Middletown Securities Lawyers

Howard M. Rosenfield
Claimed Lawyer ProfileSocial MediaResponsive Law
Howard M. Rosenfield
Farmington, CT Securities Law Lawyer with 44 years of experience
(800) 637-3243 10 Waterside Dr
#303
Farmington, CT 06032
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
University of the Pacific, McGeorge School of Law and California Western School of Law
I have been respresenting investors for more than 30 years in Court, Arbitration, and through alternative dispute resolution fora. I have offices in Connecticut and Florida, and pride myself in having user friendly fees, and being prudent about the virtues of jurisprudence!
Joshua Bradford Kons
Claimed Lawyer Profile
Joshua Bradford Kons
Hartford, CT Securities Law Attorney with 18 years of experience
(860) 920-5181 100 Pearl Street
14th Floor
Hartford, CT 06103
Free ConsultationCollections
Pepperdine Univ School of Law
Joshua B. Kons is a business and financial services attorney with over 17 years of experience. He has built a practice around representing business clients in both litigation and transactional matters, including consumer and commercial collections. In addition, he maintains a nationwide practice focusing on representing individual investors and financial advisors nationwide in FINRA arbitration and securities litigation. Before attending law school, Mr. Kons worked as an equities trader for a large national bank. After receiving his law degree, he worked as an in-house attorney for a multinational, Fortune 500 corporation where he was responsible for corporate and commercial transactional matters,...
Kenneth Lerman
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Kenneth Lerman
Hartford, CT Securities Law Attorney with 37 years of experience
(860) 724-7000 100 Pearl Street
4th floor
Hartford, CT 06103
Securities, Business and Real Estate
Emory University School of Law
Andrew O'Toole
Claimed Lawyer Profile
Andrew O'Toole
Hartford, CT Securities Law Lawyer with 26 years of experience
(860) 519-5805 280 Trumbull Street, 15th Floor
Hartford, CT 06103
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Harvard University
Daniel Gottfried
Claimed Lawyer Profile
Daniel Gottfried
Hartford, CT Securities Law Attorney
(860) 256-6335 185 Asylum Street, 22nd Floor
Hartford, CT 06103
Securities, Business and Tax
University of Connecticut School of Law
John A Brunjes
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John A Brunjes
Hartford, CT Securities Law Attorney with 35 years of experience
(860) 256-8539 Goodwin Square, Suite 2600
225 Asylum Street
Hartford, CT 06103
Securities
Cornell Law School
I handle a wide variety of transactional corporate and securities law matters for institutional and individual investors, investment funds and their managers, as well as for public and private operating companies. My practice focuses on hedge fund, private equity, venture capital fund formation and operational issues, and illiquid investment transactions, with particular emphasis on advising private domestic and offshore capital pools and their stakeholders. I also advise investment advisers, fund managers, and operating companies on state, federal, and international compliance and enforcement considerations. My investor clients include individuals on the Fortune 400, family offices, ERISA-regulated investors, funds of funds, and...
John Alexander Bates
Claimed Lawyer ProfileQ&ASocial Media
John Alexander Bates
Bridgeport, CT Securities Law Attorney with 20 years of experience
(475) 999-2701 1000 Lafayette Blvd.
Suite 1100
Bridgeport, CT 06604
Securities, Employment and Immigration
Seattle University School of Law
J. Alexander Bates is the founder and managing partner of The Bates Law Firm. His practice involves representing clients in immigration law matters. He is currently licensed in New York.

At the Bates Law Firm we are dedicated to helping you achieve your goals. Please call us a +1 (203) 252-7374 or visit our web site: http://www.bateslegal.com.
Karen P. Wackerman
Claimed Lawyer ProfileSocial Media
Karen P. Wackerman
BRIDGEPORT, CT Securities Law Attorney with 37 years of experience
(203) 330-2278 850 Main Street
P.O. Box 7006
BRIDGEPORT, CT 06601-7006
Securities, Business, Employment and Health Care
Brooklyn Law School
I work with companies, nonprofits, healthcare entities, and individuals to help them with their business and regulatory needs. I form companies, prepare owner agreements, create form agreements for clients to use in their businesses, draft and review contracts with vendors, employers and customers, and provide general legal counselling. I also provide transactional legal services for commercial loans, mergers and acquisitions, and other transactions. Working with business owners is a real pleasure for me; I enjoy being part of the team that helps these companies succeed. I also help investment advisers with compliance, formation and general business law issues.
Andrew Cote
Claimed Lawyer Profile
Andrew Cote
Avon, CT Securities Law Lawyer with 44 years of experience
(860) 290-4721 302 West Main St
Suite 201
Avon, CT 06001
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
University of Connecticut School of Law
WE REPRESENT CLIENTS IN THE FIELDS OF INVESTMENT FRAUD AND BUSINESS LAW. OVER THE PAST 25 YEARS, WE HAVE RECOVERED MILLIONS OF DOLLARS FOR OUR CLIENTS THROUGHOUT THE NORTHEAST. Andrew C. Cote, LLC is a boutique law firm representing individuals, families, securities professionals and businesses in securities fraud and business law. Andrew Cote's experience may be unique combining eighteen years as a securities, corporate and business attorney with a further nine years as a Registered Investment Adviser and Senior Executive in a brokerage firm. He has an invaluable insider knowledge of the securities industry - experience not offered...
Thomas Wyckoff
Claimed Lawyer Profile
Thomas Wyckoff
Greenwich, CT Securities Law Attorney with 32 years of experience
(203) 293-4278 500 West Putnam Avenue
Greenwich, CT 06830
Free ConsultationSecurities and Business
Albany Law School
• Pragmatic interpretation, drafting, negotiation, clarification and explanation to management, execution, & closing of all contractual matters. • Negotiation and design of employment agreements, stock option, stock appreciation rights, & termination settlement arrangements. • Initiation, monitoring & management of long-term sourcing arrangements in multiple supply-chain and vendor environments (China, England, Mexico & Canada). • Entity formations & structures inclusive of tax & corporate governance in accordance with constituent objectives. • Analysis, creation & drafting of covenant structures in high-yield debt & commercial loan agreements. • Leveraged buyouts utilizing equity, high yield/bank debt sourced publicly/privately. • Exhaustive familiarity with 33/34 Act, Reg. A & “mini-IPO” provisions. • Drafting,...
Todd Jordan Peterson
Claimed Lawyer Profile
Todd Jordan Peterson
Old Greenwich, CT Securities Law Lawyer with 33 years of experience
(917) 842-3971 PO Box 48
Old Greenwich, CT 06870
Securities, Business and International
Columbia Law School and Columbia University School of Law
Securities Attorneys in Nearby CitiesSecurities Attorneys in Nearby Counties

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