Rockaway Securities Lawyers

Adam Gana
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Adam Gana
Montclair, NJ Securities Law Lawyer with 18 years of experience
28 Valley Rd
#1
Montclair, NJ 07042
Free ConsultationSecurities, Appeals, Business and Insurance Claims
New York Law School
Adam Gana serves as the managing partner of the law firm of Gana Weinstein LLP. His practice focuses on all aspects of securities arbitration. Mr. Gana's experience includes securities arbitration and litigation in various dispute resolution forums including JAMS, NFA and FINRA and litigation in both State and Federal Courts. As lead counsel, Mr. Gana has tried more than forty cases to verdict before the state and federal trial and appellate courts, AAA, and has settled hundreds more cases through mediation and direct negotiation.

Mr. Gana was named in the New York Super Lawyers Rising Stars® for eight straight years (an...
Mark J. Astarita
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Mark J. Astarita
Verona, NJ Securities Law Attorney with 42 years of experience
(973) 559-5566 25 Pompton Ave
Suite 101
Verona, NJ 07044
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
New York Law School
My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...
Adam J. Weinstein
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Adam J. Weinstein
Montclair, NJ Securities Law Attorney with 13 years of experience
28 Valley Rd
#1
Montclair, NJ 07042
Free ConsultationSecurities, Arbitration & Mediation and Business
New York Law School
Jeffrey Ian Wasserman
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Jeffrey Ian Wasserman
Livingston, NJ Securities Law Lawyer with 24 years of experience
(973) 992-0900 293 Eisenhower Pkwy
Livingston, NJ 07039
Securities and Business
Fordham University School of Law
Mary Curry
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Mary Curry
Montclair, NJ Securities Law Attorney
28 Valley Rd
#1
Montclair, NJ 07042
Free ConsultationSecurities, Arbitration & Mediation and Business
St. John's University School of Law
Stuart Pachman
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Stuart Pachman
Roseland, NJ Securities Law Attorney
(973) 228-5700 101 Eisenhower Parkway
Roseland, NJ 07068
Securities and Business
Harvard Law School
Brian Lenker
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Brian Lenker
Roseland, NJ Securities Law Lawyer
(973) 403-3115 101 Eisenhower Parkway
Roseland, NJ 07068
Securities and Business
Rutgers School of Law-Camden
Paul Weiner
Livingston, NJ Securities Law Attorney
(973) 992-0800 301 S Livingston Ave
Livingston, NJ 07039
Securities, Appeals, Business and Civil Rights
Stephen A. Timoni
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Stephen A. Timoni
Westfield, NJ Securities Law Attorney with 43 years of experience
(908) 233-6800 53 Cardinal Dr
P.O. Box 2369
Westfield, NJ 07091
Securities, Business, Health Care and Tax
Seton Hall University School of Law
Mr. Timoni is an established business lawyer and Certified Public Accountant with more than 35 years’ experience in the health care, real estate and hospitality industries.

His primary focus is the representation of corporations, partnerships, limited liability companies, nonprofit organizations, closely held businesses and entrepreneurs. Mr. Timoni regularly advises clients regarding entity formation and restructuring, financing, technology licensing, franchising, mergers, acquisitions and sales, joint ventures, dissolutions, taxation, valuation, corporate governance and regulatory issues. In the health care field, Mr. Timoni represents health care providers concerning managed care contracting, Medicare and Medicaid reimbursement; privacy, including HIPAA; fraud and abuse; legal and ethical...
Robert W. Anderson
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Robert W. Anderson
Westfield, NJ Securities Law Attorney with 38 years of experience
(908) 233-6800 53 Cardinal Dr
Westfield, NJ 07090
Securities, Business, Communications and IP
Fordham University School of Law
Robert W. Anderson’s practice emphasizes the particular needs of fast growing, entrepreneurial companies. He has extensive experience in representing business clients in connection with mergers and acquisitions, intellectual property matters, cybersecurity, securities law matters, internet law matters, and start up companies and business formations and operation.

Bob represents companies and investors involved in technology, manufacturing, health care, Internet, education, and other industries. He also serves as President of The Parlex Group, an international network of mid-sized law firms in Europe, Israel and Asia, which work together to handle cross-border transactions around the world.
Raymond Murphy
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Raymond Murphy
Englewood, NJ Securities Law Attorney with 41 years of experience
(201) 871-1080 20 N Van Brunt St
Englewood, NJ 07631
Securities, Insurance Claims, Medical Malpractice and Personal Injury
Rutgers School of Law-Newark
Highly experienced and certified trial attorney with integrity. Knowledgeable in the areas of malpractice and personal injury. Very professional and is a relentless advocate for his clients. Other lawyers trust him with their cases when they need help. Clients and lawyers can feel confident when they have Ray on their side.
Joseph Lucosky Jr
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Joseph Lucosky Jr
Iselin, NJ Securities Law Lawyer with 22 years of experience
(732) 395-4400 101 S Wood Ave
Iselin, NJ 08830
Securities, Business and White Collar Crime
Joseph M. Lucosky is the founding and Managing Partner of Lucosky Brookman LLP and oversees both the transactional and litigation departments. Mr. Lucosky has a broad multidisciplinary practice that includes extensive experience in litigation and dispute resolution, regulatory investigations (including FINRA and SEC matters), negotiated mergers and acquisitions; domestic and cross-border investments/joint ventures; the representation of private equity; venture capital and other private investment funds, placement agents and underwriters; securities offerings; private and public financings (including secured and unsecured lending); bankruptcy transactions; real estate matters; and various other types of commercial transactions. In addition, he counsels corporate boards, and board...
Brent Adam Burns
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Brent Adam Burns
Alpine, NJ Securities Law Attorney with 31 years of experience
(201) 768-2700 87 Ruckman Rd.
Alpine, NJ 07620-1098
Free ConsultationSecurities, Arbitration & Mediation, Employment and Stockbroker Fraud
New York Law School
The focus of our practice is the representation of individual and institutional investors in arbitrations and litigations involving claims of breach of fiduciary duty, breach of contract, mismanagement, stock fraud, suitability, unauthorized trading, negligence and churning.

I also regularly represent those who work in the financial services regarding recruiting practices including issues relating to the Protocol for Broker Recruiting; non-solicit, non-compete and other restrictive covenants; customer privacy and other regulatory issues; best-practices for preserving a book of business through a transition; Form U5 negotiations; responding to FINRA inquiries; promissory notes; bonus disputes; team disputes; temporary restraining orders (TROs); expedited FINRA arbitrations;...
David S. Rich
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David S. Rich
Englewood Cliffs, NJ Securities Law Lawyer with 29 years of experience
(201) 592-7200 12 First Street
Englewood Cliffs, NJ 07632
Securities, Appeals, Business and Employment
Columbia Law School
David S. Rich is the founding member of the Law Offices of David S. Rich, LLC. Mr. Rich is a New York City Business Litigation Attorney. Mr. Rich litigates civil, commercial, employment, and securities matters in federal and state courts in New York and New Jersey, and arbitrates such matters before FINRA and other arbitral bodies. Mr. Rich also litigates appeals. Mr. Rich has represented clients in, among other civil and commercial matters, breach of contract actions, business torts cases, bankruptcy and adversary proceedings, civil racketeering actions, oppressed minority shareholder disputes, product liability litigation, franchisor-franchisee litigation, qui tam...
Keith M. Fleischman
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Keith M. Fleischman
New Brunswick, NJ Securities Law Lawyer with 39 years of experience
(908) 516-2045 317 George Street
Suite 320
New Brunswick, NJ 08901
Securities, Arbitration & Mediation, Business and Consumer
California Western School of Law
Keith M. Fleischman is a founding partner of Fleischman Bonner & Rocco, as well as its predecessor firm, Fleischman Law Firm, PLLC. Keith is a nationally recognized trial lawyer who has successfully investigated, litigated, and tried to verdict some of the largest and most complex civil and criminal cases in the country. Keith began his career as a prosecutor, first with the Bronx District Attorney’s Office and later with the Department of Justice. His practice presently focuses on representing public and private companies, financial institutions, and institutional investors in connection with the prosecution and defense of complex...
Alexander Schachtel
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Alexander Schachtel
Hoboken, NJ Securities Law Lawyer with 9 years of experience
(201) 925-0660 926 Washington St
Hoboken, NJ 07030
Free ConsultationSecurities, Business, Personal Injury and Products Liability
Seton Hall University School of Law
Alexander is a litigation generalist with experience prosecuting and defending a wide variety of civil actions in state and federal courts across New York and New Jersey. Born and raised in northern New Jersey, Alexander hails from a family of lawyers and brings the collective wisdom of their past legal practice experience to bear for the benefit of his friends and clients. A graduate of Duke University and Seton Hall Law School, Alexander received his early legal training and experience at a premier regional law firm before spending several years as an associate with one of America’s largest firms. Alexander started...
John E. Jenkins
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John E. Jenkins
Cranford, NJ Securities Law Lawyer with 41 years of experience
(844) 288-7978 123 N Union Ave
#305
Cranford, NJ 07016
Securities, Arbitration & Mediation and Stockbroker Fraud
Fordham University School of Law
David S. Stone
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David S. Stone
Berkeley Heights, NJ Securities Law Attorney with 37 years of experience
(973) 218-1111 100 Connell Dr
#2200
Berkeley Heights, NJ 07922
Securities, Consumer, IP and Stockbroker Fraud
Harvard Law School
Mr. Richard Albert Luthmann Jr.
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Mr. Richard Albert Luthmann Jr.
Iselin, NJ Securities Law Attorney with 20 years of experience
(732) 479-1097 33 Wood Avenue South
Suite 600
Iselin, NJ 08830
Securities, Business, Elder and Estate Planning
University of Miami School of Law and New York Law School
John R. Menz
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John R. Menz
Red Bank, NJ Securities Law Attorney with 39 years of experience
(732) 933-2757 125 Half Mile Rd
#200
Red Bank, NJ 07701
Securities and Business
Columbia Law School
John R. Menz has represented corporate and individual clients in sophisticated legal matters concerning contract disputes, securities regulation, real property, product liability and employment law. He has litigated and arbitrated cases in a variety of forums, including federal courts, state courts, the American Arbitration Association, and the New York Stock Exchange. Mr. Menz offers corporate and individual clients a fluent understanding of the terms, conditions and strategies involved in complex financial transactions gained from his long legal experience and skills obtained as a former tax accountant at Price Waterhouse.

Mr. Menz has successfully defended claims against financial institutions in courts and...
Michael S. Komar
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Michael S. Komar
Red Bank, NJ Securities Law Attorney with 42 years of experience
(732) 933-2757 125 Half Mile Rd
#200
Red Bank, NJ 07701
Securities, Business and Insurance Defense
Cornell University

Michael S. Komar has almost twenty-five years of experience handling complex insurance coverage and commercial litigation matters. Mr. Komar's insurance coverage litigation experience has included handling dozens actions involving pollution, asbestos, silica, lead paint, toxic tort, construction defect, general liability and California Prop. 64 and 65 claims, in addition to representing insurance clients in prepackaged bankruptcy, reinsurance, broker liability and first-party property disputes. Many of the coverage actions defended by Mr. Komar involved claims not only for declaratory judgment and breach of contract, but also bad faith and unfair claim handling practices.

Mr. Komar has developed an intimate working knowledge of...
Thomas Utzinger
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Thomas Utzinger
Bedminster, NJ Securities Law Lawyer
(908) 291-8199 90 Washington Valley Road
#1327
Bedminster, NJ 07921
Environmental
The George Washington University Law School and Boston University School of Law
Thomas A. Utzinger is an attorney, consultant, and author. He manages GlacierAdvisory LLC, a public policy and business advisory firm based in Bedminster, New Jersey. For more than twenty years, Thomas has worked in consulting, corporate, law firm, and government positions in New York, New Jersey, and Washington, D.C. He holds an LL.M. in Environmental Law from The George Washington University Law School, a J.D. from Boston University School of Law, and a B.A. in History from Cornell University. Thomas is a contributing writer for publications by the American Bar Association, Thomson Reuters, LexisNexis, and ELR News and Analysis.
Brian S. Hamburger
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Brian S. Hamburger
Englewood, NJ Securities Law Lawyer with 26 years of experience
(201) 705-1200 61 W. Palisade Ave
Englewood, NJ 07631
Securities and Business
University of Miami School of Law
Richard Daniel DeVita
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Richard Daniel DeVita
Hoboken, NJ Securities Law Lawyer with 37 years of experience
(201) 714-7623 1228 Garden Street
Hoboken, NJ 07030
Free ConsultationSecurities, Estate Planning, Real Estate and Stockbroker Fraud
New York University School of Law and Fordham University School of Law
Solo attorney in Hoboken, with full practice, catering to the representation of aggrieved investors against brokers and investment firms.
Michael J. Giarrusso
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Michael J. Giarrusso
Jersey City, NJ Securities Law Attorney
(201) 771-1115 111 Town Square Place
Suite 1203
Jersey City, NJ 07310
Securities, Appeals, Arbitration & Mediation and Stockbroker Fraud
Syracuse University College of Law
Financial services attorney primarily focused on resolving disputes through securities arbitration before the Financial Industry Regulatory Authority (FINRA), in addition to state and federal court litigation on select securities and consumer matters. On behalf of aggrieved investors, seek recovery of investment losses due to defective financial products or the wrongdoing of a broker or wealth manager. On behalf of securities industry professionals, offer representation on a broad range of matters including broker transitions, compensation-related disputes and employment matters including U5 expungement.
Philip Magri
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Philip Magri
Red Bank, NJ Securities Law Attorney with 28 years of experience
(732) 530-9007 2 Bridge Avenue
Red Bank, NJ 07701
Securities and Business
University of Virginia School of Law
Jef Henninger
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Jef Henninger
Tinton Falls, NJ Securities Law Attorney
(732) 383-6242 788 Shrewsbury Ave
Suite 2209
Tinton Falls, NJ 07724
Securities, Criminal Defense, Divorce and Domestic Violence
University of Dayton School of Law
Douglas M. Nelson
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Douglas M. Nelson
Haddonfield, NJ Securities Law Lawyer with 13 years of experience
(856) 772-7802 255 Kings Highway East
Haddonfield, NJ 08033
Free ConsultationSecurities, Business, Communications and Trademarks
Seton Hall University School of Law
Douglas Nelson is a founding partner of Moustakas Nelson, where he counsels startups, entrepreneurs, and established businesses in a variety of transactional business matters, primarily in the technology, internet, manufacturing, and healthcare sectors. Doug also advises investors and emerging companies regarding financing, both bank and privately funded ventures. Doug provides counsel on a wide range of transactional matters including: -- corporate formation and shareholders/operating agreements -- sales, purchases, mergers, and acquisitions -- general and commercial contracts -- venture capital and seed financing -- copyright application, analysis, and protection -- trademark applications and USPTO Office Action responses -- intellectual property licensing -- software and SaaS licensing -- consulting agreements -- data security -- domain...
Edward Dimon
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Edward Dimon
Toms River, NJ Securities Law Lawyer with 54 years of experience
(732) 797-1600 9 Robbins St
Toms River, NJ 08753
Securities, Business, Criminal Defense and Municipal
Boston College Law School
I bring twenty years of financial experience and fifteen years of criminal law experience to the firm. My financial skills were honed at the Wall Street offices of J.P. Morgan, Chase Manhattan Bank and Kidder Peabody. My criminal law skills were developed as a Public Defender and as the First Assistant Prosecutor in Ocean County.
M.  Zev Rose
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M. Zev Rose
Moorestown, NJ Securities Law Lawyer with 62 years of experience
(856) 661-2099 308 Harper Dr
#200
Moorestown, NJ 08057
Securities, Business and Real Estate
Rutgers University Law School
Zev Rose is the senior shareholder and President of Sherman Silverstein and ex-officio member of the Firm's Management Committee. Mr. Rose is a preeminent attorney, advisor, and community leader. He has practiced real estate law for more than 50 years. He has represented major clients in the acquisition, financing, development, management, and sale of shopping centers, apartment complexes, office buildings, and residential projects throughout the eastern seaboard. Mr. Rose also has consummate expertise in corporate, partnership, business and financing law and transactions.

Before entering private law practice, Mr. Rose was Law Secretary to the Honorable Mitchell H. Cohen, US District Court,...
Ross M. Wolfe
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Ross M. Wolfe
Marlton, NJ Securities Law Attorney with 11 years of experience
(856) 266-9330 10000 Lincoln Dr E
#201
Marlton, NJ 08053
Securities, Business, Consumer and Health Care
The George Washington University Law School
Ross represents clients in a wide range of complex commercial and consumer disputes, including consumer and insurance fraud, whistleblower actions, healthcare disputes, securities, class actions, and general business litigation. Ross has extensive experience litigating complex matters in federal district and appellate courts across the country and has consistently achieved positive results for his clients. Ross graduated from the George Washington University Law School, with honors, and the Catholic University of America with a B.S. in Business Administration, majoring in Finance. While in law school, Ross worked for the Securities and Exchange Commission’s Office of Chief Counsel for its Division of...
Jeff A Lang
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Jeff A Lang
Hamilton, NJ Securities Law Lawyer with 3 years of experience
(609) 219-7452 100 American Metro Boulevard
Hamilton, NJ 08619
Securities
Stephen A. Galletto
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Stephen A. Galletto
Hamilton, NJ Securities Law Lawyer with 17 years of experience
(609) 895-7394 100 American Metro Boulevard
Hamilton, NJ 08619
Securities
Joseph Antonakakis
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Joseph Antonakakis
Hamilton, NJ Securities Law Attorney with 3 years of experience
(609) 945-7681 100 American Metro Boulevard
Hamilton, NJ 08619
Securities
Thomas Brett Duffy
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Thomas Brett Duffy
Absecon, NJ Securities Law Attorney with 33 years of experience
(609) 457-6700 739 Bayview Drive
Absecon, NJ 08201
Free ConsultationSecurities, Business, Probate and Tax
Georgetown University Law Center and Rutgers School of Law-Camden
Mr. Duffy works mostly with entrepreneurs and businesses of all sizes. In addition to his J.D. from Rutgers Law School, he holds a Dual LL.M. (Master of Laws) Degree in Tax and in Securities & Financial Regulation from Georgetown Law School where he also earned a Certificate in Pensions & Benefits (part of Tax LL.M.) and was an Olin Scholar in Law & Economics. Since many of his clients are internet entrepreneurs or businesses, he is accomplished in internet law, especially CDA Section 230. Marketing is important on the Internet (and pretty much everywhere else too) that...
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