Florida Stockbroker & Investment Fraud Lawyers

Ryan Stumphauzer represents clients in government regulatory enforcement matters, white collar criminal litigation, internal investigations, whistleblower suits, compliance counseling, and civil litigation. Prior to founding Stumphauzer & Sloman, Mr. Stumphauzer served for six years as a federal prosecutor in the Southern District of Florida, where he directed over one hundred cases involving allegations of health care fraud, mail and wire fraud, securities fraud, bank fraud, money laundering, identity theft, and violations of HIPAA and the health care anti-kickback statutes. While at the U.S. Attorney’s Office, Mr. Stumphauzer served as the Deputy Chief of the Health Care Fraud Unit,...

David A. Carter is a member of the Florida and Iowa Bar Associations. He has been practicing law since 1982 and in the Boca Raton, Florida area since 1990. He graduated from the University of South Florida with a degree in finance. He obtained his law degree from Drake University in Des Moines, Iowa in 1982. For seven years following graduation from law school, Mr. Carter practiced law with the Des Moines law firm of Neiman, Neiman, Stone & Spellman, P.C. where he specialized in bankruptcy law. Most of Mr. Carter’s clients are individuals or businesses in financial distress. He represents retirees...

From 1984 until 1997, David Weintraub represented the majority of this country’s largest securities firms. He knows the securities industry and how it operates. In 1997 David Weintraub switched sides, putting his extensive knowledge and experience to work for institutional and individual investors who have suffered investment losses. The firm’s practice focuses on Securities Arbitration and Litigation. We are especially sensitive to our clients’ desire to maintain their privacy – to not alert the general public to their investment losses. One of the most attractive features of the arbitration process is its confidential nature. Your...

Robert Hambrick is an excellent Criminal Law Attorney who has one field of practice - Criminal Law - with one goal, to protect the best interests of his client. Robert Hambrick is a recognized criminal law leader, an expert Strategist, Tactician & Trial Lawyer with a well deserved reputation as an aggressive attorney. With the insight gained from having tried hundreds of Federal & State Casees and from having been a Lead Trial Attorney while a prosecutor with the State Attorney's Office in Pinellas County, Florida, Robert Hambrick possesses a negotiating advantage to obtain favorable plea arrangements and will do...

Mr. Clayton has been practicing law since 1987 and is admitted to practice in Florida, New Jersey and New York. He attended Washington & Lee University and received his undergraduate and law degrees from Seton Hall University. He founded The Clayton Law Firm, P.A. in 1996 after practicing with highly regarded law firms prior to that time. After 20 years of having his own law firm, Mr. Clayton became a shareholder in Icard Merrill in 2016.

Mr. Clayton has been “AV” rated by Martindale Hubbell since 1998 and has been designated as a Florida Super Lawyer from 2012 to...

Brice Van Elswyk started his professional career as an investment banker in 1998. Over the next 14 years, Brice worked for several international investment banks eventually specializing in structured products with complex tax, accounting and regulatory capital constraints. Working closely with the top international law firms in the world as an investment banker inspired Brice to leave wall street behind and go to law school. Brice spent the next seven years at the State Attorney’s Office for the Twelfth Judicial Circuit of Florida. While at the State Attorney’s Office, Brice prosecuted crimes ranging from misdemeanors such as DUI’s and domestic batteries, all...

No person and no business are immune from cyber crime, whether by phishing, fake websites, malware, account compromise/takeover, fraudulent wire transfers, ransomware, identity theft, and vendor breaches.

Rosen Protection Law PLLC is a boutique cyber security law firm located in Boca Raton, Florida. We proactively assist our clients with cyber fraud prevention, managing cyber security risk and being prepared for cyber attacks. When clients suffer a disruptive attack or breach, we are engaged to assist our clients with incident response and recovery.

Kevin D. Rosen is the Firm’s Managing Attorney and member of The Florida Bar. Kevin has more than 20 years...

Lawton R. Graves is a litigation associate with experience handling matters involving securities disputes, regulatory investigations, compliance with state and federal securities laws, broker-dealers, financial services firms, business disputes, complex commercial litigation, personal injury, foreclosures, bankruptcy and collection matters. Mr. Graves graduated magna cum laude from the Florida State University College of Law in the top 10% of his class, was an active member of the FSU Law review, and received the Book Award as the best student in Secured Transactions (UCC: Article 9). Prior to attending law school, Mr. Graves earned his Bachelor’s degree in Finance from Florida...

Mr. Soto is a skilled trial attorney who assists executives and companies facing securities fraud and cryptocurrency or commodities fraud investigations by the SEC, FINRA, CFTC, or criminal authorities. Mr. Soto is a former federal prosecutors and SEC trial attorney. Learn more at https://ffslawfirm.com/

Daniel Lustig was born in San Jose, Costa Rica and moved to West Palm Beach, Florida in December of 1997. After serving as Special Prosecutor of the State Attorney’s Office and working as an associate for some of the most prestigious personal injury and complex commercial litigation law firms in South Florida, Daniel opened his law firm with partner, Michael Pike. Daniel has litigated and secured significant results for his personal injury clients injured in auto accidents and incidents involving slip or trip and falls. Daniel has also litigated complex business disputes and denials of insurance coverage in the United...