Florida Securities Lawyers

William Young Jr.
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William Young Jr.
Orlando, FL Securities Law Attorney with 20 years of experience
(407) 712-7300 801 N Orange Ave
Orlando, FL 32801
Securities
Barry University
Prior to attending law school, Mr. Young spent over eight years working in the securities industry. During that time period, he was a Vice President at a global securities and money management firm located in Winter Park, Florida, holding licenses as a General Securities Registered Representative (Series 7), a Registered Investment Advisor Representative (Series 65), a Uniform Securities Agent State Law Examination (Series 63) and Florida Insurance and Variable Annuity. Mr. Young joined the firm of Colling Gilbert Wright & Carter in September 2006 after spending several years practicing plaintiff-side securities litigation with Hooper & Weiss, LLC. He continues to...
W. Scott Turnbull
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W. Scott Turnbull
Stuart, FL Securities Law Attorney with 25 years of experience
(772) 287-2600 759 South Federal Highway
Stuart, FL 34994
Securities, Bankruptcy, Business and Probate
University of Detroit Mercy School of Law
Scott focuses his legal practice working with business owners to provide advice on asset protection, contract negotiations, corporate governance, and securities law. Scott’s experience includes extensive litigation experience that informs his approach to advising clients on various business transactions. While his practice is based in Florida, he is also admitted in Michigan and Illinois and has represented clients in many other jurisdictions.
Ryan A. Schwamm
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Ryan A. Schwamm
Boca Raton, FL Securities Law Lawyer
(561) 665-8613 4755 Technology Way #205
Boca Raton, FL 33431
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
Clifford Jay Hunt
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Clifford Jay Hunt
Seminole, FL Securities Law Lawyer with 36 years of experience
(727) 471-0444 8200 Seminole Boulevard
Seminole, FL 33772
Securities and Business
University of Dayton School of Law
Mr. Hunt received his Bachelor of Arts degree in business administration from Hanover College in 1983, and his Juris Doctor from the University of Dayton School of Law in 1986. He is a member of the Florida Bar, the United States District Court for the Middle District of Florida, the United States Court of Appeals for the Eleventh Circuit, and the United States Court of Appeals for the Ninth Circuit. Mr. Hunt was formally a member of Kiefner & Hunt, P.A. from 2003-Sept. 2006 and a shareholder with the Ft. Lauderdale, Florida law firm, Becker &...
Sergiu Gherman
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Sergiu Gherman
Miami, FL Securities Law Lawyer with 17 years of experience
(305) 889-7890 777 Brickell Ave
Ste 808
Miami, FL 33131-2803
Securities, Business, Insurance Claims and International
University of Florida
Sergiu "Sergey" Gherman is a commercial attorney. Having had experience with all stages of lawsuits, including appeals, Sergiu has appeared before judges in state and federal courts. He has successfully represented clients in matters alleging fraud, securities fraud, fraudulent transfers, employment discrimination defense, trusts and estate defense, in prosecution of professional malpractice, products liability, statutory easement, insurance claims (group health, individual health, auto), as well as in appeals. Sergiu is the former Honorary Consul of the Republic of Moldova in the State of Florida.
Michael Bixby
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Michael Bixby
Pensacola, FL Securities Law Lawyer with 10 years of experience
(833) 547-4994 1149 Creighton Rd
STE 7
Pensacola, FL 32504
Free ConsultationSecurities and Stockbroker Fraud
Wake Forest University School of Law
Howard M. Rosenfield
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Howard M. Rosenfield
Boca Raton, FL Securities Law Lawyer with 43 years of experience
(800) 637-3243 2255 Glades Rd
#324A
Boca Raton, FL 33431
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
University of the Pacific, McGeorge School of Law and California Western School of Law
I have been respresenting investors for more than 30 years in Court, Arbitration, and through alternative dispute resolution fora. I have offices in Connecticut and Florida, and pride myself in having user friendly fees, and being prudent about the virtues of jurisprudence!
Jay Eng
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Jay Eng
Palm Beach Gardens, FL Securities Law Attorney with 25 years of experience
(561) 835-9400 3507 Kyoto Gardens Drive
Suite 200
Palm Beach Gardens, FL 33410
Securities, Business and Stockbroker Fraud
Tulane University School of Law and Florida State University College of Law
Experienced attorney in Federal courts, Florida state courts and FINRA arbitration with focus in securities law, securities class actions, broker-dealer disputes and business law.
Adam Kara-Lopez
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Adam Kara-Lopez
Boca Raton, FL Securities Law Lawyer with 12 years of experience
(800) 732-2889 1499 W Palmetto Park Rd
#400
Boca Raton, FL 33486
Free ConsultationSecurities, Arbitration & Mediation, Business and Estate Planning
Florida International University College of Law
Carl G Hawkins
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Carl G Hawkins
Jacksonville, FL Securities Law Lawyer with 6 years of experience
(904) 323-3037 12574 Flagler Center Blvd
Suite 101
Jacksonville, FL 32258
Securities, Arbitration & Mediation, Business and Trademarks
Florida Coastal School of Law
Carl G. Hawkins is the Managing Attorney of the Law Offices of Carl G. Hawkins, PLLC, which has offices in Jacksonville, Florida. Mr. Hawkins practices international and corporate transactional law, securities law, intellectual property law, employment law, lien law, and business law. He has worked extensively in worldwide protection of trademarks and copyrights where he has worked with the United States Patent and Trademark Office (USPTO), the World Intellectual Property Organization (WIPO), the European Intellectual Property Organization (EUIPO). He serves as corporate counsel for several publicly traded and privately organized companies. Mr. Hawkins has compiled a repertoire of documents he...
Michael G. Rapaport
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Michael G. Rapaport
Miami, FL Securities Law Lawyer
(888) 840-1571 Suntrust InternationaL Center
1 SE 3rd AVE, Suite 1670
Miami, FL 33131
Free ConsultationSecurities and Arbitration & Mediation
Florida International University College of Law, Florida State University College of Law and Florida State University College of Law
Peter James Mougey
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Peter James Mougey
Pensacola, FL Securities Law Attorney with 24 years of experience
(850) 435-7000 316 S Baylen St
Pensacola, FL 32502
Free ConsultationSecurities, Personal Injury and Products Liability
Cumberland School of Law, Samford University
Peter Mougey is a shareholder and the Chair of Levin Papantonio’s Securities and Business Litigation department. He concentrates his practice in the areas of complex litigation, financial services, and securities litigation, and whistleblower or qui tam litigation. Mr. Mougey has been recognized as one of Florida’s top 100 trial lawyers and a Florida Super Lawyer and has dedicated his career to championing individuals’ rights against the world’s largest companies. His peers have rated him AV Preeminent, the highest possible rating. Mr. Mougey has represented over 1,500 state, municipal, and institutional entities, as well as tribal sovereign nations, in litigation and arbitration...
Mike Amad
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Mike Amad
Boca Raton, FL Securities Law Lawyer with 16 years of experience
(561) 419-0229 2300 NW Corporate Blvd., Suite 141
Boca Raton, FL 33431
Free ConsultationSecurities and Personal Injury
Western Michigan University Cooley Law School
Paul Silverberg
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Paul Silverberg
Fort Lauderdale, FL Securities Law Attorney with 25 years of experience
(954) 384-0998 1290 Weston Road
Suite 218
Fort Lauderdale, FL 33326
Free ConsultationSecurities, Business, Employment and International
Firm Founder, Paul K. Silverberg, established this law firm in 2000 based on his legal training at one of the largest international law firms, judicial clerk internship for a federal judge, professional business consulting and vital roles as Vice President of Corporate Affairs, Director of Finance and General Counsel.
Anthony C. Varbero
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Anthony C. Varbero
Ft. Lauderdale, FL Securities Law Attorney
(954) 998-7910 110 SE 6th St
#1700
Ft. Lauderdale, FL 33301
Securities and Stockbroker Fraud
Brooklyn Law School
David Weintraub
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David Weintraub
Plantation, FL Securities Law Attorney with 39 years of experience
(800) 718-1422 7805 SW 6th Court
Plantation, FL 33324
Free ConsultationSecurities, Arbitration & Mediation, Elder and Stockbroker Fraud
Rutgers School of Law-Camden
From 1984 until 1997, David Weintraub represented the majority of this country’s largest securities firms. He knows the securities industry and how it operates. In 1997 David Weintraub switched sides, putting his extensive knowledge and experience to work for institutional and individual investors who have suffered investment losses. The firm’s practice focuses on Securities Arbitration and Litigation. We are especially sensitive to our clients’ desire to maintain their privacy – to not alert the general public to their investment losses. One of the most attractive features of the arbitration process is its confidential nature. Your...
Todd A. Zuckerbrod
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Todd A. Zuckerbrod
Boca Raton, FL Securities Law Attorney with 36 years of experience
(561) 544-8144 40 S.E. 5th Street
Suite 400
Boca Raton, FL 33432
Free ConsultationSecurities, Estate Planning and Probate
Benjamin N. Cardozo School of Law
Mr. Zuckerbrod began his legal career in 1987 as an Enforcement Attorney with the New York Stock Exchange (NYSE) and subsequently joined the Law Department of Merrill Lynch where he worked for 13 years. Mr. Zuckerbrod also represented Merrill Lynch Trust Company and has for decades dealt with complex trust and estate issues and has a vast understanding of fiduciary duty. In 2002, Mr. Zuckerbrod joined the law firm of Greenberg Traurig, P.A. where he primarily defended such clients as Morgan Stanley and Smith Barney in securities arbitration, often involving trust accounts and related issues. From January 2008 through...
Matthew Wolper
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Matthew Wolper
Plantation, FL Securities Law Attorney
(754) 551-7388 1250 S Pine Island Road, Suite 325
Plantation, FL 33324
Securities
Nova Southeastern University
Attorney Matthew Wolper earned his undergraduate degree from Florida State University before going on to earn his law degree from Nova Southeastern University. There, he graduated summa cum laude (top 2 percent in his class) and was a member of the Nova Law Review. He has dedicated his law career to investment law, representing wronged investors and brokerage employees. Prior to forming Wolper Law Firm, he was a partner with a national law firm. He worked there for the first fourteen years of his legal career, representing brokerage firms and big Wall Street banks in massive securities matters. The complexity...
Kenneth Lerman
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Kenneth Lerman
Boca Raton, FL Securities Law Attorney with 36 years of experience
(561) 883-0700 301 Yamato Road
Suite 1240
Boca Raton, FL 33431
Securities, Business and Real Estate
Emory University School of Law
David P. Johnson
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David P. Johnson
Sarasota, FL Securities Law Attorney with 39 years of experience
(941) 365-0118 2201 Ringling Boulevard
First Floor
Sarasota, FL 34237
Free ConsultationSecurities, Business, Estate Planning and Probate
Wayne State University Law School
DAVID P. JOHNSON received his Bachelor of Business Administration degree from the University of Michigan School of Business Administration and his law degree from Wayne State University. He has been Board Certified by the Florida Bar in Tax Law since 1995 and Board Certified by the Florida Bar in Wills, Trusts and Estates since 1996. He is one of thirty eight (38) of Florida's 100,000 attorneys to be Board Certified in both Tax Law and Wills, Trusts and Estates. Certification is the highest level of evaluation of an attorney's competency and experience in the areas approved by the Florida Supreme...
Matt Mueller
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Matt Mueller
Tampa, FL Securities Law Attorney with 16 years of experience
(813) 682-1730 100 E. Madison Street
Suite 202
Tampa, FL 33602
Securities, Criminal Defense, Tax and White Collar Crime
The Catholic University of America Columbus School of Law
Matt Mueller is a former federal prosecutor with the U.S. Department of Justice in Washington, D.C. and Tampa and an experienced trial lawyer. He focuses his practice on white collar defense, including civil and criminal tax, securities, and health care matters, regulatory enforcement actions, grand jury investigations, and civil litigation. Matt represents a diverse array of clients in these sensitive and high stakes matters including doctors, accountants and accounting firms, health care and dental professionals, firms and individuals in the financial services and securities industries, as well as small business owners and entrepreneurs.
Nicholas J Guiliano
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Nicholas J Guiliano
Aventura, FL Securities Law Lawyer with 28 years of experience
(877) 732-2889 2750 NE 185th Street, Suite 302
Aventura, FL 33180
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
Temple University Beasley School of Law
We have a national practice and exclusively represent investors in claims against brokerage firms for securities fraud, the sale of unsuitable investments, defective financial products, breach of fiduciary duty, and the failure to supervise. FINRA Securities Arbitrations. We handle all cases on a contingency fee basis meaning that there is no cost or obligation, unless we are able to make a recovery for you, and there is never any charge for a free consultation. Contact Us.
David C. Casagrande
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David C. Casagrande
Ft. Lauderdale, FL Securities Law Lawyer
(954) 998-7910 110 SE 6th St
#1700
Ft. Lauderdale, FL 33301
Free ConsultationSecurities and Stockbroker Fraud
Benjamin N. Cardozo School of Law
David E. Wolff
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David E. Wolff
Hallandale Beach, FL Securities Law Attorney with 11 years of experience
(954) 297-8687 801 North Federal Highway
Suite 212
Hallandale Beach, FL 33009
Securities, Business, Probate and Stockbroker Fraud
University of Miami
David is a versatile Florida attorney with a diverse background in corporate, trust, and investment law. He graduated from the University of Miami School of Law, where he was a finalist in the Charles C. Papy Moot Court Competition, and received highest honors in pretrial, trial, and business litigation skills. He possesses a substantial amount of pretrial, trial, and appellate litigation experience, having first chaired and second chaired multiple jury trials to verdict on both the plaintiff and defense side, while authoring a multitude of appellate briefs in Florida’s district courts of appeal, some of which resulted in...
Kevin Dale Rosen
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Kevin Dale Rosen
Boca Raton, FL Securities Law Attorney with 28 years of experience
(561) 289-1566 980 North Federal Highway
Suite 110
Boca Raton, FL 33432
Securities, Communications and Stockbroker Fraud
No person and no business are immune from cyber crime, whether by phishing, fake websites, malware, account compromise/takeover, fraudulent wire transfers, ransomware, identity theft, and vendor breaches.

Rosen Protection Law PLLC is a boutique cyber security law firm located in Boca Raton, Florida. We proactively assist our clients with cyber fraud prevention, managing cyber security risk and being prepared for cyber attacks. When clients suffer a disruptive attack or breach, we are engaged to assist our clients with incident response and recovery.

Kevin D. Rosen is the Firm’s Managing Attorney and member of The Florida Bar. Kevin has more than 20 years...
Jeffrey McFarland
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Jeffrey McFarland
Jacksonville, FL Securities Law Lawyer with 29 years of experience
(904) 301-1269 One Independent Drive
Suite 1200
Jacksonville, FL 32202
Securities, Business, IP and Municipal
University of Florida
Jeff McFarland received his Juris Doctor degree, with honors, from the University of Florida. He was the Managing Editor of the University of Florida Law Review and is a member of the Order of the Coif. Mr. McFarland was admitted to the Florida Bar in 1995. He focuses on business and corporate law, securities, mergers and acquisitions, venture capital and contracts. Following law school, Mr. McFarland spent eight years as an attorney in the corporate and government finance divisions of Foley & Lardner LLP, first as an associate and then as senior counsel. While with Foley & Lardner, Mr. McFarland's practice...
Thomas F. Shine
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Thomas F. Shine
Indialantic, FL Securities Law Attorney with 43 years of experience
(321) 724-4445 114 Sixth Avenue, Suite 4
Indialantic, FL 32903-3250
Securities
Florida State University College of Law, Cumberland School of Law, Samford University and Florida State University College of Law
Former SEC Enforcement Attorney (7-1/2 years) Represented investors in claims against financial services providers for over 16 years MBA Formerly taught Investments and Corporate Finance in college More biographical information at www.thomasfshinelaw.com
Jordan Alexander Shaw
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Jordan Alexander Shaw
Fort Lauderdale, FL Securities Law Attorney with 9 years of experience
(954) 989-6333 110 Southeast 6th Street Suite 2900
Fort Lauderdale, FL 33301
Securities, Business and Consumer
University of Miami School of Law
Jordan A. Shaw is a partner at Zebersky Payne Shaw Lewenz, LLP. He is Chair of the firm’s Consumer Litigation Practice Group and Co-Chair of the firm’s Commercial Litigation Practice Group. A Super Lawyers Rising Star from 2016 through 2020, Mr. Shaw represents individuals and businesses in matters involving complex commercial litigation, consumer litigation, financial services litigation, and class action litigation. Serving as outside general counsel for a number of businesses, Mr. Shaw also advises clients on corporate and transactional matters, such as stock and asset acquisitions, operating agreements, employment contracts, authorized retailer and wholesaler agreements, mall and retail lease...
Alison Bowlby
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Alison Bowlby
Tampa, FL Securities Law Attorney with 1 year of experience
(813) 680-0010 3242 Henderson Boulevard, Suite 210
Tampa, FL 33609
Securities and Business
Florida State University College of Law
Alison is an associate at Johnson, Newlon & DeCort, P.A. She joined the Firm in August 2021 as a law clerk during her final year of law school. Alison focuses her practice in the areas of business and commercial litigation, concentrating primarily on contract and other general business disputes. Alison attended the Florida State University College of Law. While in law school, she was an Executive Editor for the Florida State University Law Review, Chair of the Law School Council, a Student Ambassador to the Admissions Office, and an extern for the Honorable Judge Mark W. Klingensmith of the Fourth District...
Todd M. Davis
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Todd M. Davis
Jacksonville, FL Securities Law Lawyer with 15 years of experience
(904) 400-1429 231 East Adams Street
Jacksonville, FL 32202
Free ConsultationSecurities, Business, Insurance Claims and Stockbroker Fraud
Florida Coastal School of Law
Todd M. Davis, Esq. is the owner and founder of the Davis Law Firm. Before founding the firm, Mr. Davis worked for Hinshaw & Culbertson LLP in Miami, Florida for several years where he practiced primarily in insurance and commercial disputes. Prior to going into private practice, Mr. Davis clerked for the Honorable Eugene E. Siler, Jr. in the United States Court of Appeals for the Sixth Circuit. In 2014, he was selected to the prestigious list of Florida Super Lawyers Rising Stars (Insurance Coverage), a distinction which less than 3% of attorneys in the state receive....
Darren M. Stotts
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Darren M. Stotts
Clearwater, FL Securities Law Lawyer with 11 years of experience
(727) 796-7666 2555 Enterprise Rd
Suite 15
Clearwater, FL 33763
Free ConsultationSecurities, Business and Probate
Stetson University College of Law
Laura Anthony
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Laura Anthony
West Palm Beach, FL Securities Law Lawyer with 31 years of experience
(800) 341-2684 330 Clematis Street, Ste.217
West Palm Beach, FL 33401
Securities
Florida State University College of Law
Ms. Anthony is an honors graduate from Florida State University College of Law and has been practicing law since 1993. Prior to founding Legal & Compliance, LLC, she served as Chief Legal Counsel for a national investment banking firm and NASDAQ broker dealer with over 200 employees. Ms. Anthony headed the firm's legal and compliance department and coordinated all legal work for the firm including all aspects of FINRA and SEC regulations, FINRA arbitrations, and public and private transactions.
Alexander Rodriguez
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Alexander Rodriguez
Miami, FL Securities Law Attorney with 10 years of experience
(786) 487-5266 8300 W Flagler St.
Ste. 254-E
Miami, FL 33144
Securities, Business, Entertainment & Sports and IP
St. Thomas University
Alexander regularly advises clients on corporate transactions, alternative investments, and Blockchain/Distributed Ledger Technology (DLT) related matters. He has helped companies raise capital through traditional and nontraditional vehicles, and advises clients on a variety of business arrangements. He has experience advising investors, entrepreneurs, and startups through the different stages of corporate growth, including acting as outside general counsel for several of these companies.

Prior to practicing law, over the span of 10 years, he successfully founded and operated several businesses in the legal-technology, human resources/outsourcing, and entertainment industries.

Alexander earned a Master’s degree in finance from Harvard University, where he served as a...
Lawrence 'Hank' Hornsby, Jr.
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Lawrence "Hank" Hornsby, Jr.
Winter Park, FL Securities Law Attorney with 18 years of experience
(407) 599-3800 1936 Lee Rd., Ste. 100
Winter Park, FL 32789
Securities, Business, Insurance Claims and Stockbroker Fraud
Stetson University College of Law
Joshua D. Molina
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Joshua D. Molina
Boca Raton, FL Securities Law Attorney with 2 years of experience
(561) 989-9080 3010 N Military Trl
#210
Boca Raton, FL 33431
Securities, Arbitration & Mediation, Stockbroker Fraud and White Collar Crime
University of Miami School of Law
Joseph Raymond Schwantes
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Joseph Raymond Schwantes
Cooper City, FL Securities Law Lawyer with 14 years of experience
(305) 978-8827 3937 NW 87th Avenue
Cooper City, FL 33024
Securities, Business, Employment and International
University of Miami School of Law
Adam S Doner
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Adam S Doner
Palm Beach Gardens, FL Securities Law Attorney with 41 years of experience
(561) 333-3333 4114 Northlake Blvd
Palm Beach Gardens, FL 33410
Free ConsultationSecurities, Medical Malpractice, Personal Injury and Products Liability
Nova Southeastern University
Mr. Doner was admitted to the Florida Bar in 1983 and has garnered a long list of professional accolades and accomplishments throughout his career, including having been admitted entry into the prestigious Million Dollar Advocates Forum. Adam is a Partner at the law offices of Gordon & Doner and provides a comprehensive range of both experience and knowledge to our firm.
Mark R. Basile
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Mark R. Basile
Naples, FL Securities Law Lawyer with 35 years of experience
(239) 232-8400 365 Fifth Ave. S.
Suite 200
Naples, FL 34102
Securities
Touro College Jacob D. Fuchsberg Law Center
Mark R. Basile started his career at Shea & Gould in New York City and throughout the course of his career has, and continues to represent small publicly traded companies in securities and corporate finance litigation in both state and federal courts around the country. Mr. Basile won a landmark decision (2021) for small public companies in the New York Court of Appeals that agreed that certain corporate funding instruments are subject to NY's criminal usury laws. Mr. Basile is also a Professor of Law & Entrepreneurship at The Jacob D. Fuchsberg Law Center in New York teaching a course that he...
Katherine C. Donlon
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Katherine C. Donlon
Tampa, FL Securities Law Attorney with 29 years of experience
(813) 291-3300 3242 Henderson Boulevard
Suite 210
Tampa, FL 33609
Securities, Arbitration & Mediation and Business
Washington & Lee University
Kenneth Dante Murena
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Kenneth Dante Murena
Miami, FL Securities Law Attorney with 25 years of experience
(305) 371-3960 1000 Brickell Avenue
# 1020
Miami, FL 33131
Securities, Bankruptcy, Business and Real Estate
University of Florida, Fredric G. Levin College of Law
Mr. Murena has spent most of his career representing Federal and State Court-appointed Receivers, Monitors, Distribution Agents and other Fiduciaries, as well as defrauded investors, in government enforcement actions brought by the SEC, CFTC and FTC, clawback and class actions arising therefrom, and complex commercial and fraud litigation matters. Mr. Murena is an astute business litigator with extensive experience in both Federal and State Court, at the trial and appellate levels, representing individuals, small businesses, public companies, and Fiduciaries in commercial and real property disputes and in securities, commodities and consumer fraud litigation matters. Mr. Murena also routinely...

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