Lake Placid Securities Lawyers

Ralph Behr
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Ralph Behr
Boca Raton, FL Securities Law Lawyer with 48 years of experience
(800) 761-3446 2300 Corporate Blvd NW
#238
Boca Raton, FL 33431
Free ConsultationSecurities, Domestic Violence, Immigration and White Collar Crime
Maurice A. Deane School of Law at Hofstra University
Attorney Ralph Behr has been a prominent criminal trial attorney in Florida for over 30 years. His practice is 100% criminal trials, both Federal and State. Attorney Behr is the Chairman of the Criminal Law Committee of the South Palm Beach County Bar Association. Call if you have a criminal issue, have an immigration matter with criminal aspects, or want a consultation with Attorney Behr. Practicing in Miami, Fort Lauderdale, and New York, most of my work is cases of complexity and challenge. Your freedom is mine to protect! I have over thirty...
Jeffrey Peters Coleman
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Jeffrey Peters Coleman
Clearwater, FL Securities Law Attorney with 39 years of experience
(727) 461-7474 581 S Duncan Ave
Clearwater, FL 33756
Free ConsultationSecurities, Arbitration & Mediation, Estate Planning and Personal Injury
William & Mary Marshall-Wythe School of Law
I grew up in a large NAVY family. My father flew out of Tampa's MacDill Air Force Base in the sixties and I fell in love with the Tampa Bay community. After law school I came back to Florida to pursue my legal career with a passion for helping out individuals and families. I really enjoy the waterfront lifestyle here (when I can find the time to do so). I have a strong and long serving staff that makes client communication a top priority. My greatest joy is to work alongside my clients to help...
Craig D. Stein
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Craig D. Stein
Palm Beach, FL Securities Law Attorney
(561) 659-8802 205 Worth Avenue
Suite 203
Palm Beach, FL 33480
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
Nova Southeastern University
Craig Stein has been practicing law for 15 years. He has handled over 850 employment and consumer related securities matters and also represented over 400 brokers who transferred billions of dollars in assets under management from one brokerage firm to another. Mr. Stein is the Chair of the Palm Beach County Bar Association Securities Law Committee.
Mark J. Astarita
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Mark J. Astarita
Boca Raton, FL Securities Law Attorney with 42 years of experience
3010 North Military Trail
Boca Raton, FL 33431
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
New York Law School
My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...
Andrew David Easler
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Andrew David Easler
Melbourne, FL Securities Law Lawyer with 3 years of experience
(321) 206-3603 508 N. Harbor City Blvd
Melbourne, FL 32935
Securities, Business, Estate Planning and Probate
Florida A&M University College of Law
I’m a forward-thinking attorney with a passion for resolving complex legal matters and developing lasting strategies for clients. I love a challenge and I am known for being proactive, attentive, and responsive. I became a lawyer because I could never find an attorney who genuinely cared about me or my businesses. As an entrepreneur who has started, developed, managed, sold, and participated in just about every aspect of operating a business, I understand what an exceptional attorney should be. As your attorney, it’s my responsibility to be more than just a legal advocate or advisor of the law. I am a champion...
Christopher Wegner
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Christopher Wegner
Naples, FL Securities Law Attorney with 17 years of experience
(239) 449-9200 3510 Kraft Road
Suite 200
Naples, FL 34109
Free ConsultationSecurities, Business, IP and Tax
New York University School of Law and Stetson University College of Law
P. Christopher Wegner is an entrepreneur and the founding attorney at Wegner Law PLLC. He is one of the only attorneys in Southwest Florida with significant experience in sophisticated business and tax law matters and is recognized as one of the leading innovators in bringing that experience to small and midsized businesses who cannot always afford to engage larger law firms in South Florida.

In addition to the general business and corporate law services he provides to emerging and established companies in Southwest Florida, Chris works with multi-national corporations on difficult domestic and international tax issues including, multi-million dollar mergers and...
Sara Hanley
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Sara Hanley
Naples, FL Securities Law Lawyer with 17 years of experience
(239) 649-0050 3200 Tamiami Trail N #200
Naples, FL 34103
Free ConsultationSecurities and Stockbroker Fraud
Nova Southeastern University
Attorney Hanley has focused her practice on representing investors nationwide who have lost their savings and retirement funds as a result of their brokerage accounts being mishandled. Attorney Hanley represents investors in claims against their brokers, broker dealers, investment advisors, financial advisors, and insurance companies. Attorney Hanley is experienced in providing representation for investors who have been the victims of financial fraud, negligence and unsuitable investments. Attorney Hanley has experience in prosecuting claims against the major Wall Street brokerage firms.

Attorney Hanley has extensive experience in the areas of securities litigation and arbitration, including securities class actions, numerous arbitrations...
Philip K. Calandrino
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Philip K. Calandrino
Orlando, FL Securities Law Attorney with 26 years of experience
(407) 621-4200 1615 Woodward St
Orlando, FL 32803
Free ConsultationSecurities, Business, Employment and Estate Planning
Indiana University Maurer School of Law
As an entrepreneurial lawyer, I understand the challenges that small business owners face each day. We deal with vendors, customers, employees, taxes, and regulations all the time. Each one of these relationships creates legal risks that you must address in a cost-effective manner, before trouble strikes. Relying on my experience in trying business law cases, I have developed a three-step legal strategy that every small business owner should implement. In its most basic form, this strategy employs contracts, insurance coverage, and an operating company-management company-holding company format for the organization, to help control the common risks that can tank...
Ryon Michael McCabe
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Ryon Michael McCabe
West Palm Beach, FL Securities Law Attorney
(877) 915-4040 1601 Forum Pl
#505
West Palm Beach, FL 33401
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Florida State University College of Law
Scott L. Silver
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Scott L. Silver
Coral Springs, FL Securities Law Attorney with 28 years of experience
(954) 755-4799 11780 W Sample Rd
Coral Springs, FL 33065
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
University of Miami School of Law
Scott Silver has spent his entire legal career practicing securities and financial services law. Scott focuses his law practice on securities arbitration and litigation and plaintiff-side class action litigation, representing individual investors and institutions in claims against brokerage firms, investment advisors, commodities firms, hedge funds and others. Scott also routinely serves as counsel to receivers and trustees in matters relating to the recovery of investor losses in Ponzi schemes. Scott has extensive experience in arbitration before the Financial Industry Regulatory Authority (FINRA), the National Futures Association (NFA), and the American Arbitration Association (AAA). He has recovered millions of...
Adam T. Rabin
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Adam T. Rabin
West Palm Beach, FL Securities Law Attorney
(877) 915-4040 1601 Forum Pl
#505
West Palm Beach, FL 33401
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
University of Miami School of Law
Matthew N. Thibaut
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Matthew N. Thibaut
Palm Beach, FL Securities Law Lawyer with 23 years of experience
(561) 585-0000 359 S County Rd
Palm Beach, FL 33480
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
Nova Southeastern University
My securities practice primarily focuses on maximizing an individual investor's recovery related to disputes involving stocks, bonds, mutual funds, hedge funds, private placements and structured products throughout the state of Florida, as well as the United States.
Jason S. Haselkorn
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Jason S. Haselkorn
Palm Beach, FL Securities Law Lawyer with 30 years of experience
(561) 585-0000 359 S County Rd
Palm Beach, FL 33480
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
New York Law School
Securities arbitration and investment litigation focusing on damage and loss recovery for retail and institutional clients that have disputes with their financial advisors or firms involving stocks, bonds, limited partnerships, mutual funds, and other investment vehicles throughout the United States.
David DiNatale
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David DiNatale
Boca Raton, FL Securities Law Lawyer with 9 years of experience
(954) 320-0242 5550 Glades Rd
Ste 200
Boca Raton, FL 33431
Free ConsultationSecurities, Business, Personal Injury and Real Estate
University of Miami School of Law and Nova Southeastern University
David has been actively involved in the real estate world for over 7+ years serving as the Director of AAA Financial Corporation, CEO of Capital Funding Financial, and as Real Estate Agent, Mortgage Originator, & Attorney to a high net worth clientele. David graduated with numerous awards from the University of Miami with a degree in Finance & Accounting while starting for the #1 ranked Hurricanes as an outfielder on the baseball team. David went on to play for the Colorado Rockies before heading back to law school to specialize in real estate law. David proceeded to get his LL.M....
Keith Kanouse
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Keith Kanouse
Boca Raton, FL Securities Law Attorney with 49 years of experience
(561) 451-8090 2255 Glades Road
Suite 324 Atrium
Boca Raton, FL 33431
Securities and Business
University of Notre Dame
I represent start-up businesses and existing businesses that want to expand through franchising, licensing, dealerships, distributorships, private placement of securities. I also do business entity formation such as S corporations and LLC. I also represent buyers and sellers of businesses. I represent tenants in lease negotiation.
Joel Ewusiak
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Joel Ewusiak
Tampa, FL Securities Law Attorney with 23 years of experience
(727) 286-3559 6601 Memorial Highway
Suite 311
Tampa, FL 33615
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Stetson University College of Law
Joel has handled a wide range of legal matters for both plaintiffs and defendants since he began practicing law in 2001. Joel focuses his law practice in two main areas: securities and investment arbitration and litigation, and commercial litigation. In the securities and investment area, Joel represents investors, agents, brokers and broker-dealers in customer and industry disputes involving suitability, breach of fiduciary duty, misrepresentation, and negligent supervision. In the area of commercial litigation, Joel represents clients in state and federal court disputes involving breach of contract, life insurance, and negligence. For more information, please visit www.ewusiaklaw.com.
Jeffrey L. Cox
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Jeffrey L. Cox
Boca Raton, FL Securities Law Lawyer with 25 years of experience
(561) 989-9080 3010 N Military Trl
#210
Boca Raton, FL 33431
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Shepard Broad Law Center, Nova Southeastern University
Mr. Cox is a Founding Partner at Sallah Astarita Cox LLC. With over 20 years of experience, he provides skilled and knowledgeable counsel to clients with a broad array of legal needs. His practice is concentrated on Arbitration & Mediation, Business Law, Securities Law, Stockbroker & Investment Fraud, and White Collar Crime matters. Mr. Cox is committed to providing outstanding service and aggressive representation for his clients.

In 1995, Mr. Cox received a B.S. in Political Science from Furman University. He earned a J.D. from Nova Southeastern University—Shepard Broad Law Center in 1999. Following law school, Mr. Cox served as...
James D. Sallah
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James D. Sallah
Boca Raton, FL Securities Law Attorney with 28 years of experience
(561) 989-9080 3010 N Military Trl
#210
Boca Raton, FL 33431
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
University of Miami
Mr. Sallah is an AV Preeminent® rated attorney who concentrates on securities and commodity futures regulation and enforcement, broker-dealer compliance and defense, receivership litigation, securities arbitration, and business litigation.

Since leaving the Securities and Exchange Commission in 2004, Mr. Sallah has represented national and regional brokerage firms, as well as publicly traded companies and individuals, in a variety of matters, including SEC, FINRA, stock exchange, and state regulatory investigations, congressional investigations, internal investigations, federal and state lawsuits, administrative actions, and arbitrations. He has successfully handled matters through trial, arbitration, and regulatory enforcement proceedings. Mr. Sallah has also represented individuals in Congressional...
Jon Andrew Jacobson
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Jon Andrew Jacobson
Vero Beach, FL Securities Law Attorney with 26 years of experience
601 21st St.
Suite 300
Vero Beach, FL 32960
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Duke University School of Law
Jon has spent his entire legal career practicing securities. He handled over 1,000 securities matters and has successfully represented some of the most demanding clients in multi-million-dollar disputes throughout Florida and United States. He has represented individual and corporate clients in civil actions in state and federal court (at the trial and appellate level); in regulatory investigations; in arbitrations; and in private mediations.

Jon has handled a wide range of matters, including: (i) stockbroker misconduct and investment fraud disputes (including claims involving unsuitability, churning, unauthorized trading, failure to execute trades, failure to hedge, selling away, theft, research analyst conflicts of...
Bradford Michael Gucciardo
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Bradford Michael Gucciardo
Lakewood Ranch, FL Securities Law Lawyer with 25 years of experience
(844) 846-6075 8470 Enterprise Cir
#110
Lakewood Ranch, FL 34202
Free ConsultationSecurities and Stockbroker Fraud
St. John's University School of Law
Bradford M. Gucciardo is an experienced attorney whose work is devoted almost exclusively to the representation of stock market investors who have been victims of stockbroker and brokerage firm misconduct. Specifically, Mr. Gucciardo helps brokerage firm customers recover stock market losses, most often of retirement savings, that they sustained as the result of mishandling of their brokerage accounts. After he earned a Bachelor of Arts degree in the study of English literature, creative writing and criminology from the University of South Florida, Mr. Gucciardo, a native New Yorker, returned to New York to attend St. John’s University School of...
Jay Eng
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Jay Eng
Palm Beach Gardens, FL Securities Law Attorney with 26 years of experience
(561) 835-9400 3507 Kyoto Gardens Drive
Suite 200
Palm Beach Gardens, FL 33410
Securities, Business and Stockbroker Fraud
Tulane University School of Law and Florida State University College of Law
Experienced attorney in Federal courts, Florida state courts and FINRA arbitration with focus in securities law, securities class actions, broker-dealer disputes and business law.
Jason Knott
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Jason Knott
St Petersburg, FL Securities Law Lawyer with 14 years of experience
(941) 405-3496 7901 4th St N
Suite 5249
St Petersburg, FL 33702
Securities, Business, Estate Planning and Tax
Washburn University School of Law
Jason devotes his legal career to helping individuals and businesses navigate the complexities of U.S. and international tax laws and regulations. His commitment is to provide the most sophisticated and highest quality tax services which has enabled him to build meaningful and lasting relationships with clients.

Jason has over 8 years of tax experience advising individuals and global organizations on tax issues related to domestic reporting and compliance, and international tax issues involving tax treaties, transfer pricing, and cross-border investments and business operations. He also represents individuals and businesses faced with IRS notices and audits, and can assist with...
Eric Anthony Lanigan
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Eric Anthony Lanigan
Winter Park, FL Securities Law Lawyer with 48 years of experience
(407) 740-7379 831 W. Morse Blvd.
Winter Park, FL 32789
Free ConsultationSecurities, Business, Real Estate and Stockbroker Fraud
Stetson University College of Law
Winter Park, Florida attorney Eric A. Lanigan has provided clients aggressive and experienced legal representation in real estate, business and civil, foreclosure, bankruptcy, and securities and investment losses law in Central Florida since 1976. Eric Lanigan has a strong history in securities law and the financial industry. He provides clients with the complex legal advice and counsel that family, individual and businesses need to get through legal issues. There’s not much I haven’t litigated from basic employment contract disputes to suits for defending for non-performance, to collecting damages in class-action suits,” Lanigan said. He has...
Russell L. Forkey
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Russell L. Forkey
Boca Raton, FL Securities Law Lawyer with 52 years of experience
(561) 406-4644 1075 Broken Sound Pkwy NW
#103
Boca Raton, FL 33487
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Florida State University College of Law
For over 35 years, the law office of Russell L. Forkey, P.A. has been representing investors, including seniors, in claims against brokerage firms and investment advisors, for among other things, fraud, negligence, breach of fiduciary, and violations of the federal and state securities laws with the goal of loss recovery. Additionally, we handle business and contract disputes in state and federal courts.
Joshua A. Katz
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Joshua A. Katz
Boca Raton, FL Securities Law Attorney with 20 years of experience
(561) 989-9080 3010 N Military Trl
#210
Boca Raton, FL 33431
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
University of Miami School of Law
Joshua A. Katz practices in the areas of Securities Arbitration and Litigation, Complex Commercial Litigation, Securities Regulation and Enforcement, Receivership Litigation, and Broker-Dealer Compliance and Defense.

Since 2004, Mr. Katz has focused his practice in the area of broker-dealer arbitration before FINRA, or the Financial Industry Regulatory Authority, formerly known as the NASD or National Association of Securities Dealers. Mr. Katz has extensive experience representing public investors, brokers, and broker-dealers in arbitrations.

Prior to joining Sallah Astarita & Cox, Mr. Katz was an associate for the law firm of Klein & Sallah, LLC. He has advised and represented brokerage firms in proceedings...
Howard M. Rosenfield
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Howard M. Rosenfield
Boca Raton, FL Securities Law Lawyer with 44 years of experience
(800) 637-3243 2255 Glades Rd
#324A
Boca Raton, FL 33431
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
University of the Pacific, McGeorge School of Law and California Western School of Law
I have been respresenting investors for more than 30 years in Court, Arbitration, and through alternative dispute resolution fora. I have offices in Connecticut and Florida, and pride myself in having user friendly fees, and being prudent about the virtues of jurisprudence!
Darren M. Stotts
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Darren M. Stotts
Clearwater, FL Securities Law Lawyer with 11 years of experience
(727) 796-7666 2555 Enterprise Rd
Suite 15
Clearwater, FL 33763
Free ConsultationSecurities, Business and Probate
Stetson University College of Law
Peter Mathis Spett
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Peter Mathis Spett
Boca Raton, FL Securities Law Attorney with 31 years of experience
(888) 217-4919 3020 Windsor Cir.
Boca Raton, FL 33434
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Columbia Law School
For over 24 years, I have dedicated my legal skills to advising and zealously representing clients in a variety of areas, including Securities Arbitration, Business Litigation, Employment and Partnership Disputes, Breach of Contract, Fraud and Negligence Claims, Commercial Real Estate Leases, Professional Malpractice, and Intellectual Property Actions.

In addition to handling litigation matters, I also represent businesses and individuals in commercial and secured transactions as well as in drafting and negotiating general contracts (such as non-disclosure agreements, employment covenants, distribution contracts, licenses, etc.).

I have extensive experience representing all types of clients, from single individuals to Fortune 500 companies. ...
Thomas Gregory Reymann, II
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Thomas Gregory Reymann, II
St. Petersburg, FL Securities Law Attorney with 38 years of experience
(813) 497-1400 780 94th Avenue North
Suite 110
St. Petersburg, FL 33702
Free ConsultationSecurities
University of Miami School of Law, University of Miami School of Law and University of Akron School of Law
Clifford Jay Hunt
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Clifford Jay Hunt
Seminole, FL Securities Law Lawyer with 37 years of experience
(727) 471-0444 8200 Seminole Boulevard
Seminole, FL 33772
Securities and Business
University of Dayton School of Law
Mr. Hunt received his Bachelor of Arts degree in business administration from Hanover College in 1983, and his Juris Doctor from the University of Dayton School of Law in 1986. He is a member of the Florida Bar, the United States District Court for the Middle District of Florida, the United States Court of Appeals for the Eleventh Circuit, and the United States Court of Appeals for the Ninth Circuit. Mr. Hunt was formally a member of Kiefner & Hunt, P.A. from 2003-Sept. 2006 and a shareholder with the Ft. Lauderdale, Florida law firm, Becker &...
Matt Mueller
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Matt Mueller
Tampa, FL Securities Law Attorney with 17 years of experience
(813) 682-1730 100 E. Madison Street
Suite 202
Tampa, FL 33602
Securities, Criminal Defense, Tax and White Collar Crime
The Catholic University of America Columbus School of Law
Matt Mueller is a former federal prosecutor with the U.S. Department of Justice in Washington, D.C. and Tampa and an experienced trial lawyer. He focuses his practice on white collar defense, including civil and criminal tax, securities, and health care matters, regulatory enforcement actions, grand jury investigations, and civil litigation. Matt represents a diverse array of clients in these sensitive and high stakes matters including doctors, accountants and accounting firms, health care and dental professionals, firms and individuals in the financial services and securities industries, as well as small business owners and entrepreneurs.
David P. Johnson
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David P. Johnson
Sarasota, FL Securities Law Attorney with 40 years of experience
(941) 365-0118 2201 Ringling Boulevard
First Floor
Sarasota, FL 34237
Free ConsultationSecurities, Business, Estate Planning and Probate
Wayne State University Law School
DAVID P. JOHNSON received his Bachelor of Business Administration degree from the University of Michigan School of Business Administration and his law degree from Wayne State University. He has been Board Certified by the Florida Bar in Tax Law since 1995 and Board Certified by the Florida Bar in Wills, Trusts and Estates since 1996. He is one of thirty eight (38) of Florida's 100,000 attorneys to be Board Certified in both Tax Law and Wills, Trusts and Estates. Certification is the highest level of evaluation of an attorney's competency and experience in the areas approved by the Florida Supreme...
W. Scott Turnbull
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W. Scott Turnbull
Port St. Lucie, FL Securities Law Attorney with 25 years of experience
(772) 335-2600 1935 Southeast Port Saint Lucie Boulevard
Port St. Lucie, FL 34952
Securities, Bankruptcy, Business and Probate
University of Detroit Mercy School of Law
Scott focuses his legal practice working with business owners to provide advice on asset protection, contract negotiations, corporate governance, and securities law. Scott’s experience includes extensive litigation experience that informs his approach to advising clients on various business transactions. While his practice is based in Florida, he is also admitted in Michigan and Illinois and has represented clients in many other jurisdictions.
Alison Bowlby
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Alison Bowlby
Tampa, FL Securities Law Attorney with 2 years of experience
(813) 680-0010 3242 Henderson Boulevard, Suite 210
Tampa, FL 33609
Securities and Business
Florida State University College of Law
Alison is an associate at Johnson, Newlon & DeCort, P.A. She joined the Firm in August 2021 as a law clerk during her final year of law school. Alison focuses her practice in the areas of business and commercial litigation, concentrating primarily on contract and other general business disputes. Alison attended the Florida State University College of Law. While in law school, she was an Executive Editor for the Florida State University Law Review, Chair of the Law School Council, a Student Ambassador to the Admissions Office, and an extern for the Honorable Judge Mark W. Klingensmith of the Fourth District...
Adam S Doner
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Adam S Doner
Palm Beach Gardens, FL Securities Law Attorney with 42 years of experience
(561) 333-3333 4114 Northlake Blvd
Palm Beach Gardens, FL 33410
Free ConsultationSecurities, Medical Malpractice, Personal Injury and Products Liability
Nova Southeastern University
Mr. Doner was admitted to the Florida Bar in 1983 and has garnered a long list of professional accolades and accomplishments throughout his career, including having been admitted entry into the prestigious Million Dollar Advocates Forum. Adam is a Partner at the law offices of Gordon & Doner and provides a comprehensive range of both experience and knowledge to our firm.
Mark R. Basile
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Mark R. Basile
Naples, FL Securities Law Lawyer with 36 years of experience
(239) 232-8400 365 Fifth Ave. S.
Suite 200
Naples, FL 34102
Securities
Touro College Jacob D. Fuchsberg Law Center
Mark R. Basile started his career at Shea & Gould in New York City and throughout the course of his career has, and continues to represent small publicly traded companies in securities and corporate finance litigation in both state and federal courts around the country. Mr. Basile won a landmark decision (2021) for small public companies in the New York Court of Appeals that agreed that certain corporate funding instruments are subject to NY's criminal usury laws. Mr. Basile is also a Professor of Law & Entrepreneurship at The Jacob D. Fuchsberg Law Center in New York teaching a course that he...
William Young Jr.
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William Young Jr.
Orlando, FL Securities Law Attorney with 20 years of experience
(407) 712-7300 801 N Orange Ave
Orlando, FL 32801
Securities
Barry University
Prior to attending law school, Mr. Young spent over eight years working in the securities industry. During that time period, he was a Vice President at a global securities and money management firm located in Winter Park, Florida, holding licenses as a General Securities Registered Representative (Series 7), a Registered Investment Advisor Representative (Series 65), a Uniform Securities Agent State Law Examination (Series 63) and Florida Insurance and Variable Annuity. Mr. Young joined the firm of Colling Gilbert Wright & Carter in September 2006 after spending several years practicing plaintiff-side securities litigation with Hooper & Weiss, LLC. He continues to...
Laura Anthony
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Laura Anthony
West Palm Beach, FL Securities Law Lawyer with 31 years of experience
(800) 341-2684 330 Clematis Street, Ste.217
West Palm Beach, FL 33401
Securities
Florida State University College of Law
Ms. Anthony is an honors graduate from Florida State University College of Law and has been practicing law since 1993. Prior to founding Legal & Compliance, LLC, she served as Chief Legal Counsel for a national investment banking firm and NASDAQ broker dealer with over 200 employees. Ms. Anthony headed the firm's legal and compliance department and coordinated all legal work for the firm including all aspects of FINRA and SEC regulations, FINRA arbitrations, and public and private transactions.
Ryan A. Schwamm
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Ryan A. Schwamm
Coral Springs, FL Securities Law Lawyer
(954) 755-4799 11780 W Sample Rd
Coral Springs, FL 33065
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
David Alan Carter
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David Alan Carter
Boca Raton, FL Securities Law Lawyer with 43 years of experience
(561) 750-6999 1900 Glades Road
Suite 401
Boca Raton, FL 33431
Securities, Bankruptcy, Business and Stockbroker Fraud
Drake University Law School
David A. Carter is a member of the Florida and Iowa Bar Associations. He has been practicing law since 1982 and in the Boca Raton, Florida area since 1990. He graduated from the University of South Florida with a degree in finance. He obtained his law degree from Drake University in Des Moines, Iowa in 1982. For seven years following graduation from law school, Mr. Carter practiced law with the Des Moines law firm of Neiman, Neiman, Stone & Spellman, P.C. where he specialized in bankruptcy law. Most of Mr. Carter’s clients are individuals or businesses in financial distress. He represents retirees...
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