Osprey Securities Lawyers

Nicholas J Guiliano
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Nicholas J Guiliano
Aventura, FL Securities Law Lawyer with 28 years of experience
(877) 732-2889 2750 NE 185th Street, Suite 302
Aventura, FL 33180
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
Temple University Beasley School of Law
We have a national practice and exclusively represent investors in claims against brokerage firms for securities fraud, the sale of unsuitable investments, defective financial products, breach of fiduciary duty, and the failure to supervise. FINRA Securities Arbitrations. We handle all cases on a contingency fee basis meaning that there is no cost or obligation, unless we are able to make a recovery for you, and there is never any charge for a free consultation. Contact Us.
Christopher Anthony DiSchino
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Christopher Anthony DiSchino
Miami, FL Securities Law Attorney with 13 years of experience
(786) 581-2542 4770 Biscayne Blvd.
Suite 600
Miami, FL 33137
Securities, Business, IP and Trademarks
University of Miami School of Law
With a knack for the creative and an entrepreneurial attitude, Christopher DiSchino specializes in business, securities and intellectual property law. Assisting both individuals and corporate entities, Christopher focuses his practices on complex business transactions, intellectual property registration and enforcement and corporate counsel services. His diverse experience allows him to create value for his clients by using resourceful techniques to minimize unnecessary costs and risks.

Prior to founding DiSchino & Schamy, PLLC, Christopher served as General Counsel in both the hospitality and fashion industries. Exposure to a fast-paced, international environment provided him with an intimate understanding of the business climate in which...
Lars Kristian Soreide
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Lars Kristian Soreide
Pompano Beach, FL Securities Law Lawyer
(888) 760-6552 2335 E. Atlantic Blvd.
Suite 405
Pompano Beach, FL 33062
Free ConsultationSecurities and Stockbroker Fraud
St. Thomas University School of Law
Soreide Law Group, is a securities arbitration firm that represents defrauded investors nationwide before the financial industry regulatory authority also known as FINRA. Our lawyers help victims recover financial losses due to stock brokers misconduct. Soreide Law Group has no charge for any consultation, and accepts cases on a contingency fee which means we only get paid if successful. Soreide Law Group also advances all the costs of the litigation which means you will never have to write a check to pursue your claim. Our securities law firm has recovered millions of dollars of investment losses due to stock broker...
Darren C. Blum
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Darren C. Blum
Fort Lauderdale, FL Securities Law Attorney with 28 years of experience
(877) 786-2552 110 E Broward Blvd
#1700
Fort Lauderdale, FL 33301
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
Shepard Broad Law Center, Nova Southeastern University
Mr. Blum spent many years in the financial services industry as a licensed stock and commodity broker trading for institutions and private individuals prior to becoming an attorney. He worked in the "pits" of the Commodity Exchange in the World Trade Center in New York. Mr. Blum then combined his extensive experience and knowledge of the securities industry with a law degree and joined one of the largest and most prestigious law firms in the world, with sixteen offices and over five hundred attorneys. Mr. Blum learned the inner workings of the arbitration process during his tenure at NASD Dispute Resolution,...
Keith Kanouse
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Keith Kanouse
Boca Raton, FL Securities Law Attorney with 48 years of experience
(561) 451-8090 2255 Glades Road
Suite 324 Atrium
Boca Raton, FL 33431
Securities and Business
University of Notre Dame
I represent start-up businesses and existing businesses that want to expand through franchising, licensing, dealerships, distributorships, private placement of securities. I also do business entity formation such as S corporations and LLC. I also represent buyers and sellers of businesses. I represent tenants in lease negotiation.
Robert Howard Rex
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Robert Howard Rex
Boca Raton, FL Securities Law Attorney with 46 years of experience
(877) 224-3199 4800 N Federal Hwy.
E100
Boca Raton, FL 33431
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
University of Florida
Rex Securities Law- Robert H. Rex is a national securities lawyer with offices in Austin, Texas and Boca Raton, Florida. If you have questions about how to recover investment losses due to the fraud or negligence of a stock broker or stock brokerage firm, call for a no charge consultation.
Michael Bixby
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Michael Bixby
Pensacola, FL Securities Law Lawyer with 10 years of experience
(833) 547-4994 1149 Creighton Rd
STE 7
Pensacola, FL 32504
Free ConsultationSecurities and Stockbroker Fraud
Wake Forest University School of Law
Matthew N. Thibaut
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Matthew N. Thibaut
Palm Beach, FL Securities Law Lawyer with 23 years of experience
(561) 585-0000 359 S County Rd
Palm Beach, FL 33480
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
Nova Southeastern University
My securities practice primarily focuses on maximizing an individual investor's recovery related to disputes involving stocks, bonds, mutual funds, hedge funds, private placements and structured products throughout the state of Florida, as well as the United States.
Joshua D. Molina
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Joshua D. Molina
Boca Raton, FL Securities Law Attorney with 2 years of experience
(561) 989-9080 3010 N Military Trl
#210
Boca Raton, FL 33431
Securities, Arbitration & Mediation, Stockbroker Fraud and White Collar Crime
University of Miami School of Law
Jeffrey L. Cox
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Jeffrey L. Cox
Boca Raton, FL Securities Law Lawyer with 25 years of experience
(561) 989-9080 3010 N Military Trl
#210
Boca Raton, FL 33431
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Shepard Broad Law Center, Nova Southeastern University
Mr. Cox is a Founding Partner at Sallah Astarita Cox LLC. With over 20 years of experience, he provides skilled and knowledgeable counsel to clients with a broad array of legal needs. His practice is concentrated on Arbitration & Mediation, Business Law, Securities Law, Stockbroker & Investment Fraud, and White Collar Crime matters. Mr. Cox is committed to providing outstanding service and aggressive representation for his clients.

In 1995, Mr. Cox received a B.S. in Political Science from Furman University. He earned a J.D. from Nova Southeastern University—Shepard Broad Law Center in 1999. Following law school, Mr. Cox served as...
Joshua A. Katz
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Joshua A. Katz
Boca Raton, FL Securities Law Attorney with 20 years of experience
(561) 989-9080 3010 N Military Trl
#210
Boca Raton, FL 33431
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
University of Miami School of Law
Joshua A. Katz practices in the areas of Securities Arbitration and Litigation, Complex Commercial Litigation, Securities Regulation and Enforcement, Receivership Litigation, and Broker-Dealer Compliance and Defense.

Since 2004, Mr. Katz has focused his practice in the area of broker-dealer arbitration before FINRA, or the Financial Industry Regulatory Authority, formerly known as the NASD or National Association of Securities Dealers. Mr. Katz has extensive experience representing public investors, brokers, and broker-dealers in arbitrations.

Prior to joining Sallah Astarita & Cox, Mr. Katz was an associate for the law firm of Klein & Sallah, LLC. He has advised and represented brokerage firms in proceedings...
David DiNatale
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David DiNatale
Boca Raton, FL Securities Law Lawyer with 9 years of experience
(954) 320-0242 5550 Glades Rd
Ste 200
Boca Raton, FL 33431
Free ConsultationSecurities, Business, Personal Injury and Real Estate
University of Miami School of Law and Nova Southeastern University
David has been actively involved in the real estate world for over 7+ years serving as the Director of AAA Financial Corporation, CEO of Capital Funding Financial, and as Real Estate Agent, Mortgage Originator, & Attorney to a high net worth clientele. David graduated with numerous awards from the University of Miami with a degree in Finance & Accounting while starting for the #1 ranked Hurricanes as an outfielder on the baseball team. David went on to play for the Colorado Rockies before heading back to law school to specialize in real estate law. David proceeded to get his LL.M....
Matthew Wolper
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Matthew Wolper
Plantation, FL Securities Law Attorney
(754) 551-7388 1250 S Pine Island Road, Suite 325
Plantation, FL 33324
Securities
Nova Southeastern University
Attorney Matthew Wolper earned his undergraduate degree from Florida State University before going on to earn his law degree from Nova Southeastern University. There, he graduated summa cum laude (top 2 percent in his class) and was a member of the Nova Law Review. He has dedicated his law career to investment law, representing wronged investors and brokerage employees. Prior to forming Wolper Law Firm, he was a partner with a national law firm. He worked there for the first fourteen years of his legal career, representing brokerage firms and big Wall Street banks in massive securities matters. The complexity...
Adam S Doner
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Adam S Doner
Palm Beach Gardens, FL Securities Law Attorney with 41 years of experience
(561) 333-3333 4114 Northlake Blvd
Palm Beach Gardens, FL 33410
Free ConsultationSecurities, Medical Malpractice, Personal Injury and Products Liability
Nova Southeastern University
Mr. Doner was admitted to the Florida Bar in 1983 and has garnered a long list of professional accolades and accomplishments throughout his career, including having been admitted entry into the prestigious Million Dollar Advocates Forum. Adam is a Partner at the law offices of Gordon & Doner and provides a comprehensive range of both experience and knowledge to our firm.
Todd A. Zuckerbrod
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Todd A. Zuckerbrod
Boca Raton, FL Securities Law Attorney with 36 years of experience
(561) 544-8144 40 S.E. 5th Street
Suite 400
Boca Raton, FL 33432
Free ConsultationSecurities, Estate Planning and Probate
Benjamin N. Cardozo School of Law
Mr. Zuckerbrod began his legal career in 1987 as an Enforcement Attorney with the New York Stock Exchange (NYSE) and subsequently joined the Law Department of Merrill Lynch where he worked for 13 years. Mr. Zuckerbrod also represented Merrill Lynch Trust Company and has for decades dealt with complex trust and estate issues and has a vast understanding of fiduciary duty. In 2002, Mr. Zuckerbrod joined the law firm of Greenberg Traurig, P.A. where he primarily defended such clients as Morgan Stanley and Smith Barney in securities arbitration, often involving trust accounts and related issues. From January 2008 through...
Samuel Joseph Rabin
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Samuel Joseph Rabin
Miami, FL Securities Law Attorney with 45 years of experience
(305) 358-1064 800 Brickell Avenue
Suite 1400
Miami, FL 33131
Free ConsultationSecurities, Criminal Defense, Health Care and White Collar Crime
University of Miami School of Law and Nova Southeastern University
Our firm, Samuel J. Rabin Jr., P.A, is 100% dedicated to criminal defense in both federal and state courts. We have extensive experience and a successful track record in the defense and litigation of numerous types of crimes, including, but not limited to, asset forfeitures, criminal investigations, SEC litigation, domestic crimes, durable medical equipment fraud, grand jury investigations, healthcare fraud, Medicare or Medicaid fraud, pharmacy related fraud, insurance fraud, internet crimes, money laundering, mortgage fraud, narcotics and drug trafficking, public corruption, real estate fraud, RICO racketeering, sentencing hearings and sentencing reductions, tax and securities fraud, and white collar crimes. ...
Sergiu Gherman
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Sergiu Gherman
Miami, FL Securities Law Lawyer with 17 years of experience
(305) 889-7890 777 Brickell Ave
Ste 808
Miami, FL 33131-2803
Securities, Business, Insurance Claims and International
University of Florida
Sergiu "Sergey" Gherman is a commercial attorney. Having had experience with all stages of lawsuits, including appeals, Sergiu has appeared before judges in state and federal courts. He has successfully represented clients in matters alleging fraud, securities fraud, fraudulent transfers, employment discrimination defense, trusts and estate defense, in prosecution of professional malpractice, products liability, statutory easement, insurance claims (group health, individual health, auto), as well as in appeals. Sergiu is the former Honorary Consul of the Republic of Moldova in the State of Florida.
William Young Jr.
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William Young Jr.
Orlando, FL Securities Law Attorney with 20 years of experience
(407) 712-7300 801 N Orange Ave
Orlando, FL 32801
Securities
Barry University
Prior to attending law school, Mr. Young spent over eight years working in the securities industry. During that time period, he was a Vice President at a global securities and money management firm located in Winter Park, Florida, holding licenses as a General Securities Registered Representative (Series 7), a Registered Investment Advisor Representative (Series 65), a Uniform Securities Agent State Law Examination (Series 63) and Florida Insurance and Variable Annuity. Mr. Young joined the firm of Colling Gilbert Wright & Carter in September 2006 after spending several years practicing plaintiff-side securities litigation with Hooper & Weiss, LLC. He continues to...
Carl G Hawkins
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Carl G Hawkins
Jacksonville, FL Securities Law Lawyer with 6 years of experience
(904) 323-3037 12574 Flagler Center Blvd
Suite 101
Jacksonville, FL 32258
Securities, Arbitration & Mediation, Business and Trademarks
Florida Coastal School of Law
Carl G. Hawkins is the Managing Attorney of the Law Offices of Carl G. Hawkins, PLLC, which has offices in Jacksonville, Florida. Mr. Hawkins practices international and corporate transactional law, securities law, intellectual property law, employment law, lien law, and business law. He has worked extensively in worldwide protection of trademarks and copyrights where he has worked with the United States Patent and Trademark Office (USPTO), the World Intellectual Property Organization (WIPO), the European Intellectual Property Organization (EUIPO). He serves as corporate counsel for several publicly traded and privately organized companies. Mr. Hawkins has compiled a repertoire of documents he...
Adam Kara-Lopez
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Adam Kara-Lopez
Boca Raton, FL Securities Law Lawyer with 12 years of experience
(800) 732-2889 1499 W Palmetto Park Rd
#400
Boca Raton, FL 33486
Free ConsultationSecurities, Arbitration & Mediation, Business and Estate Planning
Florida International University College of Law
David E. Wolff
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David E. Wolff
Hallandale Beach, FL Securities Law Attorney with 11 years of experience
(954) 297-8687 801 North Federal Highway
Suite 212
Hallandale Beach, FL 33009
Securities, Business, Probate and Stockbroker Fraud
University of Miami
David is a versatile Florida attorney with a diverse background in corporate, trust, and investment law. He graduated from the University of Miami School of Law, where he was a finalist in the Charles C. Papy Moot Court Competition, and received highest honors in pretrial, trial, and business litigation skills. He possesses a substantial amount of pretrial, trial, and appellate litigation experience, having first chaired and second chaired multiple jury trials to verdict on both the plaintiff and defense side, while authoring a multitude of appellate briefs in Florida’s district courts of appeal, some of which resulted in...
Ryan A. Schwamm
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Ryan A. Schwamm
Coral Springs, FL Securities Law Lawyer
(954) 755-4799 11780 W Sample Rd
Coral Springs, FL 33065
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
Russell L. Forkey
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Russell L. Forkey
Boca Raton, FL Securities Law Lawyer with 51 years of experience
(561) 406-4644 1075 Broken Sound Pkwy NW
#103
Boca Raton, FL 33487
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Florida State University College of Law
For over 35 years, the law office of Russell L. Forkey, P.A. has been representing investors, including seniors, in claims against brokerage firms and investment advisors, for among other things, fraud, negligence, breach of fiduciary, and violations of the federal and state securities laws with the goal of loss recovery. Additionally, we handle business and contract disputes in state and federal courts.
Eric Anthony Lanigan
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Eric Anthony Lanigan
Winter Park, FL Securities Law Lawyer with 47 years of experience
(407) 740-7379 831 W. Morse Blvd.
Winter Park, FL 32789
Free ConsultationSecurities, Business, Real Estate and Stockbroker Fraud
Stetson University College of Law
Winter Park, Florida attorney Eric A. Lanigan has provided clients aggressive and experienced legal representation in real estate, business and civil, foreclosure, bankruptcy, and securities and investment losses law in Central Florida since 1976. Eric Lanigan has a strong history in securities law and the financial industry. He provides clients with the complex legal advice and counsel that family, individual and businesses need to get through legal issues. There’s not much I haven’t litigated from basic employment contract disputes to suits for defending for non-performance, to collecting damages in class-action suits,” Lanigan said. He has...
Robert Michael Underwood
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Robert Michael Underwood
Tallahassee, FL Securities Law Lawyer with 43 years of experience
(850) 681-0411 101 N. Monroe St
Suite 1090
Tallahassee, FL 32301
Free ConsultationSecurities, Administrative and Business
University of Tennessee College of Law
Mike Underwood was a key official at the predecessor of the Florida Department of Financial Services and authored many provisions of Florida securities and banking laws. Since leaving government, he has become recognized as a national leader in financial services regulation, especially in Florida. He represents securities broker-dealers, investment advisers, mortgage brokers, financial institutions and affiliated individuals in civil litigation, arbitration, regulatory investigations and enforcement actions. His experience includes defense of class actions, multi-district litigation and regular appearances before self-regulatory organizations as well as state and federal financial regulators.
David Weintraub
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David Weintraub
Plantation, FL Securities Law Attorney with 39 years of experience
(800) 718-1422 7805 SW 6th Court
Plantation, FL 33324
Free ConsultationSecurities, Arbitration & Mediation, Elder and Stockbroker Fraud
Rutgers School of Law-Camden
From 1984 until 1997, David Weintraub represented the majority of this country’s largest securities firms. He knows the securities industry and how it operates. In 1997 David Weintraub switched sides, putting his extensive knowledge and experience to work for institutional and individual investors who have suffered investment losses. The firm’s practice focuses on Securities Arbitration and Litigation. We are especially sensitive to our clients’ desire to maintain their privacy – to not alert the general public to their investment losses. One of the most attractive features of the arbitration process is its confidential nature. Your...
Michael G. Rapaport
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Michael G. Rapaport
Miami, FL Securities Law Lawyer
(888) 840-1571 Suntrust InternationaL Center
1 SE 3rd AVE, Suite 1670
Miami, FL 33131
Free ConsultationSecurities and Arbitration & Mediation
Florida International University College of Law, Florida State University College of Law and Florida State University College of Law
Thomas F. Shine
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Thomas F. Shine
Indialantic, FL Securities Law Attorney with 43 years of experience
(321) 724-4445 114 Sixth Avenue, Suite 4
Indialantic, FL 32903-3250
Securities
Florida State University College of Law, Cumberland School of Law, Samford University and Florida State University College of Law
Former SEC Enforcement Attorney (7-1/2 years) Represented investors in claims against financial services providers for over 16 years MBA Formerly taught Investments and Corporate Finance in college More biographical information at www.thomasfshinelaw.com
W. Scott Turnbull
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W. Scott Turnbull
Port St. Lucie, FL Securities Law Attorney with 25 years of experience
(772) 335-2600 1935 Southeast Port Saint Lucie Boulevard
Port St. Lucie, FL 34952
Securities, Bankruptcy, Business and Probate
University of Detroit Mercy School of Law
Scott focuses his legal practice working with business owners to provide advice on asset protection, contract negotiations, corporate governance, and securities law. Scott’s experience includes extensive litigation experience that informs his approach to advising clients on various business transactions. While his practice is based in Florida, he is also admitted in Michigan and Illinois and has represented clients in many other jurisdictions.
Paul Silverberg
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Paul Silverberg
Fort Lauderdale, FL Securities Law Attorney with 25 years of experience
(954) 384-0998 1290 Weston Road
Suite 218
Fort Lauderdale, FL 33326
Free ConsultationSecurities, Business, Employment and International
Firm Founder, Paul K. Silverberg, established this law firm in 2000 based on his legal training at one of the largest international law firms, judicial clerk internship for a federal judge, professional business consulting and vital roles as Vice President of Corporate Affairs, Director of Finance and General Counsel.
Peter Mathis Spett
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Peter Mathis Spett
Boca Raton, FL Securities Law Attorney with 30 years of experience
(888) 217-4919 3020 Windsor Cir.
Boca Raton, FL 33434
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Columbia Law School
For over 24 years, I have dedicated my legal skills to advising and zealously representing clients in a variety of areas, including Securities Arbitration, Business Litigation, Employment and Partnership Disputes, Breach of Contract, Fraud and Negligence Claims, Commercial Real Estate Leases, Professional Malpractice, and Intellectual Property Actions.

In addition to handling litigation matters, I also represent businesses and individuals in commercial and secured transactions as well as in drafting and negotiating general contracts (such as non-disclosure agreements, employment covenants, distribution contracts, licenses, etc.).

I have extensive experience representing all types of clients, from single individuals to Fortune 500 companies. ...
Peter James Mougey
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Peter James Mougey
Pensacola, FL Securities Law Attorney with 24 years of experience
(850) 435-7000 316 S Baylen St
Pensacola, FL 32502
Free ConsultationSecurities, Personal Injury and Products Liability
Cumberland School of Law, Samford University
Peter Mougey is a shareholder and the Chair of Levin Papantonio’s Securities and Business Litigation department. He concentrates his practice in the areas of complex litigation, financial services, and securities litigation, and whistleblower or qui tam litigation. Mr. Mougey has been recognized as one of Florida’s top 100 trial lawyers and a Florida Super Lawyer and has dedicated his career to championing individuals’ rights against the world’s largest companies. His peers have rated him AV Preeminent, the highest possible rating. Mr. Mougey has represented over 1,500 state, municipal, and institutional entities, as well as tribal sovereign nations, in litigation and arbitration...
Jeffrey McFarland
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Jeffrey McFarland
Jacksonville, FL Securities Law Lawyer with 29 years of experience
(904) 301-1269 One Independent Drive
Suite 1200
Jacksonville, FL 32202
Securities, Business, IP and Municipal
University of Florida
Jeff McFarland received his Juris Doctor degree, with honors, from the University of Florida. He was the Managing Editor of the University of Florida Law Review and is a member of the Order of the Coif. Mr. McFarland was admitted to the Florida Bar in 1995. He focuses on business and corporate law, securities, mergers and acquisitions, venture capital and contracts. Following law school, Mr. McFarland spent eight years as an attorney in the corporate and government finance divisions of Foley & Lardner LLP, first as an associate and then as senior counsel. While with Foley & Lardner, Mr. McFarland's practice...
Harrison R DuBosar
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Harrison R DuBosar
Boca Raton, FL Securities Law Attorney with 6 years of experience
(561) 544-8980 3010 N. Military Tr.
Suite 210
Boca Raton, FL 33431
Securities, Appeals, Business and IP
Florida State University College of Law
Harrison DuBosar is an associate at The DuBosar Law Group, P.A. Mr. DuBosar’s practice focuses on commercial litigation and appeals. Mr. DuBosar graduated from the Florida State University College of Law where he was the Treasurer of the Moot Court Board and an Associate Justice of the student Supreme Court. During law school, Mr. DuBosar was also a member of the Journal of Transnational Law and Policy and the Journal of Land Use and Environmental Law, where he was awarded Best Sub Citer. Additionally, Mr. DuBosar won the Best Brief Award and was a semi-finalist at the 2017 Kaufman Moot...
Amanda K. Brooks
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Amanda K. Brooks
Jacksonville, FL Securities Law Lawyer with 11 years of experience
(904) 301-1269 One Independent Drive, Suite 1200
Jacksonville, FL 32202
Securities and Business
University of Florida
Ms. Brooks focuses on corporate law (including mergers and acquisitions), business, contracts, venture capital, securities law and technology law. She represents clients in business acquisitions, dispositions and mergers, as well as providing ongoing counseling regarding business formation, corporate governance, contract law and ancillary legal issues. In regard to her technology law practice area, she counsels clients on software licenses, data licenses, software development agreements, hosting agreements, non-disclosure agreements, vendor agreements and various other information technology-related contracts
David C. Casagrande
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David C. Casagrande
Ft. Lauderdale, FL Securities Law Lawyer
(954) 998-7910 110 SE 6th St
#1700
Ft. Lauderdale, FL 33301
Free ConsultationSecurities and Stockbroker Fraud
Benjamin N. Cardozo School of Law
Anthony C. Varbero
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Anthony C. Varbero
Ft. Lauderdale, FL Securities Law Attorney
(954) 998-7910 110 SE 6th St
#1700
Ft. Lauderdale, FL 33301
Securities and Stockbroker Fraud
Brooklyn Law School
Trevor K Brewer
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Trevor K Brewer
Maitland, FL Securities Law Attorney with 23 years of experience
(407) 660-2964 237 Lookout Pl Ste 100
Maitland, FL 32751
Securities, Business, Estate Planning and Probate
Emory University
Since 2000, I have helped business owners, professionals, and other people understand how the law affects them, their businesses, and their families, I have helped them deal with problems, and I have helped them realize opportunities. I've helped people with a wide range of legal matters including business ownership, mergers and acquisitions, private placements, commercial transactions, joint ventures, business succession planning, wills, trusts and estate planning, estate tax planning, asset protection planning, trust administration, probate administration, and federal and state taxation.
Laura Anthony
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Laura Anthony
West Palm Beach, FL Securities Law Lawyer with 31 years of experience
(800) 341-2684 330 Clematis Street, Ste.217
West Palm Beach, FL 33401
Securities
Florida State University College of Law
Ms. Anthony is an honors graduate from Florida State University College of Law and has been practicing law since 1993. Prior to founding Legal & Compliance, LLC, she served as Chief Legal Counsel for a national investment banking firm and NASDAQ broker dealer with over 200 employees. Ms. Anthony headed the firm's legal and compliance department and coordinated all legal work for the firm including all aspects of FINRA and SEC regulations, FINRA arbitrations, and public and private transactions.
Alexander Rodriguez
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Alexander Rodriguez
Miami, FL Securities Law Attorney with 10 years of experience
(786) 487-5266 8300 W Flagler St.
Ste. 254-E
Miami, FL 33144
Securities, Business, Entertainment & Sports and IP
St. Thomas University
Alexander regularly advises clients on corporate transactions, alternative investments, and Blockchain/Distributed Ledger Technology (DLT) related matters. He has helped companies raise capital through traditional and nontraditional vehicles, and advises clients on a variety of business arrangements. He has experience advising investors, entrepreneurs, and startups through the different stages of corporate growth, including acting as outside general counsel for several of these companies.

Prior to practicing law, over the span of 10 years, he successfully founded and operated several businesses in the legal-technology, human resources/outsourcing, and entertainment industries.

Alexander earned a Master’s degree in finance from Harvard University, where he served as a...
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