisor and later as a hedge fund trader. Mr. Menzer has held series 7, 31, 55 and 63 registrations. Prior to becoming a Founding Partner in Menzer & Hill, Mr. Menzer served as Vice President and Corporate Counsel for a publicly-traded broker-dealer. Having served as Corporate Counsel, Mr. Menzer brings a truly unique perspective and understanding of how broker-dealers defend against...

Mr. Solomon concentrates his practice in hedge fund litigation/counseling, securities arbitration; general civil litigation and financial markets' transactional matters. Prior to becoming a Partner of McLaughlin & Stern, LLP, Mr. Solomon was associated with Greenberg Traurig LLP, resident in that firm's West Palm Beach offices, where his focus was managing and trying as lead counsel, a multitude of securities arbitration matters before the NASD (now FINRA) and the NYSE. He also litigated other securities fraud matters.

Prior to that, Mr. Solomon was associated with two prominent Chicago based law firms working on both financial market litigation and transaction matters,...

Scott Silver has spent his entire legal career practicing securities and financial services law. Scott focuses his law practice on securities arbitration and litigation and plaintiff-side class action litigation, representing individual investors and institutions in claims against brokerage firms, investment advisors, commodities firms, hedge funds and others. Scott also routinely serves as counsel to receivers and trustees in matters relating to the recovery of investor losses in Ponzi schemes. Scott has extensive experience in arbitration before the Financial Industry Regulatory Authority (FINRA), the National Futures Association (NFA), and the American Arbitration Association (AAA). He has recovered millions of...

Soreide Law Group, is a securities arbitration firm that represents defrauded investors nationwide before the financial industry regulatory authority also known as FINRA. Our lawyers help victims recover financial losses due to stock brokers misconduct. Soreide Law Group has no charge for any consultation, and accepts cases on a contingency fee which means we only get paid if successful. Soreide Law Group also advances all the costs of the litigation which means you will never have to write a check to pursue your claim. Our securities law firm has recovered millions of dollars of investment losses due to stock broker...

Mr. Blum spent many years in the financial services industry as a licensed stock and commodity broker trading for institutions and private individuals prior to becoming an attorney. He worked in the "pits" of the Commodity Exchange in the World Trade Center in New York. Mr. Blum then combined his extensive experience and knowledge of the securities industry with a law degree and joined one of the largest and most prestigious law firms in the world, with sixteen offices and over five hundred attorneys. Mr. Blum learned the inner workings of the arbitration process during his tenure at NASD Dispute Resolution,...

David R. Chase, a securities lawyer, has an extensive background in SEC and FINRA securities regulatory defense, as well as the representation of defrauded stock market investors in cases to recover their investment losses.

Mr. Chase began his legal career at Greenberg Traurig, an international law firm in Miami, where he represented securities and financial firms in securities cases and SEC and FINRA investigations.

Thereafter, he accepted a position as Staff Counsel in the Enforcement Division of the U.S. Securities and Exchange Commission, where he worked for almost four years, ultimately obtaining the title of Senior Counsel. For part of that time,...