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Joel Ewusiak
Tampa, FL Securities Law Attorney with 22 years of experience
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Stetson University College of Law
Joel has handled a wide range of legal matters for both plaintiffs and defendants since he began practicing law in 2001. Joel focuses his law practice in two main areas: securities and investment arbitration and litigation, and commercial litigation. In the securities and investment area, Joel represents investors, agents, brokers and broker-dealers in customer and industry disputes involving suitability, breach of fiduciary duty, misrepresentation, and negligent supervision. In the area of commercial litigation, Joel represents clients in state and federal court disputes involving breach of contract, life insurance, and negligence. For more information, please visit www.ewusiaklaw.com.
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Darren C. Blum
Fort Lauderdale, FL Securities Law Attorney with 28 years of experience
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
Shepard Broad Law Center, Nova Southeastern University
Mr. Blum spent many years in the financial services industry as a licensed stock and commodity broker trading for institutions and private individuals prior to becoming an attorney. He worked in the "pits" of the Commodity Exchange in the World Trade Center in New York. Mr. Blum then combined his extensive experience and knowledge of the securities industry with a law degree and joined one of the largest and most prestigious law firms in the world, with sixteen offices and over five hundred attorneys.
Mr. Blum learned the inner workings of the arbitration process during his tenure at NASD Dispute Resolution,...
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Christopher Anthony DiSchino
Miami, FL Securities Law Attorney with 13 years of experience
Securities, Business, IP and Trademarks
University of Miami School of Law
With a knack for the creative and an entrepreneurial attitude, Christopher DiSchino specializes in business, securities and intellectual property law. Assisting both individuals and corporate entities, Christopher focuses his practices on complex business transactions, intellectual property registration and enforcement and corporate counsel services. His diverse experience allows him to create value for his clients by using resourceful techniques to minimize unnecessary costs and risks.
Prior to founding DiSchino & Schamy, PLLC, Christopher served as General Counsel in both the hospitality and fashion industries. Exposure to a fast-paced, international environment provided him with an intimate understanding of the business climate in which...
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Samuel Joseph Rabin
Miami, FL Securities Law Attorney with 45 years of experience
Free ConsultationSecurities, Criminal Defense, Health Care and White Collar Crime
University of Miami School of Law and Nova Southeastern University
Our firm, Samuel J. Rabin Jr., P.A, is 100% dedicated to criminal defense in both federal and state courts. We have extensive experience and a successful track record in the defense and litigation of numerous types of crimes, including, but not limited to, asset forfeitures, criminal investigations, SEC litigation, domestic crimes, durable medical equipment fraud, grand jury investigations, healthcare fraud, Medicare or Medicaid fraud, pharmacy related fraud, insurance fraud, internet crimes, money laundering, mortgage fraud, narcotics and drug trafficking, public corruption, real estate fraud, RICO racketeering, sentencing hearings and sentencing reductions, tax and securities fraud, and white collar crimes. ...
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Bradford Michael Gucciardo
Bradenton, FL Securities Law Lawyer with 25 years of experience
Free ConsultationSecurities and Stockbroker Fraud
St. John's University School of Law
Bradford M. Gucciardo is an experienced attorney whose work is devoted almost exclusively to the representation of stock market investors who have been victims of stockbroker and brokerage firm misconduct. Specifically, Mr. Gucciardo helps brokerage firm customers recover stock market losses, most often of retirement savings, that they sustained as the result of mishandling of their brokerage accounts. After he earned a Bachelor of Arts degree in the study of English literature, creative writing and criminology from the University of South Florida, Mr. Gucciardo, a native New Yorker, returned to New York to attend St. John’s University School of...
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Lawrence Lee Klayman
Boca Raton, FL Securities Law Lawyer with 29 years of experience
Free ConsultationSecurities and Stockbroker Fraud
Shepard Broad Law Center, Nova Southeastern University
Lawrence L. Klayman, a Brooklyn native, is the founding partner of KlaymanToskes, P.A. His practice is exclusively limited to securities arbitration and litigation. Lawrence is a former licensed financial advisor who has spent decades applying what he has learned from working inside the securities industry to fight for the rights of injured investors. Lawrence understands what motivates financial advisors, he understands the complex products they sell, and he understands the imperfect compliance requirements set in place for the protection of investors.
While attending Nova Southeastern University- Shepherd Broad Law Center, Lawrence received firsthand experience at the National Association of Securities Dealers...
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Kenneth Lerman
Boca Raton, FL Securities Law Attorney with 36 years of experience
Securities, Business and Real Estate
Emory University School of Law
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Alexander Rodriguez
Miami, FL Securities Law Attorney with 10 years of experience
Securities, Business, Entertainment & Sports and IP
St. Thomas University
Alexander regularly advises clients on corporate transactions, alternative investments, and Blockchain/Distributed Ledger Technology (DLT) related matters. He has helped companies raise capital through traditional and nontraditional vehicles, and advises clients on a variety of business arrangements. He has experience advising investors, entrepreneurs, and startups through the different stages of corporate growth, including acting as outside general counsel for several of these companies.
Prior to practicing law, over the span of 10 years, he successfully founded and operated several businesses in the legal-technology, human resources/outsourcing, and entertainment industries.
Alexander earned a Master’s degree in finance from Harvard University, where he served as a...
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Carl G Hawkins
Jacksonville, FL Securities Law Lawyer with 6 years of experience
(904) 323-3037
12574 Flagler Center Blvd
Suite 101
Jacksonville, FL 32258
Securities, Arbitration & Mediation, Business and Trademarks
Florida Coastal School of Law
Carl G. Hawkins is the Managing Attorney of the Law Offices of Carl G. Hawkins, PLLC, which has offices in Jacksonville, Florida. Mr. Hawkins practices international and corporate transactional law, securities law, intellectual property law, employment law, lien law, and business law. He has worked extensively in worldwide protection of trademarks and copyrights where he has worked with the United States Patent and Trademark Office (USPTO), the World Intellectual Property Organization (WIPO), the European Intellectual Property Organization (EUIPO). He serves as corporate counsel for several publicly traded and privately organized companies. Mr. Hawkins has compiled a repertoire of documents he...
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Matt Mueller
Tampa, FL Securities Law Attorney with 16 years of experience
Securities, Criminal Defense, Tax and White Collar Crime
The Catholic University of America Columbus School of Law
Matt Mueller is a former federal prosecutor with the U.S. Department of Justice in Washington, D.C. and Tampa and an experienced trial lawyer. He focuses his practice on white collar defense, including civil and criminal tax, securities, and health care matters, regulatory enforcement actions, grand jury investigations, and civil litigation. Matt represents a diverse array of clients in these sensitive and high stakes matters including doctors, accountants and accounting firms, health care and dental professionals, firms and individuals in the financial services and securities industries, as well as small business owners and entrepreneurs.
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David P. Johnson
Sarasota, FL Securities Law Attorney with 39 years of experience
Free ConsultationSecurities, Business, Estate Planning and Probate
Wayne State University Law School
DAVID P. JOHNSON received his Bachelor of Business Administration degree from the University of Michigan School of Business Administration and his law degree from Wayne State University. He has been Board Certified by the Florida Bar in Tax Law since 1995 and Board Certified by the Florida Bar in Wills, Trusts and Estates since 1996. He is one of thirty eight (38) of Florida's 100,000 attorneys to be Board Certified in both Tax Law and Wills, Trusts and Estates. Certification is the highest level of evaluation of an attorney's competency and experience in the areas approved by the Florida Supreme...
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Darren M. Stotts
Clearwater, FL Securities Law Lawyer with 11 years of experience
Free ConsultationSecurities, Business and Probate
Stetson University College of Law
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Michael G. Rapaport
Miami, FL Securities Law Lawyer
(888) 840-1571
Suntrust InternationaL Center
1 SE 3rd AVE, Suite 1670
Miami, FL 33131
Free ConsultationSecurities and Arbitration & Mediation
Florida International University College of Law, Florida State University College of Law and Florida State University College of Law
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Matthew Wolper
Plantation, FL Securities Law Attorney
(754) 551-7388
1250 S Pine Island Road, Suite 325
Plantation, FL 33324
Securities
Nova Southeastern University
Attorney Matthew Wolper earned his undergraduate degree from Florida State University before going on to earn his law degree from Nova Southeastern University. There, he graduated summa cum laude (top 2 percent in his class) and was a member of the Nova Law Review.
He has dedicated his law career to investment law, representing wronged investors and brokerage employees. Prior to forming Wolper Law Firm, he was a partner with a national law firm. He worked there for the first fourteen years of his legal career, representing brokerage firms and big Wall Street banks in massive securities matters. The complexity...
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Robert Michael Underwood
Tallahassee, FL Securities Law Lawyer with 43 years of experience
Free ConsultationSecurities, Administrative and Business
University of Tennessee College of Law
Mike Underwood was a key official at the predecessor of the Florida Department of Financial Services and authored many provisions of Florida securities and banking laws. Since leaving government, he has become recognized as a national leader in financial services regulation, especially in Florida. He represents securities broker-dealers, investment advisers, mortgage brokers, financial institutions and affiliated individuals in civil litigation, arbitration, regulatory investigations and enforcement actions. His experience includes defense of class actions, multi-district litigation and regular appearances before self-regulatory organizations as well as state and federal financial regulators.
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David C. Casagrande
Ft. Lauderdale, FL Securities Law Lawyer
Free ConsultationSecurities and Stockbroker Fraud
Benjamin N. Cardozo School of Law
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Katherine C. Donlon
Tampa, FL Securities Law Attorney with 29 years of experience
Securities, Arbitration & Mediation and Business
Washington & Lee University
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Russell L. Forkey
Boca Raton, FL Securities Law Lawyer with 51 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Florida State University College of Law
For over 35 years, the law office of Russell L. Forkey, P.A. has been representing investors, including seniors, in claims against brokerage firms and investment advisors, for among other things, fraud, negligence, breach of fiduciary, and violations of the federal and state securities laws with the goal of loss recovery. Additionally, we handle business and contract disputes in state and federal courts.
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David Weintraub
Plantation, FL Securities Law Attorney with 39 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Elder and Stockbroker Fraud
Rutgers School of Law-Camden
From 1984 until 1997, David Weintraub represented the majority of this country’s largest securities firms. He knows the securities industry and how it operates. In 1997 David Weintraub switched sides, putting his extensive knowledge and experience to work for institutional and individual investors who have suffered investment losses. The firm’s practice focuses on Securities Arbitration and Litigation. We are especially sensitive to our clients’ desire to maintain their privacy – to not alert the general public to their investment losses. One of the most attractive features of the arbitration process is its confidential nature. Your...
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Alison Bowlby
Tampa, FL Securities Law Attorney with 1 year of experience
Securities and Business
Florida State University College of Law
Alison is an associate at Johnson, Newlon & DeCort, P.A. She joined the Firm in August 2021 as a law clerk during her final year of law school. Alison focuses her practice in the areas of business and commercial litigation, concentrating primarily on contract and other general business disputes.
Alison attended the Florida State University College of Law. While in law school, she was an Executive Editor for the Florida State University Law Review, Chair of the Law School Council, a Student Ambassador to the Admissions Office, and an extern for the Honorable Judge Mark W. Klingensmith of the Fourth District...
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W. Scott Turnbull
Port St. Lucie, FL Securities Law Attorney with 25 years of experience
(772) 335-2600
1935 Southeast Port Saint Lucie Boulevard
Port St. Lucie, FL 34952
Securities, Bankruptcy, Business and Probate
University of Detroit Mercy School of Law
Scott focuses his legal practice working with business owners to provide advice on asset protection, contract negotiations, corporate governance, and securities law. Scott’s experience includes extensive litigation experience that informs his approach to advising clients on various business transactions. While his practice is based in Florida, he is also admitted in Michigan and Illinois and has represented clients in many other jurisdictions.
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David Alan Carter
Boca Raton, FL Securities Law Lawyer with 42 years of experience
Securities, Bankruptcy, Business and Stockbroker Fraud
Drake University Law School
David A. Carter is a member of the Florida and Iowa Bar Associations. He has been practicing law since 1982 and in the Boca Raton, Florida area since 1990.
He graduated from the University of South Florida with a degree in finance. He obtained his law degree from Drake University in Des Moines, Iowa in 1982. For seven years following graduation from law school, Mr. Carter practiced law with the Des Moines law firm of Neiman, Neiman, Stone & Spellman, P.C. where he specialized in bankruptcy law.
Most of Mr. Carter’s clients are individuals or businesses in financial distress. He represents retirees...
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Howard M. Rosenfield
Boca Raton, FL Securities Law Lawyer with 43 years of experience
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
University of the Pacific, McGeorge School of Law and California Western School of Law
I have been respresenting investors for more than 30 years in Court, Arbitration, and through alternative dispute resolution fora.
I have offices in Connecticut and Florida, and pride myself in having user friendly fees, and being prudent about the virtues of jurisprudence!
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Laura Anthony
West Palm Beach, FL Securities Law Lawyer with 31 years of experience
Securities
Florida State University College of Law
Ms. Anthony is an honors graduate from Florida State University College of Law and has been practicing law since 1993. Prior to founding Legal & Compliance, LLC, she served as Chief Legal Counsel for a national investment banking firm and NASDAQ broker dealer with over 200 employees. Ms. Anthony headed the firm's legal and compliance department and coordinated all legal work for the firm including all aspects of FINRA and SEC regulations, FINRA arbitrations, and public and private transactions.
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Mark R. Basile
Naples, FL Securities Law Lawyer with 35 years of experience
Securities
Touro College Jacob D. Fuchsberg Law Center
Mark R. Basile started his career at Shea & Gould in New York City and throughout the course of his career has, and continues to represent small publicly traded companies in securities and corporate finance litigation in both state and federal courts around the country.
Mr. Basile won a landmark decision (2021) for small public companies in the New York Court of Appeals that agreed that certain corporate funding instruments are subject to NY's criminal usury laws.
Mr. Basile is also a Professor of Law & Entrepreneurship at The Jacob D. Fuchsberg Law Center in New York teaching a course that he...
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Adam S Doner
Palm Beach Gardens, FL Securities Law Attorney with 41 years of experience
Free ConsultationSecurities, Medical Malpractice, Personal Injury and Products Liability
Nova Southeastern University
Mr. Doner was admitted to the Florida Bar in 1983 and has garnered a long list of professional accolades and accomplishments throughout his career, including having been admitted entry into the prestigious Million Dollar Advocates Forum. Adam is a Partner at the law offices of Gordon & Doner and provides a comprehensive range of both experience and knowledge to our firm.
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Todd M. Davis
Jacksonville, FL Securities Law Lawyer with 15 years of experience
Free ConsultationSecurities, Business, Insurance Claims and Stockbroker Fraud
Florida Coastal School of Law
Todd M. Davis, Esq. is the owner and founder of the Davis Law Firm. Before founding the firm, Mr. Davis worked for Hinshaw & Culbertson LLP in Miami, Florida for several years where he practiced primarily in insurance and commercial disputes. Prior to going into private practice, Mr. Davis clerked for the Honorable Eugene E. Siler, Jr. in the United States Court of Appeals for the Sixth Circuit. In 2014, he was selected to the prestigious list of Florida Super Lawyers Rising Stars (Insurance Coverage), a distinction which less than 3% of attorneys in the state receive....
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Jeffrey McFarland
Jacksonville, FL Securities Law Lawyer with 29 years of experience
(904) 301-1269
One Independent Drive
Suite 1200
Jacksonville, FL 32202
Securities, Business, IP and Municipal
University of Florida
Jeff McFarland received his Juris Doctor degree, with honors, from the University of Florida. He was the Managing Editor of the University of Florida Law Review and is a member of the Order of the Coif. Mr. McFarland was admitted to the Florida Bar in 1995. He focuses on business and corporate law, securities, mergers and acquisitions, venture capital and contracts.
Following law school, Mr. McFarland spent eight years as an attorney in the corporate and government finance divisions of Foley & Lardner LLP, first as an associate and then as senior counsel. While with Foley & Lardner, Mr. McFarland's practice...
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Amanda K. Brooks
Jacksonville, FL Securities Law Lawyer with 11 years of experience
(904) 301-1269
One Independent Drive, Suite 1200
Jacksonville, FL 32202
Securities and Business
University of Florida
Ms. Brooks focuses on corporate law (including mergers and acquisitions), business, contracts, venture capital, securities law and technology law. She represents clients in business acquisitions, dispositions and mergers, as well as providing ongoing counseling regarding business formation, corporate governance, contract law and ancillary legal issues. In regard to her technology law practice area, she counsels clients on software licenses, data licenses, software development agreements, hosting agreements, non-disclosure agreements, vendor agreements and various other information technology-related contracts
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Peter Mathis Spett
Boca Raton, FL Securities Law Attorney with 30 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Columbia Law School
For over 24 years, I have dedicated my legal skills to advising and zealously representing clients in a variety of areas, including Securities Arbitration, Business Litigation, Employment and Partnership Disputes, Breach of Contract, Fraud and Negligence Claims, Commercial Real Estate Leases, Professional Malpractice, and Intellectual Property Actions.
In addition to handling litigation matters, I also represent businesses and individuals in commercial and secured transactions as well as in drafting and negotiating general contracts (such as non-disclosure agreements, employment covenants, distribution contracts, licenses, etc.).
I have extensive experience representing all types of clients, from single individuals to Fortune 500 companies. ...
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Gary Menzer
Boca Raton, FL Securities Law Lawyer
(888) 923-9223
7280 West Palmetto Park Road
Suite 203
Boca Raton, FL 33433
Securities
Gary S. Menzer received his bachelor’s degree from the University of Central Florida and his Juris Doctor from St. Thomas University School of Law. Mr. Menzer began his career with Morgan Stanley as a financial advisor and later as a hedge fund trader. Mr. Menzer has held series 7, 31, 55 and 63 registrations. Prior to becoming a Founding Partner in Menzer & Hill, Mr. Menzer served as Vice President and Corporate Counsel for a publicly-traded broker-dealer. Having served as Corporate Counsel, Mr. Menzer brings a truly unique perspective and understanding of how broker-dealers defend against...
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Philip Bartlett
Miami, FL Securities Law Lawyer with 16 years of experience
(305) 998-7504
201 South Biscayne Boulevard
28th Floor
Miami, FL 33131
Securities, Bankruptcy and Business
University of Miami School of Law
Philip Bartlett began his legal career with world prominent law firms in New York City, working with counsel on securities litigation and corporate financial disputes. During law school he interned with two prestigious securities litigators in the Miami area.
At the present time, his law firm Bartlett Legal is focused on providing representation in the following areas: securities litigation, securities offerings, banking regulation, payment systems regulation, corporate law, and bankruptcy. For his clients, he has successfully completed Chapter 11 reorganization, managed securities offerings, organized business policies and procedures related to board decisions, litigated securities cases, and...
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Mike Amad
Boca Raton, FL Securities Law Lawyer with 16 years of experience
(561) 419-0229
2300 NW Corporate Blvd., Suite 141
Boca Raton, FL 33431
Free ConsultationSecurities and Personal Injury
Western Michigan University Cooley Law School
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Joshua D. Molina
Boca Raton, FL Securities Law Attorney with 2 years of experience
Securities, Arbitration & Mediation, Stockbroker Fraud and White Collar Crime
University of Miami School of Law
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Scott David Anton
Tampa, FL Securities Law Attorney with 39 years of experience
Securities, Divorce and Family
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Anthony C. Varbero
Ft. Lauderdale, FL Securities Law Attorney
Securities and Stockbroker Fraud
Brooklyn Law School
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William Young Jr.
Orlando, FL Securities Law Attorney with 20 years of experience
Securities
Barry University
Prior to attending law school, Mr. Young spent over eight years working in the securities industry. During that time period, he was a Vice President at a global securities and money management firm located in Winter Park, Florida, holding licenses as a General Securities Registered Representative (Series 7), a Registered Investment Advisor Representative (Series 65), a Uniform Securities Agent State Law Examination (Series 63) and Florida Insurance and Variable Annuity. Mr. Young joined the firm of Colling Gilbert Wright & Carter in September 2006 after spending several years practicing plaintiff-side securities litigation with Hooper & Weiss, LLC. He continues to...
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Kevin Dale Rosen
Boca Raton, FL Securities Law Attorney with 28 years of experience
(561) 289-1566
980 North Federal Highway
Suite 110
Boca Raton, FL 33432
Securities, Communications and Stockbroker Fraud
No person and no business are immune from cyber crime, whether by phishing, fake websites, malware, account compromise/takeover, fraudulent wire transfers, ransomware, identity theft, and vendor breaches.
Rosen Protection Law PLLC is a boutique cyber security law firm located in Boca Raton, Florida. We proactively assist our clients with cyber fraud prevention, managing cyber security risk and being prepared for cyber attacks. When clients suffer a disruptive attack or breach, we are engaged to assist our clients with incident response and recovery.
Kevin D. Rosen is the Firm’s Managing Attorney and member of The Florida Bar. Kevin has more than 20 years...
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Paul Silverberg
Fort Lauderdale, FL Securities Law Attorney with 25 years of experience
Free ConsultationSecurities, Business, Employment and International
Firm Founder, Paul K. Silverberg, established this law firm in 2000 based on his legal training at one of the largest international law firms, judicial clerk internship for a federal judge, professional business consulting and vital roles as Vice President of Corporate Affairs, Director of Finance and General Counsel.
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Ryan A. Schwamm
Coral Springs, FL Securities Law Lawyer
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud