Carlsbad Stockbroker & Investment Fraud Lawyers

Mr. Thomas graduated from the University of Florida in 1984 and received his Juris Doctorate from the University of Florida College of Law in December 1987. He became a member of the California Bar in 1988. With over 1,500 cases and 26 years of experience in every type of investment case Mr. Thomas has a proven track record of success. As an advocate for investors Mr. Thomas utilizes his extensive experience and knowledge of the securities and commodities markets as a former licensed Series 7 stockbroker and Series 3 commodities broker with Shearson Lehman Brothers. His professional memberships include the...

Daniel W. Watkins is an experienced litigator and true trial attorney with over 50 Jury and Bench trials to his credit in 30 years of practice. He has successfully represented both large companies and individuals, and achieved substantial victories in well-publicized trials throughout California and Wisconsin.

Mr. Watkins has successfully tried and litigated cases in the areas of Healthcare Compliance, Commercial Litigation, Unfair Business Practices, Fraud, Breach of Contract, Battery, Premises Liability, Product Defect, Medical Malpractice, Discrimination, Sexual Harassment, Construction Defect, as well as Unfair Competition, Defamation, and Trade Secret. In December 2003, Mr. Watkins commenced litigation against Health South Surgery...

Sean Prosser defends clients facing investigations and enforcement actions by the U.S. Securities and Exchange Commission (SEC), U.S. Department of Justice (DOJ), including FBI and Grand Jury proceedings, and other government agencies. He also defends companies and their executives in shareholder litigation. With offices in San Diego and Los Angeles, Sean leads Mintz Levin’s California Securities Litigation practice. His clients include public and private companies, officers and directors, board committees, broker-dealers, banks, investment advisors, hedge funds, CPAs, individual stock traders and public officials. Sean regularly represents clients before the following agencies and regulators: U.S. Securities and Exchange Commission...

Whether you or your business are under investigation or defending a civil or criminal case in court, our team is committed to providing strategic defense representation to obtain the best results. Having been practicing law since 1994, I enjoy zealously advocating for my clients and being their voice in the courtroom. I have tried over 100 trials to verdict in state and federal courts and believe everyone deserves their day in court. Prior to starting Kenney Legal Defense in 2012, I was a Senior Deputy Public Defender in Orange County, California, where I...

Thomas Mauriello assists clients with an array of legal matters, including Business, Consumer, Investment, Government, Real Estate, Stock Broker, Investment and Environmental Law disputes. With over 30 years of experience, Mr. Mauriello is committed to delivering quality legal solutions with efficient and personalized representation throughout the State of California.

Mr. Mauriello is dedicated to involvement in his community. This has included coaching youth basketball and volleyball, as well as working with both Volunteers in Parole and the San Diego AIDS Project. Additionally, he has served on the Legal Committee of the Los Angeles Chapter of the Sierra Club for many years.

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Kenneth W. Chung is experienced in both business litigation and business transactions. Mr. Chung’s business law experience includes real estate, contract, corporate, and employment issues. In addition to his skills as a transactional attorney, Mr. Chung’s aggressive yet thoughtful approach to arbitrations and trials, has distinguished himself as a successful litigator and advocate, in both the courtroom and the office. Mr. Chung counsels and represents a variety of businesses ranging from prestigious multi-national conglomerates to emerging private companies. He is proficient in negotiating and drafting a variety of business agreements including real estate contracts, distribution agreements, employment contracts, business alliance...

The Law Office of Randy Wagner practices criminal defense, civil litigation and immigration law. Whether you are accused of a misdemeanor, felony, facing immigration issues or have been sued, Randy Wagner will represent you and be your voice in the justice system Originally from Las Vegas, my family and I have made San Diego our home. I earned my Bachelors Degree from UNLV. Later I attended Thomas Jefferson School of Law, here in San Diego.

Attorney Michael S. Berg has 35 years of criminal law experience. Michael has an AV rating from Martindale-Hubbell, the highest rating possible for Ethical Standards and Legal Ability. He has also been honored by Super Lawyers Magazine and Best Lawyers in America. You will not find a more experienced, ethical or hard working attorney to defend you. His defense record includes numerous high-profile cases, not only in San Diego, but throughout the United States and abroad. Michael has his own practice in San Diego and is well prepared to handle even the most complex criminal law matters. He has...

Jeffrey Lendrum’s practice is devoted to representing clients with disputes involving financial fraud, investment loss recovery, financial advisor malpractice, financial elder abuse, and breach of fiduciary duty.

Mr. Lendrum is recognized by his peers as a leader in investment fraud litigation and has received the distinguished AV Preeminent rating each year since 2001. This rating is awarded to select attorneys who demonstrate preeminent legal abilities and the highest ethical standards.

As a former prosecutor, federal law clerk, and lawyer for fortune 500 companies, Mr. Lendrum has the knowledge, experience and track record to create winning strategies for his clients. Whether your...

Luiey G. Haddad is an aggressive trial attorney with over a decade of experience in real estate law and civil litigation. Mr. Haddad has represented individuals and businesses of all sizes with real estate transactions, commercial and residential lease negotiations, landlord-tenant dispute, corporate formation, contract disputes, and a wide array of real estate and business-related litigation. Mr. Haddad has successfully represented numerous high-profile clients in state and federal courts, including government officials and large national corporations.

Mr. Haddad received a Bachelor of Arts degree in Management and Communications from the University of Michigan, Ann Arbor. He earned his Juris Doctor from...

As a Criminal Defense Lawyer, I am devoted to defending the rights of local Orange County residents including attorneys for DUI, violent crimes,fraud and drug sales offenses.

We are California's premier professional license law firm, appealing license denials, defending accusations, and assisting professionals with government regulatory compliance issues. For 20 years, I have fought for professionals and business owners, listening with compassion, being straightforward and honest with our clients. Our clients face a system that can be cold, impersonal, uncaring and harsh. We act as skilled and knowledgeable guides through that system. We strive to educate and inform clients, to minimize case weaknesses and maximize strengths, in order to achieve the best results while mindful of a client's budget and appetite for risk....

We are multifaceted south Orange County law firm that handles collections issues (regarding creditors and debtors), issues with real estate brokers, agents and loan representatives and actions by and against contractors and home owners and wide variety of breach of contract actions. We also handle foreclosures and disputes against real estate agents and mortgage brokers. We accept Visa, MasterCard, American Express and Discover credit cards. FREE TELEPHONE CONSULTATION. We specialize in personal and business collections, foreclosure, breach of contract actions and actions against real estate and loan companies and their agents. We represent both debtors and...

Nearly 30 years of litigation experience in state and federal courts. Specialize in representing small and mid-size businesses in variety of commercial disputes.

The Carlson Law Firm, APC was formed in 2001 by Mr. Carlson with the intent to specialize in securities law claims. Prior to that Mr. Carlson was a law clerk to a Federal Bankruptcy Judge and then worked at the San Diego Law Firm of Ault, Deuprey, Jones and Gorman specializing in business litigation. He then bacame a Partner at Brewer & Carlson, LLP practicing primarily in securities law claims. The Carlson firm primarily represents plaintiffs in claims against their financial advisors, brokers and brokerages. The team at the Carlson Law Firm emphasizes direct personal attention with...

For over a decade, I have been litigating complex, multi-district, and multi-party lawsuits. I recovered over two hundred million dollars in value for clients and literally changed the law to help protect them.

Because I am routinely involved in “bet the company” litigation, I face (teams of) the best attorneys in America. This forces me to compete at the highest levels and hone my craft. My competence in the most complex litigation makes victory in ordinary disputes easier. Your opponents play checkers while we play chess.

After considerable professional success, in 2016 I decided to take a sabbatical from the practice...

Kevin K. Hull is an experienced securities lawyer who benefits clients with his multifaceted background from multiple positions in the securities industry, regulation and law since 1988. Prior to reentering private practice, Mr. Hull was the CEO of Grubb & Ellis Securities, Inc., a position he held for nearly six years. Responsible for all aspects of the firm, including compliance, accounting, national accounts and sales management, Mr. Hull was successful in managing the structure and operations of the firm to be in line with current regulatory expectations while achieving sales during his tenure of approximately $3.4 billion across multiple product...

Ambrosio E. Rodriguez is the Los Angeles criminal defense attorney the accused turn to when everything is on the line. With more than 13 years of prior experience as a highly accomplished Senior Deputy District Attorney, Mr. Rodriguez uses his unique perspective and unmatched knowledge of the justice system to build the best defense for his clients. While at the District Attorney’s Office, Mr. Rodriguez led the esteemed Sexual Assault/Child Abuse Unit and then became one of only four Senior Deputy District Attorneys in the elite Homicide Unit. As a Homicide District Attorney, Mr. Rodriguez tried almost every type of murder...

Following graduation from the University of Illinois, College of Law, Las Vegas personal injury attorney Paul Padda, began his career in 1994 with the United States Department of Justice in Washington, D.C. litigating complex civil cases in both federal trial and appellate courts. He later was selected to serve as an Assistant United States Attorney in the District of Columbia (Washington, D.C.) where he handled a wide array of civil matters in federal court on behalf of the United States of America. In 2004, Mr. Padda moved to Las Vegas to serve as an Assistant United States Attorney where he...

Richard S. Frankowski is the owner of The Frankowski Firm, LLC based in Birmingham, Alabama and Incline Village, Nevada. Mr. Frankowski has represented hundreds of investors around the country in FINRA arbitrations and in court. His practice focuses on stock broker fraud, consumer class actions, and direct and derivative shareholder litigation. He is an AV Preeminent-rated attorney by Martindale Hubbell and is a member of the Alabama and Florida Bars, as well as a member of the American Bar Association, the American Association for Justice, and National Trial Lawyers. Mr. Frankowski co-authored The Practitioner's Guide to...

Attorney David P. Meyer is the principal founder of Meyer Wilson. He has gained national recognition as an investment fraud lawyer, representing more than 800 investors in investment misconduct claims. He has won verdicts, settlements and judgments of hundreds of millions of dollars on their behalf. Because he is recognized as an authority in this field, he is often asked to speak for bar associations and at educational seminars. He is an active member of the Public Investors’ Arbitration Bar Association and various other legal professional associations. In 2013, Attorney David Meyer was included in the list of Best...

Prior to graduating from law school in our Nation's Capital, Daniel R. Perlman worked as a Prosecutor for the Maryland State's Attorney's Office in Montgomery County, Maryland, where he became aware of many of the stumbling blocks that exist between prosecutors and defense attorneys from the government side. Daniel R. Perlman used this opportunity to learn how best to approach prosecutors and how to creatively resolve differences to the satisfaction of both sides.

I have been licensed to practice law in the State of California since 1999. I am the managing shareholder of Century City Law Group, a Professional Corporation (Century City Law Group, APC). I studied accounting at the University of Southern California, and obtained my law degree from Loyola Law School. While attending Loyola Law School, I became a Production Editor of the Loyola Entertainment Law Review, and was also placed on the Dean's Honor List. I have received Martindale-Hubbel's distinguished "AV Preeminent" peer-review rating. I was named to Super Lawyer Magazine's Southern California Rising Stars...

My practice focuses on estate planning and helping investors recover losses caused by unethical or incompetent financial advisers. I am the managing attorney at Basalt Legal PLLC, a law firm nestled in Washington wine country but serving clients throughout Washington State and California.

Steve Buchwalter has been protecting investors in Southern California for over 25 years. He advocates for individuals, non-profits and corporations in Securities Law, Arbitration & Mediation, and Stockbroker & Investment Fraud matters. Additionally, he assists businesses with legal formation and legal disputes.

Steve brings unique insight and understanding to his representation as a former licensed commodity trading adviser and stockbroker. Recognized as an expert in his field, he has successfully resolved over 400 cases. In 2009, Steve received the largest California judgement of 4.2 billion for his client.

Steve is dedicated to providing legal representation with commitment and integrity. Contact Steve...

Founded in 1992 by U. C. Berkeley (Boalt Law School) graduate Jeffrey Wilens, the Lakeshore Law Center has successfully prosecuted numerous class and individual actions against payday loan companies, creditors, automobile dealerships, lending institutions, timeshare marketers, and other businesses for racketeering, consumer fraud, false advertising, unfair business practices, credit reporting and debt collection violations.

Brett Evans delivers experience in securities, corporate, mergers and acquisitions, energy and tax law with his securities career beginning in 1995. At Evans Law, PC, Evans counsels corporations, asset management companies, securities issuers, broker-dealers, investment advisers, registered representatives and other financial industry participants in the areas of securities offerings, arbitration, litigation, broker-dealer and registered investment adviser regulation, compliance, due diligence, securities investigation and enforcement and a diverse range of transactional matters. During his career, Evans has been involved in structuring and drafting more than $1.7 billion in private placement and joint venture transactions in energy, real estate and...

Law Offices of Tony T. Liu is a criminal and civil trial firm located in Orange County, California. Mr. Liu is aggressive but cautious, focused but flexible, thorough but always efficient. He listens to and works with his clients to identify litigation goals, then to develop and implement cost-effective strategy and tactics. He constantly attempts to re-evaluate and reassess these objectives and methods as the litigation landscape shifts, to ensure that the litigation continues to serve the client’s objectives, and not vice versa. As a trial attorney, he knows how and what is needed win the case if it goes...

We have a national practice and exclusively represent investors in claims against brokerage firms for securities fraud, the sale of unsuitable investments, defective financial products, breach of fiduciary duty, and the failure to supervise. FINRA Securities Arbitrations. We handle all cases on a contingency fee basis meaning that there is no cost or obligation, unless we are able to make a recovery for you, and there is never any charge for a free consultation. Contact Us.

As a child I immigrated to Los Angeles with my family. Living in a predominately white area I saw at a young age the negative effects of racism. This racism forced me to win people over not with the color of skin but with hard work and a smile on my face. This period of my life instilled in me an 'under dog' attitude. I will always respect and lookout for those that are less fortunate. My first stab at a professional career began when I was a teenager working for a financial company. The company was supposed to...

Ingrid M. Evans is the founding partner of the Evans Law Firm. Ms. Evans is a Board Certified Civil Trial Advocate, and was named as a Finalist for Consumer Attorney of the Year, Consumer Attorneys of California, 2009. Ingrid Evans is a veteran in the courtroom and was previously undefeated in jury trials as a former Deputy City Attorney for San Francisco. Ingrid Evans is an experienced litigator in state and federal courts and is licensed to practice law in California, the District of Columbia, and New York. Ms. Evans has been named as a 2010 Northern California Super Lawyers...