Eustis Securities Lawyers

We have a national practice and exclusively represent investors in claims against brokerage firms for securities fraud, the sale of unsuitable investments, defective financial products, breach of fiduciary duty, and the failure to supervise. FINRA Securities Arbitrations. We handle all cases on a contingency fee basis meaning that there is no cost or obligation, unless we are able to make a recovery for you, and there is never any charge for a free consultation. Contact Us.

Experienced attorney in Federal courts, Florida state courts and FINRA arbitration with focus in securities law, securities class actions, broker-dealer disputes and business law.

David has been actively involved in the real estate world for over 7+ years serving as the Director of AAA Financial Corporation, CEO of Capital Funding Financial, and as Real Estate Agent, Mortgage Originator, & Attorney to a high net worth clientele. David graduated with numerous awards from the University of Miami with a degree in Finance & Accounting while starting for the #1 ranked Hurricanes as an outfielder on the baseball team. David went on to play for the Colorado Rockies before heading back to law school to specialize in real estate law. David proceeded to get his LL.M....

Jon has spent his entire legal career practicing securities. He handled over 1,000 securities matters and has successfully represented some of the most demanding clients in multi-million-dollar disputes throughout Florida and United States. He has represented individual and corporate clients in civil actions in state and federal court (at the trial and appellate level); in regulatory investigations; in arbitrations; and in private mediations.

Jon has handled a wide range of matters, including: (i) stockbroker misconduct and investment fraud disputes (including claims involving unsuitability, churning, unauthorized trading, failure to execute trades, failure to hedge, selling away, theft, research analyst conflicts of...

Mr. Cox is a Founding Partner at Sallah Astarita Cox LLC. With over 20 years of experience, he provides skilled and knowledgeable counsel to clients with a broad array of legal needs. His practice is concentrated on Arbitration & Mediation, Business Law, Securities Law, Stockbroker & Investment Fraud, and White Collar Crime matters. Mr. Cox is committed to providing outstanding service and aggressive representation for his clients.

In 1995, Mr. Cox received a B.S. in Political Science from Furman University. He earned a J.D. from Nova Southeastern University—Shepard Broad Law Center in 1999. Following law school, Mr. Cox served as...

Scott Silver has spent his entire legal career practicing securities and financial services law. Scott focuses his law practice on securities arbitration and litigation and plaintiff-side class action litigation, representing individual investors and institutions in claims against brokerage firms, investment advisors, commodities firms, hedge funds and others. Scott also routinely serves as counsel to receivers and trustees in matters relating to the recovery of investor losses in Ponzi schemes. Scott has extensive experience in arbitration before the Financial Industry Regulatory Authority (FINRA), the National Futures Association (NFA), and the American Arbitration Association (AAA). He has recovered millions of...

Mr. Blum spent many years in the financial services industry as a licensed stock and commodity broker trading for institutions and private individuals prior to becoming an attorney. He worked in the "pits" of the Commodity Exchange in the World Trade Center in New York. Mr. Blum then combined his extensive experience and knowledge of the securities industry with a law degree and joined one of the largest and most prestigious law firms in the world, with sixteen offices and over five hundred attorneys. Mr. Blum learned the inner workings of the arbitration process during his tenure at NASD Dispute Resolution,...

Rex Securities Law- Robert H. Rex is a national securities lawyer with offices in Austin, Texas and Boca Raton, Florida. If you have questions about how to recover investment losses due to the fraud or negligence of a stock broker or stock brokerage firm, call for a no charge consultation.

As founder of Erez Law, PLLC, Jeffrey Erez dedicates himself to protecting investors from dishonest brokers. He now focuses exclusively on securities arbitration and litigation. After graduating cum laude from McGill University, Mr. Erez earned his law degree cum laude from The University of Miami Law School in 1996. Throughout his career, he has obtained over $100 million in recoveries for clients in thousands of FINRA arbitrations and other securities cases. In the press, Mr. Erez is often quoted in securities-related articles. If you're an investor with any legal matter regarding securities, Mr. Erez is committed to passionately seeking justice...

Securities arbitration and investment litigation focusing on damage and loss recovery for retail and institutional clients that have disputes with their financial advisors or firms involving stocks, bonds, limited partnerships, mutual funds, and other investment vehicles throughout the United States.

Cesar is an International Attorney specialized in business law, litigation, and cross-border investments. He assists start-ups and seasoned investors to structure their business efficiently, reducing risk and setting them up for success. His experience in dispute resolution and litigation allows him to provide comprehensive and top-notch advise zealously protecting the interest of his clients. He holds a J.D. and International Arbitration LL.M. from the University of Miami School of law, an LL.M. for Foreign-Trained Lawyers from Brooklyn Law School, and a Licenciatura en Derecho “Cum Laude” from the Universidad Tecnológica de Honduras. He is admitted to practice law in the states...

For over 35 years, the law office of Russell L. Forkey, P.A. has been representing investors, including seniors, in claims against brokerage firms and investment advisors, for among other things, fraud, negligence, breach of fiduciary, and violations of the federal and state securities laws with the goal of loss recovery. Additionally, we handle business and contract disputes in state and federal courts.

Bradford M. Gucciardo is an experienced attorney whose work is devoted almost exclusively to the representation of stock market investors who have been victims of stockbroker and brokerage firm misconduct. Specifically, Mr. Gucciardo helps brokerage firm customers recover stock market losses, most often of retirement savings, that they sustained as the result of mishandling of their brokerage accounts. After he earned a Bachelor of Arts degree in the study of English literature, creative writing and criminology from the University of South Florida, Mr. Gucciardo, a native New Yorker, returned to New York to attend St. John’s University School of...

Mr. Zuckerbrod began his legal career in 1987 as an Enforcement Attorney with the New York Stock Exchange (NYSE) and subsequently joined the Law Department of Merrill Lynch where he worked for 13 years. Mr. Zuckerbrod also represented Merrill Lynch Trust Company and has for decades dealt with complex trust and estate issues and has a vast understanding of fiduciary duty. In 2002, Mr. Zuckerbrod joined the law firm of Greenberg Traurig, P.A. where he primarily defended such clients as Morgan Stanley and Smith Barney in securities arbitration, often involving trust accounts and related issues. From January 2008 through...

Mr. Hunt received his Bachelor of Arts degree in business administration from Hanover College in 1983, and his Juris Doctor from the University of Dayton School of Law in 1986. He is a member of the Florida Bar, the United States District Court for the Middle District of Florida, the United States Court of Appeals for the Eleventh Circuit, and the United States Court of Appeals for the Ninth Circuit. Mr. Hunt was formally a member of Kiefner & Hunt, P.A. from 2003-Sept. 2006 and a shareholder with the Ft. Lauderdale, Florida law firm, Becker &...

Our firm, Samuel J. Rabin Jr., P.A, is 100% dedicated to criminal defense in both federal and state courts. We have extensive experience and a successful track record in the defense and litigation of numerous types of crimes, including, but not limited to, asset forfeitures, criminal investigations, SEC litigation, domestic crimes, durable medical equipment fraud, grand jury investigations, healthcare fraud, Medicare or Medicaid fraud, pharmacy related fraud, insurance fraud, internet crimes, money laundering, mortgage fraud, narcotics and drug trafficking, public corruption, real estate fraud, RICO racketeering, sentencing hearings and sentencing reductions, tax and securities fraud, and white collar crimes. ...

David R. Chase, a securities lawyer, has an extensive background in SEC and FINRA securities regulatory defense, as well as the representation of defrauded stock market investors in cases to recover their investment losses.

Mr. Chase began his legal career at Greenberg Traurig, an international law firm in Miami, where he represented securities and financial firms in securities cases and SEC and FINRA investigations.

Thereafter, he accepted a position as Staff Counsel in the Enforcement Division of the U.S. Securities and Exchange Commission, where he worked for almost four years, ultimately obtaining the title of Senior Counsel. For part of that time,...

For over 24 years, I have dedicated my legal skills to advising and zealously representing clients in a variety of areas, including Securities Arbitration, Business Litigation, Employment and Partnership Disputes, Breach of Contract, Fraud and Negligence Claims, Commercial Real Estate Leases, Professional Malpractice, and Intellectual Property Actions.

In addition to handling litigation matters, I also represent businesses and individuals in commercial and secured transactions as well as in drafting and negotiating general contracts (such as non-disclosure agreements, employment covenants, distribution contracts, licenses, etc.).

I have extensive experience representing all types of clients, from single individuals to Fortune 500 companies. ...

DAVID P. JOHNSON received his Bachelor of Business Administration degree from the University of Michigan School of Business Administration and his law degree from Wayne State University. He has been Board Certified by the Florida Bar in Tax Law since 1995 and Board Certified by the Florida Bar in Wills, Trusts and Estates since 1996. He is one of thirty eight (38) of Florida's 100,000 attorneys to be Board Certified in both Tax Law and Wills, Trusts and Estates. Certification is the highest level of evaluation of an attorney's competency and experience in the areas approved by the Florida Supreme...

I have been respresenting investors for more than 30 years in Court, Arbitration, and through alternative dispute resolution fora. I have offices in Connecticut and Florida, and pride myself in having user friendly fees, and being prudent about the virtues of jurisprudence!

I represent start-up businesses and existing businesses that want to expand through franchising, licensing, dealerships, distributorships, private placement of securities. I also do business entity formation such as S corporations and LLC. I also represent buyers and sellers of businesses. I represent tenants in lease negotiation.

Joshua A. Katz practices in the areas of Securities Arbitration and Litigation, Complex Commercial Litigation, Securities Regulation and Enforcement, Receivership Litigation, and Broker-Dealer Compliance and Defense.

Since 2004, Mr. Katz has focused his practice in the area of broker-dealer arbitration before FINRA, or the Financial Industry Regulatory Authority, formerly known as the NASD or National Association of Securities Dealers. Mr. Katz has extensive experience representing public investors, brokers, and broker-dealers in arbitrations.

Prior to joining Sallah Astarita & Cox, Mr. Katz was an associate for the law firm of Klein & Sallah, LLC. He has advised and represented brokerage firms in proceedings...

Mr. Murena has spent most of his career representing Federal and State Court-appointed Receivers, Monitors, Distribution Agents and other Fiduciaries, as well as defrauded investors, in government enforcement actions brought by the SEC, CFTC and FTC, clawback and class actions arising therefrom, and complex commercial and fraud litigation matters. Mr. Murena is an astute business litigator with extensive experience in both Federal and State Court, at the trial and appellate levels, representing individuals, small businesses, public companies, and Fiduciaries in commercial and real property disputes and in securities, commodities and consumer fraud litigation matters. Mr. Murena also routinely...

Mr. Doner was admitted to the Florida Bar in 1983 and has garnered a long list of professional accolades and accomplishments throughout his career, including having been admitted entry into the prestigious Million Dollar Advocates Forum. Adam is a Partner at the law offices of Gordon & Doner and provides a comprehensive range of both experience and knowledge to our firm.

Ms. Anthony is an honors graduate from Florida State University College of Law and has been practicing law since 1993. Prior to founding Legal & Compliance, LLC, she served as Chief Legal Counsel for a national investment banking firm and NASDAQ broker dealer with over 200 employees. Ms. Anthony headed the firm's legal and compliance department and coordinated all legal work for the firm including all aspects of FINRA and SEC regulations, FINRA arbitrations, and public and private transactions.

Attorney Matthew Wolper earned his undergraduate degree from Florida State University before going on to earn his law degree from Nova Southeastern University. There, he graduated summa cum laude (top 2 percent in his class) and was a member of the Nova Law Review. He has dedicated his law career to investment law, representing wronged investors and brokerage employees. Prior to forming Wolper Law Firm, he was a partner with a national law firm. He worked there for the first fourteen years of his legal career, representing brokerage firms and big Wall Street banks in massive securities matters. The complexity...

From 1984 until 1997, David Weintraub represented the majority of this country’s largest securities firms. He knows the securities industry and how it operates. In 1997 David Weintraub switched sides, putting his extensive knowledge and experience to work for institutional and individual investors who have suffered investment losses. The firm’s practice focuses on Securities Arbitration and Litigation. We are especially sensitive to our clients’ desire to maintain their privacy – to not alert the general public to their investment losses. One of the most attractive features of the arbitration process is its confidential nature. Your...

Mike Underwood was a key official at the predecessor of the Florida Department of Financial Services and authored many provisions of Florida securities and banking laws. Since leaving government, he has become recognized as a national leader in financial services regulation, especially in Florida. He represents securities broker-dealers, investment advisers, mortgage brokers, financial institutions and affiliated individuals in civil litigation, arbitration, regulatory investigations and enforcement actions. His experience includes defense of class actions, multi-district litigation and regular appearances before self-regulatory organizations as well as state and federal financial regulators.

No person and no business are immune from cyber crime, whether by phishing, fake websites, malware, account compromise/takeover, fraudulent wire transfers, ransomware, identity theft, and vendor breaches.

Rosen Protection Law PLLC is a boutique cyber security law firm located in Boca Raton, Florida. We proactively assist our clients with cyber fraud prevention, managing cyber security risk and being prepared for cyber attacks. When clients suffer a disruptive attack or breach, we are engaged to assist our clients with incident response and recovery.

Kevin D. Rosen is the Firm’s Managing Attorney and member of The Florida Bar. Kevin has more than 20 years...

David A. Carter is a member of the Florida and Iowa Bar Associations. He has been practicing law since 1982 and in the Boca Raton, Florida area since 1990. He graduated from the University of South Florida with a degree in finance. He obtained his law degree from Drake University in Des Moines, Iowa in 1982. For seven years following graduation from law school, Mr. Carter practiced law with the Des Moines law firm of Neiman, Neiman, Stone & Spellman, P.C. where he specialized in bankruptcy law. Most of Mr. Carter’s clients are individuals or businesses in financial distress. He represents retirees...

Philip Bartlett began his legal career with world prominent law firms in New York City, working with counsel on securities litigation and corporate financial disputes. During law school he interned with two prestigious securities litigators in the Miami area. At the present time, his law firm Bartlett Legal is focused on providing representation in the following areas: securities litigation, securities offerings, banking regulation, payment systems regulation, corporate law, and bankruptcy. For his clients, he has successfully completed Chapter 11 reorganization, managed securities offerings, organized business policies and procedures related to board decisions, litigated securities cases, and...

Harrison DuBosar is an associate at The DuBosar Law Group, P.A. Mr. DuBosar’s practice focuses on commercial litigation and appeals. Mr. DuBosar graduated from the Florida State University College of Law where he was the Treasurer of the Moot Court Board and an Associate Justice of the student Supreme Court. During law school, Mr. DuBosar was also a member of the Journal of Transnational Law and Policy and the Journal of Land Use and Environmental Law, where he was awarded Best Sub Citer. Additionally, Mr. DuBosar won the Best Brief Award and was a semi-finalist at the 2017 Kaufman Moot...

David is a versatile Florida attorney with a diverse background in corporate, trust, and investment law. He graduated from the University of Miami School of Law, where he was a finalist in the Charles C. Papy Moot Court Competition, and received highest honors in pretrial, trial, and business litigation skills. He possesses a substantial amount of pretrial, trial, and appellate litigation experience, having first chaired and second chaired multiple jury trials to verdict on both the plaintiff and defense side, while authoring a multitude of appellate briefs in Florida’s district courts of appeal, some of which resulted in...