Saint Regis Falls Stockbroker & Investment Fraud Lawyers

Ross B. Intelisano is a founding partner of Lax, Neville & Intelisano, LLP. He represents individual and institutional investors in securities arbitration and litigation against financial firms, employees in industry disputes, employees in transitions from one financial firm to another, and employees in self-regulatory organization investigations. Ross has over two decades of experience trying large and complex financial fraud cases on behalf of investors worldwide, including winning the largest arbitration award ever against Goldman Sachs. His clients include high net worth individuals, family offices, hedge funds, funds of funds, endowments, non-profits and other institutions in claims against...

Robert has decades of experience with disputes and investigations concerning the securities industry. Robert approaches each assignment with the benefit of having served as an in-house lawyer for a brokerage firm, and also having sat as a FINRA arbitrator for securities industry disputes. Robert’s practice is focused on securities litigation/arbitration and regulatory enforcement matters before FINRA and the SEC and CFTC. Robert advises broker/dealers, investment advisers, securities industry professionals and defrauded investors in varied litigation, arbitration and regulatory matters. Robert is certified as an arbitrator for FINRA, AAA and the NFA.

An active participant in the bar, Robert has...

Jenice L. Malecki is a well-known securities attorney and the founder of Malecki Law. She is a successful and aggressive litigator with a uniquely diverse background representing thousands of investors and industry professionals. Ms. Malecki’s experience as a New York securities attorney began in class action litigation, working on the famed class action case In re Crazy Eddie. Throughout the 1990’s she represented numerous broker dealers in “boiler room” stock fraud cases and the progeny of the real-life Wolf of Wall Street. She has been the Vice-President on the board of the PIABA Foundation, with a mission to educate...

Arkady Bukh is widely recognized as one of the most experienced attorneys in the United States, with an astounding record of courtroom victories. Arkady has represented over 1,500 clients, including individuals, corporations and governments, combining impeccable knowledge of the law with the skills of an experienced negotiator and a courageous fighter in the courtroom. Since 2003, the team of highly qualified attorneys at Bukh Law Firm has been working diligently to ensure that clients' cases are resolved as efficiently as possible and in accordance with their expectations. Utilize our services and you can see our ability to find where others lose. Wikipedia...

My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 24 states, have written legal columns for a number of industry publications, been a...

A criminal lawyer and both a former Manhattan Assistant District Attorney and local Westchester County Municipal Prosecutor, Jeremy Saland handles all matters that directly or indirectly "touch" the criminal justice system. Whether defending the accused in the Criminal Courts or Juvenile Justice System before or at trial, representing students in university Title IX proceedings and Dean Disciplinary Hearings, securing or challenging the issuance of Family Court Orders of Protection, protecting victims from matters ranging from Revenge Porn and Harassment to Extortion and Blackmail, or sealing the criminal case of a client who has paid his or her dues long ago,...

Elena represents individuals and corporations charged with the most serious federal crimes including wire/ mail fraud, securities and bank fraud, money laundering, violations of Foreign Corrupt Practices Act (FCPA), insurance fraud, federal tax violations, cybercrimes and narcotics and weapons trafficking. In state courts, Elena represents clients charged with financial crimes, attempted murder, sex crimes, child pornography, narcotics and weapons possession, and violent assaults.

Previously, Elena worked as a Felony Assistant District Attorney at the Kings County District Attorney’s Office in Brooklyn, New York where she handled thousands of cases from arraignment to disposition. During her six years at the District...

I am a Trial Lawyer with over 25 years of experience in Business lawsuits, Arbitration and White-Collar Criminal investigations. I provide high quality advocacy and advice to companies, partnerships, their owners, managers, directors and employees in business disputes. My practice encompasses matters involving Securities, Stockbroker Fraud, Class Action lawsuits, Real Estate, Technology and Intellectual Property, privately held Businesses, Employment law,Professional Liability and Legal eEthics. I have an AV Preeminent rating from Martindale-Hubbell, which is the highest rating the organization gives, and am a longstanding leader in legal ethics, demonstrating that my peers rank me at the highest level of professional excellence. {This...

Christopher J. Gray has spent most of his career representing individuals and small businesses- almost exclusively as plaintiffs- in complex litigation, arbitrations, class actions, and trials and appeals in state and federal court.

Mr. Gray was admitted to the New York bar in 1997, is a member of the bars of the U.S. District Courts for the Eastern, Southern and Western Districts of New York, the U.S. District Courts for the Eastern and Northern Districts of Texas, the U.S. District Court for the District of North Dakota, the U.S. District Court for the Northern District of Ohio, the U.S. Court of...

Ryan Blanch is a well-known Reputation Management attorney. With years of experience as a New York criminal defense lawyer, Mr. Blanch has successfully handled a wide variety of crises, including government investigations, complex white-collar crimes, health care fraud, and felonies/misdemeanors. Mr. Blanch has represented numerous individuals, including executives, attorneys, accountants, health care providers, financial industry professionals, as well as various corporations, in high-stake reputational crises. His unparalleled expertise has made him one of the most sought-after attorneys in the field of Reputation Management. With a track record of success, Mr. Blanch has had a number of cases chronicled in various media outlets....

I am the founder and managing attorney of Iorio Law PLLC, a New York-based firm dedicated to recovering investment losses for clients across the country. With over a decade of experience and a track record of securing nearly $100 million for investors, I am a trusted advocate for those affected by securities fraud, stockbroker negligence, and financial misconduct. For more than ten years, I have been a prominent figure in securities arbitration, successfully handling over 700 cases from initial assessment to final disposition as of 2025. I have worked tirelessly to recover nearly $100 million in investment losses for a diverse...

Attorney Stuart Meissner was born in 1962 in Brooklyn, New York. He earned his Bachelor’s and Juris Doctorate from Hofstra University. He went on to earn his masters of law degree from New York University Law School. He opened his own practice, Meissner Associates, twenty years ago in 2001 in Manhattan, New York. His practice focuses primarily on SEC whistleblower cases, investment disputes, securities violations, and FINRA arbitration. After 9/11, Attorney Meissner volunteered at Ground Zero on “the pile” on the “bucket brigade” along with fire and police officers, sifting through debris trying to find survivors. He was later subsequently...

A former investigative journalist, Mark is a successful anti-fraud attorney with more than twenty years of experience in complex civil litigation. He has represented qui tam whistleblowers under the False Claims Act as well as victims of fraud under the federal securities laws and the Racketeer Influenced and Corrupt Organizations Act (RICO). His efforts have resulted in the recovery of hundreds of millions of dollars for clients.

Prior to founding Mark A. Strauss Law, PLLC, Mark was a partner at Kirby McInerney LLP, a respected plaintiffs’ class action firm that was named one of the “Most Feared Plaintiffs’ Firms” by Law360.com....

Ralph M. Stone, the founding partner, is recognized as a leading lawyer in the securities litigation, investor rights, and international discovery fields. He has represented public and private companies, hedge funds, and other institutional investors in a wide variety of commercial litigation in courts around the country and in FINRA and American Arbitration Association arbitrations, on creditor committees in international bankruptcies, and in various other forums. He actively represents and advises private banks and other non-U.S. institutions in major securities litigation, and he regularly represents and advises them in various hedge fund disputes and matters arising from collapsed funds. He...

André G. Castaybert is the founder and principal attorney at CASTAYBERT PLLC. His experience as a commercial trial court and appellate lawyer spans two and a half decades. He started his career as a litigator in New York City, at the international law firm of Proskauer Rose LLP where he worked for twenty years in the Litigation and Dispute Resolution Department on a wide range of commercial disputes in the Federal courts across the United States, in the New York State courts, and in domestic and international arbitration. André has also been Counsel to several highly regarded boutique business...

The focus of our practice is the representation of individual and institutional investors in arbitrations and litigations involving claims of breach of fiduciary duty, breach of contract, mismanagement, stock fraud, suitability, unauthorized trading, negligence and churning.

I also regularly represent those who work in the financial services regarding recruiting practices including issues relating to the Protocol for Broker Recruiting; non-solicit, non-compete and other restrictive covenants; customer privacy and other regulatory issues; best-practices for preserving a book of business through a transition; Form U5 negotiations; responding to FINRA inquiries; promissory notes; bonus disputes; team disputes; temporary restraining orders (TROs); expedited FINRA arbitrations;...

Attorney Jeffrey Benjamin is enjoying his third decade of practicing law. In 1997, he started practicing law in the field of consumer protection and class actions. Out of the starting gate, he was trying cases, arguing substantial motions and appeals, and building a practice under the motto: “Doing Well, by Doing Good.”

Today, he continues to develop skill and expertise in trial and appellate advocacy. Adversary counsel against him come from some of the largest and most resourceful firms in New York City down to competent and capable sole practitioners. From the beginning of his practice, Mr. Benjamin has felt that...

Joseph’s practice is concentrated in the areas of regulation of financial services firms, securities litigation and commercial litigation.

I am an Associate at Lax, Neville & Intelisano, LLP. In my current role, I represent financial industry employees as they transition between firms and also handle cases for investors and employees in disputes with the financial industry, both in arbitration and in state and federal courts. Before joining this firm, I served as a Staff Attorney at Queens Defenders, where I represented individuals in a range of misdemeanor and felony cases across criminal court and administrative hearings. Before my legal career, I worked as an Associate at Pricewaterhouse Coopers in the Banking and Capital Markets division. During my tenure there,...

I've been defending clients charged with both Federal and State Criminal Charges for 21 years. I've handled tough cases and defended clients on charges ranging from Organized Crime to Conspiracy.

I am the Principal of Altamirano PLLC. I have handled more than 1,500 investor cases and filed claims exceeding $200 million. My practice is focused on delivering sharp, strategic, and results-driven representation for investors in securities arbitration. I know the brokerage playbook and use that knowledge to secure meaningful outcomes for clients in the FINRA forum. I am admitted to practice law in New York and New Jersey.

Our practice's central philosophy: partnership. We spend time to understand what our client's goals are and develop an action plan centered around meeting those goals. In the litigation context, that might mean pushing a matter or action towards trial or it might mean investing the time to become an expert in the case or action to create leverage for a settlement. On the transactional side, we view all of our matters through the prism of avoiding litigation. Our business clients are most interested in growing their business and, in turn, their wealth. Litigation can slow growth. ...

Having graduated with both an M.B.A. and a J.D. from New York University, Kenneth Goldberg understand the ways businesses work in relation to their employees. Goldberg has been practicing law since 1991, and is a member of a number of professional associations, including the New York State Bar Association, the New York County Lawyers' Association, and the American Bar Association. This extensive familiarity with labor laws and the cultures surrounding business makes Goldberg uniquely qualified to handle employment law cases.

New York attorney Timothy J. Dennin is a focused advocate for investors, not a general practice litigator. His extraordinary record of recovering lost money, and his national and international clientele attest to his commitment to seeing justice done.

Timothy J. Dennin began his career as an assistant district attorney in Nassau County, New York, and subsequently as a lawyer in the Washington, D.C., office of the Securities and Exchange Commission. Mr. Dennin received a J.D., with honors, from St. John’s University School of Law in 1983 and a Bachelor of Arts from the College of the Holy Cross in 1978.

He is...

Patrick W. Begos is a founding member of the firm and senior partner in the Westport office. He heads the firm's trial and appellate group. Pat brings 19 years of litigation, arbitration, mediation and negotiation experience to the firm. Prior to forming Begos Horgan & Brown, Patrick was a partner in the New York City litigation firm Molton & Meekins (1995-1998), and he was previously associated with Weil, Gotshal & Manges (1990-1995); and Lane & Mittendorf (1988-1990). He is a current member of the Trial Tactics and the Life, Health and Disability Sections of the Defense Research Institute, and a member...

Attorney focusing on FINRA Securities Arbitration, Consumer Protection and Professional Liability in Buffalo and Rochester, New York.

If you have been charged with a DWI, drug, theft, violent or white collar crime, contact my firm today! With my experience and eagerness to help I will be able to handle your case, contact my firm today!

I am a highly experienced business and commercial litigator. I have been successful in 23 reported state and federal decisions at the lower court and appellate levels. My representative cases have involved up to $160 million in dispute, and my significant settlements have involved up to $31 million paid.

I am known as being smart, thorough, resourceful and professional while also relentless – the latter perhaps a carryover from my college wrestling and club rugby days.

I was Ken Warner’s partner and “right-hand man” in Coblence & Warner (now Warner Partners), a midtown boutique litigation firm, for...

My name is Joe Potashnik. I am the principal attorney at Joseph Potashnik & Associates We have offices in Manhattan and represent clients in four areas. 1. NYC residents that are under criminal investigation or have been arrested on State criminal charges. 2. We represent New York City residents that are under investigation or have been arrested on Federal Charges. 3. We represent professionals in the Medical and Healthcare field that might lose, or have lost, their professional license. 4. And we represent residents of New York City, or their family members, in all government investigations. We can assist any NYC resident and offer our legal...