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Laura Anthony
Founding Partner at Legal & Compliance, LLCBadges
Claimed Lawyer Profile
Summary
Ms. Anthony is an honors graduate from Florida State University College of Law and has been practicing law since 1993. Prior to founding Legal & Compliance, LLC, she served as Chief Legal Counsel for a national investment banking firm and NASDAQ broker dealer with over 200 employees. Ms. Anthony headed the firm's legal and compliance department and coordinated all legal work for the firm including all aspects of FINRA and SEC regulations, FINRA arbitrations, and public and private transactions.
Practice Area
- Securities Law
Fees
- Credit Cards Accepted
Education
- Florida State University College of Law
- J.D.
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- Florida Atlantic University
- B.A. (1990) | International Economics
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- Honors: William J. Freurhlein Award in International Economics
- Activities: Chief Student Lobbyist; Chief of Staff of Student Government and General Manager of School Newspaper
Professional Associations
- Florida State Bar  # 0994049
- Member
- Current
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Websites & Blogs
- Website
- Legal & Compliance, LLC
- Blog
- Laura Anthony's Securities Law Blog
- Finders – Part 2
12 January 2021 - SEC Modernizes Auditor Independence Rules
5 January 2021 - SEC Proposes Amendments To Rule 144
29 December 2020
Social Media
Contact & Map