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Joshua A. Katz
Boca Raton, FL Securities Law Attorney with 20 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
University of Miami School of Law
Joshua A. Katz practices in the areas of Securities Arbitration and Litigation, Complex Commercial Litigation, Securities Regulation and Enforcement, Receivership Litigation, and Broker-Dealer Compliance and Defense.
Since 2004, Mr. Katz has focused his practice in the area of broker-dealer arbitration before FINRA, or the Financial Industry Regulatory Authority, formerly known as the NASD or National Association of Securities Dealers. Mr. Katz has extensive experience representing public investors, brokers, and broker-dealers in arbitrations.
Prior to joining Sallah Astarita & Cox, Mr. Katz was an associate for the law firm of Klein & Sallah, LLC. He has advised and represented brokerage firms in proceedings...
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Lawrence Lee Klayman
Boca Raton, FL Securities Law Lawyer with 29 years of experience
Free ConsultationSecurities and Stockbroker Fraud
Shepard Broad Law Center, Nova Southeastern University
Lawrence L. Klayman, a Brooklyn native, is the founding partner of KlaymanToskes, P.A. His practice is exclusively limited to securities arbitration and litigation. Lawrence is a former licensed financial advisor who has spent decades applying what he has learned from working inside the securities industry to fight for the rights of injured investors. Lawrence understands what motivates financial advisors, he understands the complex products they sell, and he understands the imperfect compliance requirements set in place for the protection of investors.
While attending Nova Southeastern University- Shepherd Broad Law Center, Lawrence received firsthand experience at the National Association of Securities Dealers...
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Michael G. Rapaport
Miami, FL Securities Law Lawyer
(888) 840-1571
Suntrust InternationaL Center
1 SE 3rd AVE, Suite 1670
Miami, FL 33131
Free ConsultationSecurities and Arbitration & Mediation
Florida International University College of Law, Florida State University College of Law and Florida State University College of Law
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Darren C. Blum
Fort Lauderdale, FL Securities Law Attorney with 28 years of experience
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
Shepard Broad Law Center, Nova Southeastern University
Mr. Blum spent many years in the financial services industry as a licensed stock and commodity broker trading for institutions and private individuals prior to becoming an attorney. He worked in the "pits" of the Commodity Exchange in the World Trade Center in New York. Mr. Blum then combined his extensive experience and knowledge of the securities industry with a law degree and joined one of the largest and most prestigious law firms in the world, with sixteen offices and over five hundred attorneys.
Mr. Blum learned the inner workings of the arbitration process during his tenure at NASD Dispute Resolution,...
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Sergiu Gherman
Miami, FL Securities Law Lawyer with 17 years of experience
Securities, Business, Insurance Claims and International
University of Florida
Sergiu "Sergey" Gherman is a commercial attorney. Having had experience with all stages of lawsuits, including appeals, Sergiu has appeared before judges in state and federal courts. He has successfully represented clients in matters alleging fraud, securities fraud, fraudulent transfers, employment discrimination defense, trusts and estate defense, in prosecution of professional malpractice, products liability, statutory easement, insurance claims (group health, individual health, auto), as well as in appeals. Sergiu is the former Honorary Consul of the Republic of Moldova in the State of Florida.
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Natalie F. Guerra-Valdes
Fort Lauderdale, FL Securities Law Lawyer
Free ConsultationSecurities, Appeals, Business and Consumer
University of Florida Levin College of Law
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David P. Johnson
Sarasota, FL Securities Law Attorney with 40 years of experience
Free ConsultationSecurities, Business, Estate Planning and Probate
Wayne State University Law School
DAVID P. JOHNSON received his Bachelor of Business Administration degree from the University of Michigan School of Business Administration and his law degree from Wayne State University. He has been Board Certified by the Florida Bar in Tax Law since 1995 and Board Certified by the Florida Bar in Wills, Trusts and Estates since 1996. He is one of thirty eight (38) of Florida's 100,000 attorneys to be Board Certified in both Tax Law and Wills, Trusts and Estates. Certification is the highest level of evaluation of an attorney's competency and experience in the areas approved by the Florida Supreme...
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Matt Mueller
Tampa, FL Securities Law Attorney with 16 years of experience
Securities, Criminal Defense, Tax and White Collar Crime
The Catholic University of America Columbus School of Law
Matt Mueller is a former federal prosecutor with the U.S. Department of Justice in Washington, D.C. and Tampa and an experienced trial lawyer. He focuses his practice on white collar defense, including civil and criminal tax, securities, and health care matters, regulatory enforcement actions, grand jury investigations, and civil litigation. Matt represents a diverse array of clients in these sensitive and high stakes matters including doctors, accountants and accounting firms, health care and dental professionals, firms and individuals in the financial services and securities industries, as well as small business owners and entrepreneurs.
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Peter Mathis Spett
Boca Raton, FL Securities Law Attorney with 30 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Columbia Law School
For over 24 years, I have dedicated my legal skills to advising and zealously representing clients in a variety of areas, including Securities Arbitration, Business Litigation, Employment and Partnership Disputes, Breach of Contract, Fraud and Negligence Claims, Commercial Real Estate Leases, Professional Malpractice, and Intellectual Property Actions.
In addition to handling litigation matters, I also represent businesses and individuals in commercial and secured transactions as well as in drafting and negotiating general contracts (such as non-disclosure agreements, employment covenants, distribution contracts, licenses, etc.).
I have extensive experience representing all types of clients, from single individuals to Fortune 500 companies. ...
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Darren M. Stotts
Clearwater, FL Securities Law Lawyer with 11 years of experience
Free ConsultationSecurities, Business and Probate
Stetson University College of Law
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Adam Kara-Lopez
Boca Raton, FL Securities Law Lawyer with 12 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Business and Estate Planning
Florida International University College of Law
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Carl G Hawkins
Jacksonville, FL Securities Law Lawyer with 6 years of experience
(904) 323-3037
12574 Flagler Center Blvd
Suite 101
Jacksonville, FL 32258
Securities, Arbitration & Mediation, Business and Trademarks
Florida Coastal School of Law
Carl G. Hawkins is the Managing Attorney of the Law Offices of Carl G. Hawkins, PLLC, which has offices in Jacksonville, Florida. Mr. Hawkins practices international and corporate transactional law, securities law, intellectual property law, employment law, lien law, and business law. He has worked extensively in worldwide protection of trademarks and copyrights where he has worked with the United States Patent and Trademark Office (USPTO), the World Intellectual Property Organization (WIPO), the European Intellectual Property Organization (EUIPO). He serves as corporate counsel for several publicly traded and privately organized companies. Mr. Hawkins has compiled a repertoire of documents he...
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Bradford Michael Gucciardo
Bradenton, FL Securities Law Lawyer with 25 years of experience
Free ConsultationSecurities and Stockbroker Fraud
St. John's University School of Law
Bradford M. Gucciardo is an experienced attorney whose work is devoted almost exclusively to the representation of stock market investors who have been victims of stockbroker and brokerage firm misconduct. Specifically, Mr. Gucciardo helps brokerage firm customers recover stock market losses, most often of retirement savings, that they sustained as the result of mishandling of their brokerage accounts. After he earned a Bachelor of Arts degree in the study of English literature, creative writing and criminology from the University of South Florida, Mr. Gucciardo, a native New Yorker, returned to New York to attend St. John’s University School of...
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Russell L. Forkey
Boca Raton, FL Securities Law Lawyer with 51 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Florida State University College of Law
For over 35 years, the law office of Russell L. Forkey, P.A. has been representing investors, including seniors, in claims against brokerage firms and investment advisors, for among other things, fraud, negligence, breach of fiduciary, and violations of the federal and state securities laws with the goal of loss recovery. Additionally, we handle business and contract disputes in state and federal courts.
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Joshua D. Molina
Boca Raton, FL Securities Law Attorney with 2 years of experience
Securities, Arbitration & Mediation, Stockbroker Fraud and White Collar Crime
University of Miami School of Law
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David E. Wolff
Hallandale Beach, FL Securities Law Attorney with 11 years of experience
(954) 297-8687
801 North Federal Highway
Suite 212
Hallandale Beach, FL 33009
Securities, Business, Probate and Stockbroker Fraud
University of Miami
David is a versatile Florida attorney with a diverse background in corporate, trust, and investment law. He graduated from the University of Miami School of Law, where he was a finalist in the Charles C. Papy Moot Court Competition, and received highest honors in pretrial, trial, and business litigation skills. He possesses a substantial amount of pretrial, trial, and appellate litigation experience, having first chaired and second chaired multiple jury trials to verdict on both the plaintiff and defense side, while authoring a multitude of appellate briefs in Florida’s district courts of appeal, some of which resulted in...
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Thomas F. Shine
Indialantic, FL Securities Law Attorney with 43 years of experience
Securities
Florida State University College of Law, Cumberland School of Law, Samford University and Florida State University College of Law
Former SEC Enforcement Attorney (7-1/2 years)
Represented investors in claims against financial services providers for over 16 years
MBA
Formerly taught Investments and Corporate Finance in college
More biographical information at www.thomasfshinelaw.com
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Alexander Rodriguez
Miami, FL Securities Law Attorney with 10 years of experience
Securities, Business, Entertainment & Sports and IP
St. Thomas University
Alexander regularly advises clients on corporate transactions, alternative investments, and Blockchain/Distributed Ledger Technology (DLT) related matters. He has helped companies raise capital through traditional and nontraditional vehicles, and advises clients on a variety of business arrangements. He has experience advising investors, entrepreneurs, and startups through the different stages of corporate growth, including acting as outside general counsel for several of these companies.
Prior to practicing law, over the span of 10 years, he successfully founded and operated several businesses in the legal-technology, human resources/outsourcing, and entertainment industries.
Alexander earned a Master’s degree in finance from Harvard University, where he served as a...
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Jeffrey McFarland
Jacksonville, FL Securities Law Lawyer with 29 years of experience
(904) 301-1269
One Independent Drive
Suite 1200
Jacksonville, FL 32202
Securities, Business, IP and Municipal
University of Florida
Jeff McFarland received his Juris Doctor degree, with honors, from the University of Florida. He was the Managing Editor of the University of Florida Law Review and is a member of the Order of the Coif. Mr. McFarland was admitted to the Florida Bar in 1995. He focuses on business and corporate law, securities, mergers and acquisitions, venture capital and contracts.
Following law school, Mr. McFarland spent eight years as an attorney in the corporate and government finance divisions of Foley & Lardner LLP, first as an associate and then as senior counsel. While with Foley & Lardner, Mr. McFarland's practice...
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Todd M. Davis
Jacksonville, FL Securities Law Lawyer with 15 years of experience
Free ConsultationSecurities, Business, Insurance Claims and Stockbroker Fraud
Florida Coastal School of Law
Todd M. Davis, Esq. is the owner and founder of the Davis Law Firm. Before founding the firm, Mr. Davis worked for Hinshaw & Culbertson LLP in Miami, Florida for several years where he practiced primarily in insurance and commercial disputes. Prior to going into private practice, Mr. Davis clerked for the Honorable Eugene E. Siler, Jr. in the United States Court of Appeals for the Sixth Circuit. In 2014, he was selected to the prestigious list of Florida Super Lawyers Rising Stars (Insurance Coverage), a distinction which less than 3% of attorneys in the state receive....
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W. Scott Turnbull
Port St. Lucie, FL Securities Law Attorney with 25 years of experience
(772) 335-2600
1935 Southeast Port Saint Lucie Boulevard
Port St. Lucie, FL 34952
Securities, Bankruptcy, Business and Probate
University of Detroit Mercy School of Law
Scott focuses his legal practice working with business owners to provide advice on asset protection, contract negotiations, corporate governance, and securities law. Scott’s experience includes extensive litigation experience that informs his approach to advising clients on various business transactions. While his practice is based in Florida, he is also admitted in Michigan and Illinois and has represented clients in many other jurisdictions.
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Katherine C. Donlon
Tampa, FL Securities Law Attorney with 29 years of experience
Securities, Arbitration & Mediation and Business
Washington & Lee University
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Ryan A. Schwamm
Coral Springs, FL Securities Law Lawyer
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
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Kenneth Lerman
Boca Raton, FL Securities Law Attorney with 37 years of experience
Securities, Business and Real Estate
Emory University School of Law
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Adam S Doner
Palm Beach Gardens, FL Securities Law Attorney with 41 years of experience
Free ConsultationSecurities, Medical Malpractice, Personal Injury and Products Liability
Nova Southeastern University
Mr. Doner was admitted to the Florida Bar in 1983 and has garnered a long list of professional accolades and accomplishments throughout his career, including having been admitted entry into the prestigious Million Dollar Advocates Forum. Adam is a Partner at the law offices of Gordon & Doner and provides a comprehensive range of both experience and knowledge to our firm.
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Laura Anthony
West Palm Beach, FL Securities Law Lawyer with 31 years of experience
Securities
Florida State University College of Law
Ms. Anthony is an honors graduate from Florida State University College of Law and has been practicing law since 1993. Prior to founding Legal & Compliance, LLC, she served as Chief Legal Counsel for a national investment banking firm and NASDAQ broker dealer with over 200 employees. Ms. Anthony headed the firm's legal and compliance department and coordinated all legal work for the firm including all aspects of FINRA and SEC regulations, FINRA arbitrations, and public and private transactions.
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Clifford Jay Hunt
Seminole, FL Securities Law Lawyer with 37 years of experience
Securities and Business
University of Dayton School of Law
Mr. Hunt received his Bachelor of Arts degree in business administration from Hanover College in 1983, and his Juris Doctor from the University of Dayton School of Law in 1986. He is a member of the Florida Bar, the United States District Court for the Middle District of Florida, the United States Court of Appeals for the Eleventh Circuit, and the United States Court of Appeals for the Ninth Circuit. Mr. Hunt was formally a member of Kiefner & Hunt, P.A. from 2003-Sept. 2006 and a shareholder with the Ft. Lauderdale, Florida law firm, Becker &...
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Alison Bowlby
Tampa, FL Securities Law Attorney with 1 year of experience
Securities and Business
Florida State University College of Law
Alison is an associate at Johnson, Newlon & DeCort, P.A. She joined the Firm in August 2021 as a law clerk during her final year of law school. Alison focuses her practice in the areas of business and commercial litigation, concentrating primarily on contract and other general business disputes.
Alison attended the Florida State University College of Law. While in law school, she was an Executive Editor for the Florida State University Law Review, Chair of the Law School Council, a Student Ambassador to the Admissions Office, and an extern for the Honorable Judge Mark W. Klingensmith of the Fourth District...
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David Alan Carter
Boca Raton, FL Securities Law Lawyer with 42 years of experience
Securities, Bankruptcy, Business and Stockbroker Fraud
Drake University Law School
David A. Carter is a member of the Florida and Iowa Bar Associations. He has been practicing law since 1982 and in the Boca Raton, Florida area since 1990.
He graduated from the University of South Florida with a degree in finance. He obtained his law degree from Drake University in Des Moines, Iowa in 1982. For seven years following graduation from law school, Mr. Carter practiced law with the Des Moines law firm of Neiman, Neiman, Stone & Spellman, P.C. where he specialized in bankruptcy law.
Most of Mr. Carter’s clients are individuals or businesses in financial distress. He represents retirees...
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Paul Silverberg
Fort Lauderdale, FL Securities Law Attorney with 25 years of experience
Free ConsultationSecurities, Business, Employment and International
Firm Founder, Paul K. Silverberg, established this law firm in 2000 based on his legal training at one of the largest international law firms, judicial clerk internship for a federal judge, professional business consulting and vital roles as Vice President of Corporate Affairs, Director of Finance and General Counsel.
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Mark R. Basile
Naples, FL Securities Law Lawyer with 35 years of experience
Securities
Touro College Jacob D. Fuchsberg Law Center
Mark R. Basile started his career at Shea & Gould in New York City and throughout the course of his career has, and continues to represent small publicly traded companies in securities and corporate finance litigation in both state and federal courts around the country.
Mr. Basile won a landmark decision (2021) for small public companies in the New York Court of Appeals that agreed that certain corporate funding instruments are subject to NY's criminal usury laws.
Mr. Basile is also a Professor of Law & Entrepreneurship at The Jacob D. Fuchsberg Law Center in New York teaching a course that he...
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Trevor K Brewer
Maitland, FL Securities Law Attorney with 23 years of experience
Securities, Business, Estate Planning and Probate
Emory University
Since 2000, I have helped business owners, professionals, and other people understand how the law affects them, their businesses, and their families, I have helped them deal with problems, and I have helped them realize opportunities. I've helped people with a wide range of legal matters including business ownership, mergers and acquisitions, private placements, commercial transactions, joint ventures, business succession planning, wills, trusts and estate planning, estate tax planning, asset protection planning, trust administration, probate administration, and federal and state taxation.
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David C. Casagrande
Ft. Lauderdale, FL Securities Law Lawyer
Free ConsultationSecurities and Stockbroker Fraud
Benjamin N. Cardozo School of Law
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William Young Jr.
Orlando, FL Securities Law Attorney with 20 years of experience
Securities
Barry University
Prior to attending law school, Mr. Young spent over eight years working in the securities industry. During that time period, he was a Vice President at a global securities and money management firm located in Winter Park, Florida, holding licenses as a General Securities Registered Representative (Series 7), a Registered Investment Advisor Representative (Series 65), a Uniform Securities Agent State Law Examination (Series 63) and Florida Insurance and Variable Annuity. Mr. Young joined the firm of Colling Gilbert Wright & Carter in September 2006 after spending several years practicing plaintiff-side securities litigation with Hooper & Weiss, LLC. He continues to...
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Lawton R. Graves
Jacksonville, FL Securities Law Lawyer with 14 years of experience
Securities, Business, Employment and Stockbroker Fraud
Florida State University College of Law
Lawton R. Graves is a litigation associate with experience handling matters involving securities disputes, regulatory investigations, compliance with state and federal securities laws, broker-dealers, financial services firms, business disputes, complex commercial litigation, personal injury, foreclosures, bankruptcy and collection matters. Mr. Graves graduated magna cum laude from the Florida State University College of Law in the top 10% of his class, was an active member of the FSU Law review, and received the Book Award as the best student in Secured Transactions (UCC: Article 9). Prior to attending law school, Mr. Graves earned his Bachelor’s degree in Finance from Florida...
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Bradley F. Kinni
Tampa, FL Securities Law Lawyer with 3 years of experience
Securities, Arbitration & Mediation and Business
Florida State University College of Law
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S. David Anton
Tampa, FL Securities Law Lawyer with 39 years of experience
Securities, Divorce and Family
University of Florida
S. David Anton, Esquire is a third generation Tampa attorney with his office located in Tampa’s historic Ybor City. After graduation from Jesuit High School (class of 1977) in Tampa, Mr. Anton attended the University of Florida where he received a Bachelors Degree in Business Administration in 1981 with a major in Economics and Accounting. Thereafter, Mr. Anton attended the University Florida College of Law where he was bestowed a Juris Doctorate Degree in 1984. Now in practice for 29 years, S. David Anton is an active member of the Florida Bar Association and the Hillsborough County...
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Eric Martin Norstedt
Boca Raton, FL Securities Law Lawyer with 26 years of experience
Boca Raton, FL
Free ConsultationSecurities and Real Estate
University of Miami School of Law
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David Weintraub
Plantation, FL Securities Law Attorney with 39 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Elder and Stockbroker Fraud
Rutgers School of Law-Camden
From 1984 until 1997, David Weintraub represented the majority of this country’s largest securities firms. He knows the securities industry and how it operates. In 1997 David Weintraub switched sides, putting his extensive knowledge and experience to work for institutional and individual investors who have suffered investment losses. The firm’s practice focuses on Securities Arbitration and Litigation. We are especially sensitive to our clients’ desire to maintain their privacy – to not alert the general public to their investment losses. One of the most attractive features of the arbitration process is its confidential nature. Your...
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Anthony C. Varbero
Ft. Lauderdale, FL Securities Law Attorney
Securities and Stockbroker Fraud
Brooklyn Law School