Grand View-on-Hudson Securities Lawyers

Neil M. Kaufman is the managing member of Kaufman McGowan PLLC, Long Island’s Corporate & Securities Law Firm™ and Corporate & Securities Counsel to the Cannabis Industry™. He is a leading corporate cannabis lawyer in New York and the USA and a fixture of the New York and Long Island corporate and securities legal community. Mr. Kaufman represents emerging growth, middle market and public companies and investment firms in their corporate, securities, financing, borrowing, merger & acquisition and other legal matters. Mr. Kaufman advises clients with respect to SEC regulation, public offerings, private placements and mergers & acquisitions, as well as...

John Altorelli is a highly accomplished mergers and acquisitions attorney with over 30 years of experience. Over the course of his career, Altorelli has worked on numerous high-profile transactions, representing both buyers and sellers.

Sandra P. Lahens is a partner at Lax & Neville LLP. Sandra’s practice involves representing businesses and individuals in commercial litigation and arbitration regarding securities and investment disputes, employment matters and regulatory investigations. She has successfully arbitrated and mediated cases before the Financial Industry Regulatory Authority (“FINRA”), the American Arbitration Association (“AAA”), JAMS, and litigated cases in federal and state courts, including in appeals before the New York Court of Appeals for the Second Circuit and the New York State Appellate Division.

Sandra represents investors nationwide in customer sales practice disputes against their registered representatives, broker dealers and registered investment advisors...

New York attorney Timothy J. Dennin is a focused advocate for investors, not a general practice litigator. His extraordinary record of recovering lost money, and his national and international clientele attest to his commitment to seeing justice done.

Timothy J. Dennin began his career as an assistant district attorney in Nassau County, New York, and subsequently as a lawyer in the Washington, D.C., office of the Securities and Exchange Commission. Mr. Dennin received a J.D., with honors, from St. John’s University School of Law in 1983 and a Bachelor of Arts from the College of the Holy Cross in 1978.

He is...

Mark R. Basile started his career at Shea & Gould in New York City and throughout the course of his career has, and continues to represent small publicly traded companies in securities and corporate finance litigation in both state and federal courts around the country. Mr. Basile won a landmark decision (2021) for small public companies in the New York Court of Appeals that agreed that certain corporate funding instruments are subject to NY's criminal usury laws. Mr. Basile is also a Professor of Law & Entrepreneurship at The Jacob D. Fuchsberg Law Center in New York teaching a course that he...

Mr. Showman has handled numerous complex commercial matters and securities class actions (for both plaintiffs and defendants).  He has represented both claimants and respondents in FINRA securities arbitrations.  He has also represented clients in FINRA investigations and has conducted internal corporate investigations.  He has lectured on securities litigation at NYU and Fordham University.  Mr. Showman is also an arbitrator for FINRA customer and employee arbitrations.

Ruth Jin has extensive experience in corporate and securities laws. She regularly represents private equity firms and hedge funds from fund formation and investment management to project financing, including acquisition financing; and represents corporations for equity/debt securities offering, mergers and acquisitions, joint ventures, and general corporate matters. Ruth's clients range from entrepreneurs and emerging companies to Fortune 500 companies. She advises businesses through all stages of growth from start-up and capital financing right through to initial public offering and counsels on the ongoing securities law compliance and periodic reporting obligations. She also provides broker-dealers with regulatory compliance related legal advice....

Diane Mall Sammarco is Of Counsel to Rich, Intelisano & Katz, LLP. Ms. Sammarco represents investors in securities arbitration and litigation against financial firms, as well as employees in industry disputes and self-regulatory investigations. Ms. Sammarco joined the firm’s predecessor, Rich & Intelisano, LLP, in 2008.

In June 2010, Ms. Sammarco was part of the team at Rich & Intelisano, LLP that won the Bayou v. Goldman Sachs Execution & Clearing case: a $20.6 million FINRA arbitration award against Goldman Sachs related to the Bayou hedge fund fraud. The 18-day hearing generated a 100% recovery of the compensatory damages requested. It...

My legal practice is focused on serving growth companies throughout the venture capital life cycle - from start-ups to public companies – with respect to the key areas of business law: corporate, securities, business combinations and commercial transactions. I also assist managers and investment advisers in forming private investment funds, including hedge, venture capital, real estate, natural resources and private equity funds, provide advice with respect to securities regulation and capital raising.

• Pragmatic interpretation, drafting, negotiation, clarification and explanation to management, execution, & closing of all contractual matters. • Negotiation and design of employment agreements, stock option, stock appreciation rights, & termination settlement arrangements. • Initiation, monitoring & management of long-term sourcing arrangements in multiple supply-chain and vendor environments (China, England, Mexico & Canada). • Entity formations & structures inclusive of tax & corporate governance in accordance with constituent objectives. • Analysis, creation & drafting of covenant structures in high-yield debt & commercial loan agreements. • Leveraged buyouts utilizing equity, high yield/bank debt sourced publicly/privately. • Exhaustive familiarity with 33/34 Act, Reg. A & “mini-IPO” provisions. • Drafting,...

Mr. Dailey represents businesses and business owners in disputes that arise out of mergers and acquisitions, disagreements between owners, damaged customer or client relationships, improper actions taken by competitors, or investigations by regulators such as the SEC or PCAOB. Over the years he has become known for his ability to explain complex transactions and relationships in plain language that average people and judges understand.

Jordan centers his practice on complex corporate and business transactions, both domestic and international. He serves clients ranging from start-ups and emerging growth companies to multi-national entities in mergers and acquisitions, corporate formations, corporate financing, private equity, securities issuances and corporate governance.

Jaimie Fried Dockray joined Rich, Intelisano & Katz, LLP as Special Counsel in 2013. She represents both individuals and employers in employment-related matters. Ms. Dockray has extensive experience representing both individuals and employers in all aspects of workplace disputes, including contract negotiations and litigation. Her clients have included high net worth individuals as well as financial institutions and nonprofit organizations.

Prior to joining Rich, Intelisano & Katz, LLP, Ms. Dockray worked at Bingham McCutchen, LLP for approximately 15 years. While at Bingham, Ms. Dockray practiced law in their management-side labor and employment group, representing public and private...

Corporate transactional and Directors and Officers Liability attorney. I work with a variety of mainly privately held businesses from inception through corporate life to sale or other disposition. I help businesses and their principals in formation issues, shareholder and LLC operating agreements, employment agreements, private placements and mergers and acquisitions including stock and asset purchase agreements, letters of intent, term sheets and '33 Act and '34 Act compliance. I also act as outside general counsel reviewing and negotiating license agreements, service agreements, outsourcing agreements and other contractual matters. I also represent insurance carriers as monitoring counsel in connection with complex securities class...

Jessica A. Murzyn has been a senior counsel at Rich, Intelisano & Katz, LLP since April 2013. Ms. Murzyn represents individual and institutional investors in securities arbitrations and litigation against financial firms.

Prior to joining Rich, Intelisano & Katz, LLP, Ms. Murzyn was an associate at Friedman Kaplan Seiler & Adelman LLP from October 2008 to March 2013. At Friedman Kaplan, she represented a variety of individual and corporate clients in securities, real estate and general commercial litigation and arbitrations. For example, she represented a high net worth client in a FINRA arbitration against the client’s investment...

Felix is the founder of ZocLaw.com, and is also currently the managing partner of Shipkevich PLLC. He has years of experience working in the corporate environment and is a highly regarded participant in the legal space. Having a keen eye for identifying tendencies within the industry, Felix noticed the commonality between many current Bankruptcy firms. He recognized that modern firms dealing with bankruptcy are not taking full advantage of the latest technological tools suited for the industry. His philosophy is simple; combine Wall Street corporate structure and Silicon Valley innovation to create an optimal service for consumers. Felix is...

Samantha Plesser most recently received a Master of Science in Public Policy and Management from The New School of Public Engagement and is an attorney in New York City with more than five years’ experience monetizing labor and employment risks within government and corporate affairs teams of consumer goods, retail and professional services sectors. She also holds two Bachelor of Arts from Brown University and a Jurist Doctorate from Cornell Law School. Her diverse skills include researching and writing about regulatory policy, analyzing ROI, and increasing engagement across human rights, justice and supply chain issues. Realizing that to make a...

Sean J. McGowan is a partner in Kaufman McGowan PLLC, Long Island’s Corporate & Securities Law Firm™ and Corporate & Securities Counsel to the Cannabis Industry™. He is a leading corporate cannabis lawyer in New York and the USA and represents emerging growth, middle market and public companies and investment firms in their corporate, securities, financing, borrowing, merger & acquisition and other legal matters. Mr. McGowan is: - President of the Columbian Lawyers' Association of Suffolk County. - Secretary of the Confederation of Columbian Lawyers of New York State. - Member of the New York State Bar Association and its Cannabis Law Section. -...

Corporate, Securities and Business Law Board Advisory Services Compliance/Governance/Best Practices Regulatory Representation Internal Investigations Over 20 years experience in business, legal and management positions, most recently as Executive Vice President and US Corporate and Securities Counsel of a Fortune 50 company, with significant management, supervisory and oversight responsibilities in the areas of risk assessment, strategic planning, corporate governance, legal and regulatory compliance, mergers and acquisitions, privacy issues, and all aspects of corporate, securities, intellectual property and employment law, as well as primary liaison with Management Board and key members of senior management.

Securities arbitration lawyer, Jake Zamansky, has extensive experience representing clients who have suffered substantial financial losses from stock broker fraud, negligence or misconduct by issuers of securities. Our law firm litigates in two venues: FINRA arbitration and federal and state court class action. We represent individual and institutional investors. Jake Zamansky founded Zamansky LLC which represents those with UBS YES strategy losses and other types of investment fraud. We help harmed investors obtain settlements, and assist with arbitration. We fight to ensure you receive full compensation for your investment losses.

Mauro M. Wolfe practices in the area of litigation, with a focus on white-collar criminal defense; securities enforcement, including Foreign Corrupt Practices Act investigations; complex civil and administrative litigation; internal corporate investigations; and data security and privacy matters. Mr. Wolfe has represented U.S. and foreign corporations, corporate executives, government officials and others in a broad range of white-collar criminal cases involving securities and commodities, bank and procurement fraud, customs and export violations and bribery.

Matthew is the managing partner of Moisan Legal.

Moisan Legal is a boutique law firm based in New York City. We measure our value by the outcomes we achieve and the value that we add to each project. Advising as strategic business partners with legal knowledge, we work with our clients to find innovative solutions to complex issues. Our team has a wide range of industry-specific knowledge that allows us to foster long-term relationships and create sustainable growth. We integrate technology into our practice to streamline communications, as well as encourage efficient document management and work product delivery.

Moisan Legal works closely...

Justin Sher represents executives, entrepreneurs and companies in complex business disputes and white collar criminal investigations. He is the founder and managing partner of Sher LLP.