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Katherine Blostein
New York, NY Attorney with 17 years of experience
Employment
New York Law School
KATHERINE BLOSTEIN is a Of Counsel at Outten & Golden LLP in New York and a member of its Executives & Professionals Practice Group. She represents employees in public and private companies in negotiation of employment, severance, non-competition, expatriate, and international assignment agreements. She also represents teams of employees, founders and partners in employment related situations during a sale, merger and acquisitions and other corporate transactions. Ms. Blostein represents employees in various industries, including financial services (on the buy and sell side), entertainment, advertising, media, technology, fashion, and consumer goods and services. She also represents attorneys, accounting professionals, doctors and...
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Aaron Elliot Futterman
Valley Stream, NY Attorney with 25 years of experience
(516) 323-8559
70 East Sunrise Highway
Suite 513
Valley Stream, NY 11581
Free ConsultationElder, Estate Planning and Probate
Hofstra Univeristy School of Law
Mr. Futterman established the law firm of Futterman & Lanza in Smithtown, New York after working for several years at a premier Long Island Elder Law and Estate Planning firm and after establishing a successful solo practice located in Commack, New York. An adjunct professor at a Long Island based College, Mr. Futterman’s work experience as a Certified Public Accountant with two of the world’s largest public accounting firms enhances his ability to resolve the complex legal issues that arise in his Estate Planning, Tax, and Elder Law practice. The legal and tax experience Mr. Futterman has acquired...
Claimed Lawyer Profile
Barton Resnicoff
Lake Success, NY Lawyer with 50 years of experience
Arbitration & Mediation, Divorce and Family
St. John's University School of Law and City University of New York - City College
Designated Board Certified Family Law Trial Specialist by the National Board of Trial Advocacy and recertified five times; Super Lawyers Designation for a total of 15 years; in practice for 50+ years and practice limited to Matrimonial and Family Law matters for 45+ years. Various lectures given on Family Law matters and various leadership positions in local, state and American Bar Association.
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Sally Roy Siconolfi
New York, NY Lawyer with 25 years of experience
2 Peter Cooper Road
New York, NY 10010
Free ConsultationBusiness
University at Buffalo Law School
Sally practice is focused on corporate financial restructuring, both litigation and transactional. Her experience includes representing landlords, creditors, debtors-in-possession and other parties in interest in both large and small bankruptcy cases across the country.
In addition, Sally has served as outside counsel to companies in an array of areas and has drafted the terms of real estate lease agreements and other contracts for her clients.
Sally also represents individuals needing assisting in the Chapter 7 area.
Prior to joining Morrison Cohen, Sally worked in the Bankruptcy & Financial Restructuring Practice Group at ArentFox Schiff LLP in New York. Sally has also practiced...
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Michael R. Dal Lago
New York, NY Attorney with 24 years of experience
Bankruptcy and Business
New York Law School
Mike Dal Lago, the founder of Dal Lago Law, has more than 20 years of experience providing customized and comprehensive legal business solutions for businesses in Southwest Florida worth $1.5 million and more. He has consistently been recognized in Florida Trend’s prestigious Legal Elite list, and is an AV Preeminent® Peer Review Rated attorney by Martindale-Hubbell®, the highest rating an attorney can receive for their professional ethics and legal ability by their peers and judiciary. Mike is admitted to practice law in Florida, New York and New Jersey.
With broad experience in an array of industries including...
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Gary Certain
New York, NY Lawyer with 30 years of experience
Free ConsultationPersonal Injury and Products Liability
Georgetown University Law Center
Gary Certain is a partner at the personal injury and civil rights law firm of Certain & Zilberg, PLLC. Mr. Certain has tried over a hundred cases and has obtained numerous six-figure, million and multi-million dollar awards on behalf of his products liability, personal injury, and civil rights clients. His advocacy has caused the removal and/or redesign of many unsafe and dangerous products and helped to change safety procedures and law enforcement practices and policies. Mr. Certain has received national recognition as a talented and passionate advocate, receiving recognition as a Super Lawyer and awards...
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Gene R. Berardelli
Cedarhurst, NY Lawyer with 19 years of experience
Free ConsultationAdministrative and Personal Injury
Quinnipiac University School of Law
I was born and raised in Brooklyn, New York. I attended and graduated from Manhattan College summa cum laude in 1999 with a Bachelor of Arts Degree in Government and International Studies, earning the College’s Ryan Medal for Government and induction into multiple honor societies, including Phi Beta Kappa. I received my Juris Doctorate at Quinnipiac University School of Law in 2002 – at age 23. I am licensed to practice law in the State of New York and has been admitted to practice in federal court in the Southern & Eastern Districts of New York.
I am a...
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Anthony J. Gallo
New York, NY Attorney with 28 years of experience
Bankruptcy, Entertainment & Sports and Real Estate
Hofstra University
Anthony J. Gallo, a Partner in Tully Rinckey PLLC’s New York City office, focuses his practice on real estate law and bankruptcy law. In addition to his extensive background in real estate and general civil litigation, Anthony brings an added dimension of experience in entertainment law matters with a particular expertise in music industry affairs. He is licensed to practice in New York State, the U.S. District Court (Southern and Eastern and Districts of New York) and the U.S. Second Circuit Court of Appeals.
Prior to joining Tully Rinckey, Anthony was a managing member of AJ Gallo Associates, PC, where he...
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Joseph Anthony Ferino
New York, NY Attorney with 18 years of experience
Indiana University Maurer School of Law
I deliver legal solutions to technology and life sciences companies, along with the investors who support them. My transactional practice addresses venture capital financings, private equity, mergers and acquisitions, corporate governance issues, and securities law matters.
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Kevin J. Shehan
New York, NY Attorney with 19 years of experience
Employment
George Mason University School of Law
Kevin Shehan is the Owner and Founder of Shehan Legal, PLLC.
Shehan Legal, PLLC works for employees and small to medium-sized business employers in New York and Virginia, and federal government employees worldwide. We are dedicated to labor and employment counseling and litigation, and outsourced and part-time general counsel services.
Before founding Shehan Legal, PLLC, Kevin practiced labor and employment law at New York law firms. Most recently, Kevin chaired the New York Labor & Employment practice group, and the Virginia practice group, of an international law firm. Previously, Kevin served as a law clerk to the Honorable...
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Andre Castaybert
New York, NY Attorney with 36 years of experience
830 Third Avenue
5th Floor
New York, NY 10022
Free ConsultationAppeals, Arbitration & Mediation, Business and Stockbroker Fraud
New York University School of Law
André G. Castaybert is the founder and principal attorney at CASTAYBERT PLLC. His experience as a commercial trial court and appellate lawyer spans two and a half decades. He started his career as a litigator in New York City, at the international law firm of Proskauer Rose LLP where he worked for twenty years in the Litigation and Dispute Resolution Department on a wide range of commercial disputes in the Federal courts across the United States, in the New York State courts, and in domestic and international arbitration. André has also been Counsel to several highly regarded boutique business...
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Glenn Eric Gold
New York City, NY Lawyer with 27 years of experience
Free ConsultationIP, Patents and Trademarks
University of Miami
Hi, and thank you for visiting my Justia profile. My name is Glenn Gold and together with my partner John Rizvi we founded "The Idea Attorneys", a leading Patent and Trademark Legal Practice.
Did you know that approximately 75% of American publicly traded companies worth lays in intangible assets.
Intellectual Property accounts for a massive $5 Trillion, larger than any other economy in the world. It is the fastest way to wealth that exists today. It is also one of the mainstays of the American Dream and it is even mentioned in Article 1 of the constitution:
"To promote the progress of...
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Kathleen Peratis
New York, NY Attorney with 55 years of experience
Employment
University of Southern California
KATHLEEN PERATIS is a partner at Outten & Golden LLP in New York. She has practiced employment law for over 25 years including employment contracts and separation agreements. At Outten & Golden, she chairs the Public Interest Committee and Sexual Harassment Practice Group and is a member of the Executives and Professionals Practice Group. At the ACLU from 1975 to 1979 as the director of the Women's Rights Project working with, (now) Justice Ruth Bader Ginsburg, she brought lawsuits successfully challenging as unconstitutional laws that discriminated against women on account of gender, including on account of pregnancy.
In one of those...
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Kristin R. White
New York, NY Attorney with 26 years of experience
Estate Planning, Probate and Real Estate
Boston College Law School
Kristin R. White is a graduate of Boston College Law School. Upon completing her education, she served two judicial clerkships at the trial and appellate levels in Massachusetts. Ms. White is a former Assistant Attorney General for the State of New York and spent several years practicing in private law firms in New York City. She has also received appointments as a guardian ad litem in the Surrogate’s Court in New York.
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Michael Springer
New York, NY Lawyer with 11 years of experience
Free ConsultationBusiness, Entertainment & Sports and IP
Harvard Law School
My practice focuses on small business law, venture finance, intellectual property, and commercial litigation. I represents both investors and start-ups/small businesses.
Coming from a family of entrepreneurs, I understands the drive to create a prosperous and self-sustaining company and does not believe that drive should be stifled by looming legal bills or complex legal code.
Knowledgeable attorneys can assist owners with the varied legal aspects associated with running a company, allowing owners to focus on the business of their companies. But most big law firms, while filled with many capable and experienced attorneys, cater primarily to well established institutions. The traditional law...
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Brent Adam Burns
New York, NY Attorney with 31 years of experience
New York City Bar Association
43 West 43rd Street, Ste. 229
New York, NY 10036-7424
Free ConsultationArbitration & Mediation, Employment, Securities and Stockbroker Fraud
New York Law School
The focus of our practice is the representation of individual and institutional investors in arbitrations and litigations involving claims of breach of fiduciary duty, breach of contract, mismanagement, stock fraud, suitability, unauthorized trading, negligence and churning.
I also regularly represent those who work in the financial services regarding recruiting practices including issues relating to the Protocol for Broker Recruiting; non-solicit, non-compete and other restrictive covenants; customer privacy and other regulatory issues; best-practices for preserving a book of business through a transition; Form U5 negotiations; responding to FINRA inquiries; promissory notes; bonus disputes; team disputes; temporary restraining orders (TROs); expedited FINRA arbitrations;...
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Christopher A. Wilson
New York, NY Attorney with 37 years of experience
43 W 43rd St
#342
New York, NY 10036
Free ConsultationBusiness and Securities
Brigham Young University J. Reuben Clark Law School
I have had the privilege of practicing with some of the nation's most prestigious firms, such as O’Melveny & Myers and Pillsbury Winthrop. For over 30 years, I have been advising clients on securities and transactional matters, and have been involved in virtually every type and size of transaction, ranging from small public offerings and private placements to large public company mergers and acquisitions. I represent many emerging businesses and small public companies, advising them on the diverse legal issues that arise from starting, financing, growing, and selling a business.
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Jessica M. Lockett
New York, NY Lawyer with 12 years of experience
43 W 43rd St
#342
New York, NY 10036
Free ConsultationBusiness and Securities
Thomas Jefferson School of Law
I am a member in good standing of the State Bar of California, and I work as a corporate and transactional attorney. My practice is primarily focused on corporate transactional law, securities, general business, and contract matters. I earned my J.D., cum laude, from Thomas Jefferson School of Law in 2012 and received both the CALI and Witkin Awards for my work in Securities Regulations from Cal Western School of Law. Additionally, I was honored with the Jefferson Fellow Dean’s Scholarship during my time at Thomas Jefferson. Before pursuing law, I completed my Bachelor of Arts in Psychology with a...
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William L. Horn
New York, NY Attorney with 16 years of experience
43 W 43rd St
#342
New York, NY 10036
Free ConsultationBusiness and Securities
Brigham Young University J. Reuben Clark Law School
I am a transactional attorney with a focus on representing both registered investment companies and private companies. I am proud to be a member in good standing of the California State Bar.
My legal journey began at Dechert LLP, where I was part of the firm’s financial services group. My practice primarily revolved around financial services and investment management matters. I regularly provided advice to U.S.-registered investment companies, their investment advisers, and related financial services firms on a range of regulatory, compliance, and business issues. Additionally, I offered guidance to boards of directors/trustees of U.S.-registered investment companies concerning fund governance and...
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Jeffrey Shepro
New York, NY Attorney with 18 years of experience
Free ConsultationBusiness
New York Law School
Corporate attorney experienced in finance, marketing and law. More than ten years of experience representing and advising individuals, entrepreneurs and businesses of all sizes. I have experience with assisting business in all stages of development, from startups just getting off the ground to established corporations expanding internationally. I assist my clients with customers, sales, vendors, employees and shareholders. I provide clients with direct access when they need help. I work fast without sacrificing quality. For more than ten years, I have helped businesses get through good times and bad. I help businesses operate smoothly and free up valuable resources so...
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Robert G. Leino
New York, NY Lawyer with 42 years of experience
Free ConsultationAppeals, Business, Insurance Claims and Personal Injury
University of Pittsburgh School of Law
Practicing law since 1982. Serving people with top-quality legal services. Providing personal service and quick access. Offering deep experience for civil cases in the areas of civil litigation, tort-personal injury-wrongful death claims, commercial litigation and business disputes, employment law-FLSA-ERISA, insurance claims and coverage, intellectual property-trademark-trade secret infringements, real estate litigation and estates litigation.
Also handling appeals, arbitration, international arbitration and mediation.
Claimed Lawyer Profile
David Brandon Satisky
New York, NY Attorney with 21 years of experience
Free ConsultationPersonal Injury
Shepard Broad Law Center, Nova Southeastern University
For more than a decade, David Satisky has tirelessly fought for the rights of injury victims and their families. He has earned a reputation, from his clients and peers alike, as a responsible, compassionate and vigilant advocate.
David devotes a significant part of his practice to protecting the interests of cyclists, pedestrians, motorcyclists, and other vulnerable roadway users.
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James Michael Smedley
New York, NY Lawyer with 16 years of experience
(212) 370-1300
1345 Avenue of the Americas
11th Floor
New York, NY 10105
Free ConsultationBusiness, IP, Patents and Trademarks
Boston University School of Law
Partner at McCarter & English LLP, in the Intellectual Property and Technology Law Group. I have a wealth of industry experience in the computer software and hardware fields to bolster the legal experience I have developed over the years.
My primary focus is on intellectual property matters in the technology sector, mainly involving patent prosecution and litigation. However, we also handle a whole host of other matters, including corporate transactions and finance, M&A, litigation, real estate, employment, immigration, privacy, data security, licensing and more.
On a personal level, I am an avid video gamer, wine lover and fitness...
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Noah Klug
New York, NY Attorney with 17 years of experience
Immigration
Fordham University School of Law
After more than a decade of experience in immigration law, first with a U.S. government immigration agency, and then in senior roles with the world's largest corporate immigration law firms, Fragomen and BAL, advising some of the most renown global corporations as well as countless wonderful individuals, Noah decided that the time had come to form his own firm.
?Noah holds the highest attorney peer rating, AV Preeminent®, from Martindale-Hubbell, the gold standard in attorney ratings for over a century. He is also listed in Who's Who Legal, rated Superb (10/10) on Avvo, and a Mensa member.
?He has authored...
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Daniel J Wasserberg
New York, NY Attorney with 22 years of experience
Asbestos, Construction, Personal Injury and Products Liability
Indiana University Maurer School of Law
With over a decade of expertise, Daniel is a seasoned personal injury attorney with a focus on mesothelioma cases. He represents victims in Texas, New York, New Jersey, and Illinois, primarily litigating against asbestos trusts. Since co-founding Meirowitz & Wasserberg, LLP in 2015, Daniel has helped secure over $360 million in settlements for asbestos exposure victims. He stands out as a fervent advocate for his clients, challenging major corporations to uphold public health and welfare. Recognized as a Super Lawyer in New York, Daniel also contributes to the Leader’s Forum of the American Association for Justice and the New York...
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Larry Cary
New York, NY Attorney with 41 years of experience
Business
Georgetown University Law Center and Brooklyn Law School
Larry Cary is a Founding Member of Cary Kane LLP. He has practiced labor, employment and employee benefits law for nearly 25 years. He has been involved with the American labor movement for over 35 years. Prior to co-founding the firm, Mr. Cary was the senior partner in the labor department of Vladeck, Waldman, Elias & Engelhard, PC., where he represented unions and benefit plans for 17 years. He also previously served as in-house general counsel to the Amalgamated Service and Allied Industries Joint Board, ACTWU, and its benefit plans.
He is licensed to practice law in the State of...
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Robert J. Grand
New York, NY Attorney with 30 years of experience
Free ConsultationBusiness, Employment and Securities
Benjamin N. Cardozo School of Law
Robert J. Grand is of counsel to Lax, Neville & Intelisano, LLP. Mr. Grand’s practice is focused on representing corporations and individuals in complex civil litigation and arbitration involving securities and other financial products, employment, real estate, intellectual property, unfair business practices, and other commercial tort-related matters before federal and state courts, and private arbitration panels. Mr. Grand represents investors, financial service professionals, investment funds and financial institutions in securities litigation and arbitration, as well as in investigations and enforcement proceedings initiated by regulatory agencies such as FINRA, the SEC, and the CFTC.
Mr. Grand has extensive experience representing founders, partners,...
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Stuart Dimartini
New York, NY Attorney with 38 years of experience
Free ConsultationMedical Malpractice, Personal Injury and Products Liability
Brooklyn Law School
Since 1987, Stuart DiMartini has practiced law exclusively in the field of plaintiff's personal injury litigation. He has successfully litigated complex tort actions for seriously injured clients in such areas as medical malpractice, products liability, wrongful death, depravation of civil rights and construction site accidents under the labor law. Mr. DiMartini has also successfully assisted scores of injured clients in all areas of plaintiff's personal injury litigation, including accidents involving motor vehicles, motor cycles, and premises liability. Altogether, he has helped recover millions of dollars in verdicts and settlements for his clients in both New York and...
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Laura Ryan
New York, NY Lawyer
Business and Real Estate
Rutgers School of Law-Newark
I am an associate at Korngut Paleudis LLC, where my focus lies in alcoholic beverage law, contract matters, and real estate law. My background includes nearly fifteen years in hospitality marketing, operations, and business development, collaborating with some of the most renowned chefs and restaurateurs in the country. Having graduated from culinary school and being a business owner myself, I bring a unique perspective to my practice. Raised in a family that owned a restaurant, I have a deep-rooted understanding of the food and beverage industry. This background equips me to offer practical and effective legal counsel to my clients....
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Michael J. Paleudis
New York, NY Attorney with 18 years of experience
Free ConsultationThe George Washington University Law School
Mr. Paleudis represents businesses that traffic in alcoholic beverages. His practice focuses on liquor licensing and commercial leasing. His clients consist largely of bars, restaurants, grocery stores, craft breweries and other craft manufacturers. Mr. Paleudis practices law in New York, New Jersey, and Pennsylvania.
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Marc Leslie Rich
NEW YORK, NY Lawyer with 35 years of experience
Free ConsultationMedical Malpractice, Nursing Home and Personal Injury
Brooklyn Law School
Marc L. Rich is a personal injury and medical malpractice attorney with over 30 years of experience as a trial lawyer.
Admitted to the Bar in the States of New York and New Jersey, Marc has successfully litigated numerous catastrophic injury cases involving traumatic brain injuries, birth related neurological injuries and wrongful death. His practice also focuses on the area of nursing home negligence and he has successfully litigated many cases involving bed sores leading to sepsis, and those involving falls resulting in serious fractures or severe head injuries.
Marc has also successfully litigated many medical malpractice cases involving birth...
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Eric Sarver
New York, NY Lawyer with 26 years of experience
Business and Employment
Hofstra University School Of Law
Since 2001, Sarver Law Firm has defended, counseled, and advocated for those who need someone in their corner. What began as an employee-side, plaintiff employment law firm has evolved into an experienced firm that represents small and mid-sized companies, business owners and startups in all matters of business law, employment and labor law, and contracts.
Our firm understands that many business owners – from the small business to the large corporation – are not always the villain in an employment law or labor law dispute. Mistakes are made. Employers miss nuances and changes in the labor law requirements. Disgruntled workers file...
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Ralph Stone
New York, NY Lawyer with 33 years of experience
Business, Securities and Stockbroker Fraud
University of Texas School of Law
Ralph M. Stone, the founding partner, is recognized as a leading lawyer in the securities litigation, investor rights, and international discovery fields. He has represented public and private companies, hedge funds, and other institutional investors in a wide variety of commercial litigation in courts around the country and in FINRA and American Arbitration Association arbitrations, on creditor committees in international bankruptcies, and in various other forums. He actively represents and advises private banks and other non-U.S. institutions in major securities litigation, and he regularly represents and advises them in various hedge fund disputes and matters arising from collapsed funds. He...
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Eugenie F. Temmler
New York, NY Attorney with 45 years of experience
Divorce, Employment and Family
Rutgers University
Eugenie F. Temmler is a partner of Rabner Baumgart Ben-Asher & Nirenberg, P.C. Her areas of practice include family law and litigation, including employment litigation. Ms. Temmler joined the firm immediately after graduation from law school and later spent many years in a boutique firm devoted exclusively to family law prior to re-joining the firm.
Ms. Temmler is admitted to the Bars of the State of New Jersey, the United States District Court (District of New Jersey) and the United States Courts of Appeals (Second and Third Circuits). She is an active member of the Essex County Bar Association and the...
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Harold Rabner
New York, NY Attorney with 58 years of experience
Arbitration & Mediation, Business and Employment
Yale Law School
Mr. Rabner has more than 30 years of experience representing entrepreneurs and executives, guiding them through not only the purchase, sale or structuring of their businesses, but also through the difficult nuances involved in resolving business and personal conflicts with business partners, former employers and competitors through litigation and negotiation. His practice includes the resolution of complex business partners' disputes, restrictive covenant issues and related confidential and proprietary information issues.
Mr. Rabner brings an unusually broad set of legal skills and experience to his practice. His creative, close and personal approach has often resulted in long-term relationships with his clients, serving...
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Sumeet Sondhi
New York, NY Lawyer with 20 years of experience
Free ConsultationHealth Care, Real Estate, Tax and White Collar Crime
Touro College Jacob D. Fuchsberg Law Center
Sumeet Sondhi is counsel to The Blanch Law Firm. Mr. Sondhi has worked in conjunction with Ryan Blanch on a myriad of matters, ranging from government investigations to white collar and antitrust crimes, his specialties being real estate fraud and complex mortgage fraud matters.
Mr. Sondhi’s extensive knowledge and experience have resulted in a number of favorable outcomes for the firm’s clients. He has represented clients and companies charged with an array of white collar crimes, including:
*Price Fixing: Represented a billion dollar air cargo company in a DOJ industry-wide criminal antitrust investigation regarding alleged price fixing
*Tax Evasion: Represented a Partner in...
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Raoul Duggal
New York, NY Lawyer with 23 years of experience
Free ConsultationBusiness, International and Securities
New York University School of Law
Raoul Duggal is a corporate attorney focusing on the representation of start-up and venture-backed companies. He has advised companies and investors on numerous venture capital and angel investments and exits. In addition, he has extensive experience advising clients on a broad spectrum of domestic and international M&A transactions, including restructuring and refinancing transactions. Raoul also has experience with public companies and has advised on domestic and international IPOs.
Raoul has represented a wide variety of start-up companies and investors, as well as numerous mid- and large-sized U.S. and European corporate clients. Raoul has extensive experience in such industry sectors as technology,...
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Akiko Yamada
New York, NY Lawyer with 18 years of experience
(212) 287-5671
(In LOVE Building) 1350 Avenue of Americas
Fl 2 -1065
New York, NY 10019
Free ConsultationImmigration
New York University School of Law
Akiko Yamada is an attorney licensed in Japan and New York, and a founder of Tigris Legal PLLC, an immigrant-owned law firm specializing in the U.S. immigration practice. Tigris Legal serves clients with various backgrounds nationwide and internationally for U.S. immigration matters. The firm provides legal services to individuals who plan to obtain U.S. non-immigrant visas, green cards (employment-based/family-sponsored), and citizenship; companies planning to conduct businesses in the U.S.; and U.S.-based companies that plan to hire non-immigrant and immigrant employees.
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Benjamin Adams
New York, NY Attorney with 30 years of experience
1133 Broadway
Suite 406
New York, NY 10010
Free ConsultationBankruptcy and Real Estate
Brooklyn Law School
Benjamin M. Adams, the founder and principal of Adams Law Group, LLC, has a record of excellence that shows in his legal education and in his legal career.
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Robert R. Miller
New York, NY Attorney
Free ConsultationBusiness, Employment and Securities
New York University School of Law
Robert R. Miller is an associate at Lax, Neville & Intelisano, LLP with a practice primarily in securities, employment, and corporate disputes before the Financial Industry Regulatory Authority (“FINRA”) the American Arbitration Association (“AAA”), and state and federal courts.
He represents individual investors in their claims against brokers, broker-dealers, and wealth managers for abusive customer sales practices, such as fraud, churning, unsuitability, and breach of fiduciary duty; brokers and other financial services professionals in a broad range of matters, including transitions between firms and disputes over deferred compensation, promissory notes, Form U-5 expungements, and employment agreements; and broker-dealers and other financial...