Caldwell Securities Lawyers

David Miller received his Bachelor of Arts degree in Economics and Political Science from Vanderbilt University. He received his Juris Doctor degree from the University of Houston Law Center, where he was a Lex Award recipient. As an associate attorney of Shepherd Smith Edwards & Kantas LTD LLP, Mr. Miller maintains an active securities arbitration and litigation practice. Mr. Miller has successfully represented individual investors, high net worth and institutional investors, corporate executives, regional banks and municipal issuers

Prior to beginning his law practice, Mr. Miller served as an officer in the corporate trust and investment banking groups at major...

Sam Edwards is a partner at SSEK and has developed a wide-ranging practice representing individuals and institutions from the United States and almost every continent in the world in investment and financial disputes. Over the last decade, that representation has included hundreds of clients who range from retirees that have lost their life savings, to community banks and credit unions who have been defrauded by Wall Street in investment schemes or bad products, to states and municipalities defrauded by investment banks. The cases Mr. Edwards has worked on include claims for unsuitable investment recommendations, churning, misrepresentations and outright fraud. The investments...

Bryan T. Forman is a licensed Texas attorney with offices in Austin, Texas and Tyler, Texas. He has been engaged in the private practice of law since 1987, and has spent the majority of his career in the brokerage industry, serving as Chief Executive Officer and General Counsel for brokerage firms which he founded. Concurrently, he gained experience in the private equity field, founding a private equity hedge fund whose strategy was private equity investments into public companies. His legal practice is focused on representing public investors and market participants in the securities industry. Mr. Forman received his Juris Doctor...

Sean’s years of experience as an active-duty US Army Captain in the selective and prestigious US Army Judge Advocate General’s (JAG) Corps are a valuable asset to Tully Rinckey PLLC’s military law practice group. Having served his country honorably at the largest military installation in the world in Fort Hood, Texas as a Judge Advocate from 2009 until 2013, Sean is an aggressive and tenacious advocate for all service members facing legal issues. He is able to pull from his significant and diverse experience as an active-duty attorney in the Army JAG Corps, and as a civilian military law attorney,...

Tom Ajamie is an internationally-recognized trial lawyer who has successfully represented clients in complex commercial litigation and arbitration. The authoritative Chambers USA has described Tom as “relentless, energetic and intelligent” and a “hard-working and successful trial lawyer who never quits.” He has handled a number of high-profile cases, including groundbreaking securities and financial cases, cross-border litigation, business contract disputes and employment issues. Tom has won two of the largest awards ever handed down by an arbitration panel for investors, including a $429.5 million award. He has also won a record $112 million civil RICO jury verdict.

Tom is regularly invited to...

As a partner at Shepherd Smith Edwards & Kantas LLP (SSEK Law Firm), Kirk G. Smith focuses his practice on securities law. Representing individual and institutional investors against banks, brokerage firms and trust companies, Mr. Smith generally handles cases involving issues such as retirement losses, broker and brokerage firm misconduct, investment derivatives, fraud and financial product failures. He serves clients throughout the U.S.

Before earning a Juris Doctor from the South Texas College of Law Houston, Mr. Smith attended Loyola University New Orleans. He graduated with a Bachelor of Arts.

Previously working as an investment advisor for a large brokerage firm and...

Cenkus Law helps quickly growing and medium-sized businesses with all of their legal needs in Austin, Houston and throughout Texas. Services include forming partnerships, corporations and LLCs, founders’ agreements, partner and founder disputes, raising capital, mergers and acquisitions, contract review and general outside counsel services.

Rex Securities Law- Robert H. Rex is a national securities lawyer with offices in Austin, Texas and Boca Raton, Florida. If you have questions about how to recover investment losses due to the fraud or negligence of a stock broker or stock brokerage firm, call for a no charge consultation.

John S. “Jack” Edwards, Jr. handles a wide variety of civil matters in state and federal courts throughout the country. He has represented clients in antitrust, contracts, copyright, ERISA, fraud, insurance coverage, product liability, securities, trade secrets, toxic tort, and wrongful death cases. Many of his cases involve highly technical industries, such as vehicle manufacturing or radio-communication systems. Others involve representing victims of financial fraud, whether in single-plaintiff actions or in class actions under ERISA or securities law. He has tried cases in Texas and Pennsylvania.

Linda Broocks is partner in the Houston office of Kean Miller. She joined the firm in 2017 and maintains an active practice in trials and appeals of complex commercial, securities, personal injury, employment and real estate cases.

Linda is Board Certified in Civil Trial Law and Civil Appellate Law by the Texas Board of Legal Specialization and is also a certified mediator, with experience mediating a variety of civil suits, and an arbitrator for the Financial Industry Regulatory Authority.

Linda has been recognized by Thomson Reuters among the Texas Super Lawyers in civil litigation defense in every year of voting. She was...

Over an exemplary 25 year career, Brent C. Perry has distinguished himself as a skilled litigator. His wealth of experience has helped clients in a wide range of business and legal matters solve complex issues. Mr. Perry attended the University of Chicago Law School and graduated in 1989, after which he served as a law clerk for the U.S. District Judge Ricardo Hinojosa in Texas. Mr. Perry then joined Baker Botts, LLP in 1990 and Bracewell & Giuliania, LLP in 1993. This gave Mr. Perry valuable hands-on experience that propelled him further in his career. He...

Dustin advises clients about their business-related matters at the federal, state, and international levels with experience in corporate, tax, securities, and related issues. Dustin has experience providing tax and business services, including the reformation and restructuring of large multi-national businesses to achieve strategic tax and business objectives. Dustin works with business owners, corporate officers, and other advisors in structuring acquisitions, dispositions, reorganizations, and corporate financing arrangements to provide efficient solutions to tax and business issues across a variety of industries. In addition to his business and tax planning experience, Dustin has experience resolving taxpayer issues during IRS examination or collection status,...

I am the founding partner of Kesse PLLC, a corporate law firm. Prior to founding Kesse PLLC, I worked at the biggest law firms in the country. My practice focuses on securities, capital markets, SEC reporting, emerging companies and startups, and general corporate law. I regularly advise clients on public and private securities offerings and financings, including U.S.-Canadian cross-border offerings and other foreign private issuer offerings. I assist clients with IPOs, Regulation A+ offerings, direct listings, follow-on/secondary offerings, private placements, crowdfunding, private company financings, pre-IPO counseling, SPAC formations, IPOs and business combinations (deSPACs), tender offers, emerging company and startup financings,...

With more than 12 years of experience in private practice, Lisa Thorsen provides sound, practical counsel and local market expertise on business law matters in Texas and California. As outside general counsel, Lisa provides a range of services, from company formations to corporate transactions, including mergers and acquisitions, asset and stock purchases and sales, debt and dispute settlements, company structuring, and licensing matters.

Judith Meyer is a partner in the Houston office of Kean Miller. She joined the firm in 2017 and focuses her practice on securities litigation, broker litigation, breach of contract matters, business disputes, mediation and arbitration, construction defect litigation, premises liability and toxic tort defense, employment torts, and commercial real estate matters.

Judith is a qualified mediator for general civil disputes under the Texas Alternative Dispute Resolution Act and has served as a volunteer mediator for the Harris County Dispute Resolution Center.

Judith earned her B.S., magna cum laude, from Louisiana State University in 1979. She earned her J.D. in 1985 from...

Hamp Skelton grew up in Atlanta, Georgia. He graduated from Princeton University in 1978 and from the University of Texas School of Law in 1981. He and his wife, Karen, have three sons, now all in their mid-20s. Hamp has tried lawsuits in Texas for more than 40 years. He began his career at Vinson & Elkins in Houston in 1981, practicing in its commercial litigation section. He moved back to to Austin in 1986, joining Akin, Gump, Strauss, Hauer & Feld. He built a litigation section for that office, serving as partner in charge of litigation. His present...

As an associate attorney of Shepherd Smith Edwards & Kantas LTD LLP, Ryan Cook maintains an active securities arbitration and litigation practice. Mr. Cook has worked on numerous cases dealing with individual investors, high net worth and institutional investors, corporate executives, regional banks and municipal issuers.

Prior to beginning his law practice, Mr. Cook worked in the securities industry as a licensed and registered representative with a large broker/dealer. He received his Juris Doctor (JD) degree from South Texas College of Law, where he earned his degree Summa Cum Laude (with highest honor) as the graduating salutatorian. Mr. Cook...

Arnold Shokouhi is an equity owner and the Managing Partner for McCathern. Arnold currently practices in the area of commercial, director and officer liability, and employment litigation. Arnold also heads McCathern's Banking and Mortgage section, and has extensive experience in the mortgage banking industry. His section handles everything from drafting mortgage documents to dealing with state and federal compliance matters for financial institutions and service providers. Additionally, his experience handling transactional matters has given him the ability to effectively filter through the intricacies of complex commercial litigation matters. Arnold has played a critical role in the litigation of multi-million dollar...

Ms. Shannon A. Lang is a dedicated attorney with extensive experience in complex business and commercial litigation. Ms. Lang attended San Diego State University and graduated with a Bachelor of Arts in both Sociology and Biology. Before attending law school, Ms. Lang earned Master’s Degree in Forensic Science from Marshall University. In 2007, Ms. Lang graduated from the University of Virginia School of Law with her Juris Doctor. Upon graduating law school, Ms. Lang worked as a law clerk for Judge Nancy Friedman Atlas in the Southern District of Texas before joining Covington & Burling. Ms. Lang honed...

David Siegel has helped thousands of people obtain redress through our court system. He has over 30 years of experience advising businesses and individuals in commercial litigation, fiduciary duty and partnership litigation, liability suits, mass tort actions, consumer class actions, securities litigation, and bankruptcy litigation.

David’s cross-border work includes arguing on behalf of clients located in the Philippines and Latin America, among other regions. His successes include successfully representing thousands of agricultural workers in toxic pesticide litigation; successfully representing investors in arbitration claims against their investment advisers; successfully representing wrongful death claimants in a suit against a private prison company for...

Courtney Scobie’s practice focuses on complex commercial litigation in state and federal courts, arbitration, and federal government investigations. Her experience includes a fraud and theft case on behalf of a large technology company, a breach of fiduciary duty and legal malpractice case on behalf of a real estate investment trust, copyright infringement and trade secret misappropriation cases against a leading enterprise software company, an SEC investigation and a securities class action involving alleged accounting improprieties, several CFTC investigations involving the crude oil and natural gas liquids markets, contract and insurance disputes in the energy and petrochemical industries, product liability and...

I represent plaintiffs who have been hurt. I am board certified in Personal Injury Trial Law and handle catastrophic personal injury cases, but I also practice construction, securities, and complex commercial litigation, for companies and individuals. I am a native Houstonian and attended St. Thomas High School where I currently serve on the board. I went to Harvard and graduated with high honors, magna cum laude, in 2004. At Harvard, I served as Historian of the Harvard Political Union, the College's debating society, and as Secretary of Harvard CHANCE, a group dedicated to mentoring and tutoring students from Cambridge...

Will Stafford is Of Counsel in Crain Caton’s Corporate, Business Transactions and Tax Group. With over a decade of legal experience, Will has developed a broad corporate practice, with an emphasis on securities offerings, business transactions, and general corporate governance. He has extensive experience representing individuals, public and private companies, financial institutions and local governments in a wide variety of matters including capital markets transactions, mergers and acquisitions, early-stage and venture capital investments, technology transactions, commercial contracts, securities regulation and compliance, corporate structuring and formation, and general corporate matters.

Will has represented corporations in the issuance of debt, equity and convertible...

Susan Turney has practiced business law in The Woodlands since 2004. She is committed to protecting her clients’ best interests with not only legal, but practical advice, and timely, responsive communication.

Susan Turney represents companies, owners, and executives. Her practice includes the review, negotiation, and documentation of all types of contracts, including master service agreements, manufacturing agreements, contractor and subcontractor agreements, sales contracts, distributor agreements, licenses, and commercial leases. She provides legal counsel on startups, entity formation, corporations, LLCs, limited partnerships, corporate governance, partnership governance, shareholders’ agreements, buy-sell agreements, buy-out agreements, redemptions, partnership and limited liability company agreements,...

Mr. Showman has handled numerous complex commercial matters and securities class actions (for both plaintiffs and defendants).  He has represented both claimants and respondents in FINRA securities arbitrations.  He has also represented clients in FINRA investigations and has conducted internal corporate investigations.  He has lectured on securities litigation at NYU and Fordham University.  Mr. Showman is also an arbitrator for FINRA customer and employee arbitrations.

With nearly 30 years of complex commercial litigation experience, Robert R. Burford has distinguished himself as an aggressive and successful attorney for his clients. Mr. Burford has handled business disputes of nearly every variety for both plaintiffs and defendants. Mr. Burford has skillfully handled nearly every type of high-stakes business disputes including litigation involving fiduciary duties, securities fraud, mergers and acquisitions, Director’s and Officers’ liability, legal malpractice, oil and gas matters, partnership disputes, intellectual property disputes, theft of trade secrets, healthcare related matters and complex contractual disputes. Mr. Burford graduated from the University of Houston in 1981...

At Tri Nguyen Law Office PC we bring our 19 years of legal experience, insight and business knowledge to serve your Houston small and medium business and to increase the value you will receive from engaging with us.

As we specialize in serving small and medium companies, we have aligned our services with your interests through activities such as our fixed price arrangements, the adoption of the latest communication technologies, continuous learning, and serving as a business partner without a ticking clock in the background.

Yes, we work on a fixed price arrangement with no billable hour or hourly rate. After over...

My practice focuses on complex commercial litigation and arbitration. I represent clients in high-stakes, high-dollar disputes involving breach of contract, employment law, restrictive covenants, trade secrets, insurance coverage, securities disputes, class actions, and whistleblower claims. I have represented both plaintiffs and defendants before state and federal courts, and in domestic and international arbitration proceedings.

I litigate, arbitrate, and try multimillion dollar disputes for individuals and businesses located in the United States and abroad. I have experience in a wide array of legal and procedural areas including: pharmaceutical, product liability, and environmental torts; multidistrict and class action cases involving antitrust, securities, and consumer fraud violations; individual personal injury and wrongful death claims arising from general negligence, medical malpractice, toxic exposures, defective products (drugs, autos, medical devices); lawsuits on behalf of businesses, partnerships, and franchisees for damages related to fraud, breach of fiduciary duty, breach of contract, and statutory claims; and claims for ...

I am Board Certified in Labor and Employment Law by the Texas Board of Legal Specialization. My employment practice is limited to representation of management and high level executives. I am listed as a Best Lawyer in America 2009 in employment law (copyright 2008 by Woodward/White Inc. of Aiken, SC). I was selected as a Super Lawyer for 2004; 2007-09 by Law and Politics Magazine. I also handle commercial litigation in the areas of banking, energy and securities.

Over the course of his career, Doron Levin has represented thousands of clients in advocating for their rights. Defendants who have been the subject of Levin's efforts are among the largest international conglomerates and corporate giants.

During law school, Mr. Levin distinguished himself as a recipient of the Albert Sidney Burleson Scholarship and the Legal Writing Honors Award. He was inducted into the Phi Delta Phi Legal Fraternity and interned for the Supreme Court of Texas.

Levin is a member of the Bar of the Supreme Court of the United States and is licensed by the District of Columbia Court of...