I bring a unique combination of legal, business, and executive experience to my role at Prego Law Group, PLLC. With over 25 years in the banking and financial services industry, including time spent as a C-suite executive and compliance leader, I offer deep insight into the complexities of regulatory compliance, risk management, and strategic business growth.
My career includes leadership roles at Merrill Lynch, Espírito Santo Bank, Gibraltar Private Bank & Trust, and Brickell Bank. In these roles, I led compliance programs, addressed complex regulatory issues, and managed high-stakes mergers and acquisitions (M&A) transactions. My hands-on experience in banking operations and thorough understanding of financial regulations have made me a trusted advisor for businesses seeking not only legal solutions but also informed guidance that draws on business acumen.
I hold a J.D. from Mitchell Hamline School of Law and a certificate in Advocacy and Problem-Solving. I combine my legal knowledge with my business experience to provide client-centered, concierge-level counsel to entrepreneurs, fintech startups, and growing businesses. In addition to my work at Prego Law Group, I serve as an adjunct professor at Mitchell Hamline, where I teach future attorneys how to build client-focused law firms and develop effective trial advocacy skills.
My strategic insight, shaped by decades of executive leadership experience, makes me an invaluable partner for clients seeking to navigate the complex legal and regulatory challenges of today's business world.
At Prego Law Group, I offer more than just legal counsel—I provide business-driven strategies that help clients succeed in competitive industries.
- Business Law
- Business Contracts, Business Dissolution, Business Finance, Business Formation, Business Litigation, Franchising, Mergers & Acquisitions, Partnership & Shareholder Disputes
- Securities Law
- Arbitration & Mediation
- Business - Arbitration/Mediation, Consumer - Arbitration/Mediation, Family - Arbitration/Mediation
- Banking Law
- Credit Cards Accepted
- Contingent Fees
- Florida
- The Florida Bar
- ID Number: 1022152
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- English: Spoken, Written
- Spanish: Spoken, Written
- Attorney at Law
- PREGO Law Group PLLC
- - Current
- President
- Brickell Global Markets, Inc.
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- Group Chief Compliance Officer
- Brickell Bank
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- Intern
- PRATT Law PA
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- SVP AML Officer
- Gibraltar Private Bank & Trust
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- Chief Compliance Officer
- Espirito Santo Bank
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- Various
- Merrill Lynch
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- William Mitchell College of Law
- J.D. (2018) | Law / Advocacy / Alternative Dispute Resolution
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- The Florida Bar  # 1022152
- Member
- Current
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- FIBA
- Member
- Current
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- FBA
- Member
- Current
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- CAMS
- Association of Anti-money Laundering Specialist (ACAMS)
- Q. How to be released from a purchase agreement as a seller in Florida?
- A: In Florida, sellers who wish to be released from a real estate purchase agreement generally must look to the specific terms and conditions set forth in the contract. Most agreements will contain provisions that govern termination, deadlines, conditions precedent (such as permitting or financing), and remedies in the event of default or delay.
If the contract includes a condition that must be satisfied before closing—such as the buyer obtaining a permit—and the buyer fails to act diligently or within a reasonable time, the seller may have grounds to claim that the condition was not met, potentially allowing for termination of the agreement. However, whether the seller can be released will ... Read More
- Q. Liability for fraudulent ACH chargeback dispute with $20,000 damages.
- A: Under federal law, potential liability for your mother and the bank in this ACH chargeback dispute involves multiple legal considerations:
1. Your Mother’s Potential Liability
Your mother may be liable for fraud or unjust enrichment based on the following factors:
Fraudulent Chargeback Claims: If she knowingly authorized you to use her account and later misrepresented the transactions to the bank as unauthorized, she may be liable for fraud.
Unjust Enrichment: If she benefited from the funds being used for your expenses and then reversed them, she may be liable for unjustly retaining money that she initially consented to you using.
Potential Civil Claims: You could pursue civil remedies ... Read More
- Q. Can a Florida notary use an embosser with impression inker in stead of used a rubber stamp?
- A: Under Florida Statute 117.05(3)(a), Florida notaries are required to use a rubber stamp seal that includes specific information, such as the notary’s name, the words “Notary Public - State of Florida,” the notary’s commission number, and the commission expiration date. The law mandates the use of a rubber stamp, so an embosser alone is not sufficient to meet the statutory requirements.
However, a notary may use an embosser in addition to the required rubber stamp seal for added security or ceremonial purposes. If an embosser is used, it must not replace the rubber stamp, and if the embosser’s impression is used, it is recommended to apply an impression inker to make it visible for ... Read More