Treasure Island Stockbroker & Investment Fraud Lawyers

Kevin G. Brick
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Kevin G. Brick
St. Peterburg, FL Stockbroker & Investment Fraud Lawyer with 19 years of experience
(813) 816-1816 5150 Central Avenue
St. Peterburg, FL 33702
Free ConsultationStockbroker Fraud, Business and Collections
Florida State University College of Law
I am the managing attorney of Brick Business Law, P.A. My firm focuses primarily on litigating and resolving business disputes in and around the Tampa Bay Area. Our clients include business organizations of various sizes and in various industries such as manufacturing, services, technology, medical, food, real estate and others. I am an AV-rated attorney with significant trial and courtroom experience (over 100 trials). I have been honored by SuperLawyers as both a Rising Star and Super Lawyer since 2015, and among the Best Business Lawyers in Tampa and St. Petersburg by Expertise.com. I have...
Robert Hambrick
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Robert Hambrick
Clearwater, FL Stockbroker & Investment Fraud Attorney with 40 years of experience
(727) 365-5555 13575 58th St. N. #108
Clearwater, FL 33760
Free ConsultationStockbroker Fraud, Appeals, Criminal Defense and DUI & DWI
Emory University School of Law
Robert Hambrick is an excellent Criminal Law Attorney who has one field of practice - Criminal Law - with one goal, to protect the best interests of his client. Robert Hambrick is a recognized criminal law leader, an expert Strategist, Tactician & Trial Lawyer with a well deserved reputation as an aggressive attorney. With the insight gained from having tried hundreds of Federal & State Casees and from having been a Lead Trial Attorney while a prosecutor with the State Attorney's Office in Pinellas County, Florida, Robert Hambrick possesses a negotiating advantage to obtain favorable plea arrangements and will do...
Joel Ewusiak
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Joel Ewusiak
Tampa, FL Stockbroker & Investment Fraud Attorney with 23 years of experience
(727) 286-3559 6601 Memorial Highway
Suite 311
Tampa, FL 33615
Stockbroker Fraud, Arbitration & Mediation, Business and Securities
Stetson University College of Law
Joel has handled a wide range of legal matters for both plaintiffs and defendants since he began practicing law in 2001. Joel focuses his law practice in two main areas: securities and investment arbitration and litigation, and commercial litigation. In the securities and investment area, Joel represents investors, agents, brokers and broker-dealers in customer and industry disputes involving suitability, breach of fiduciary duty, misrepresentation, and negligent supervision. In the area of commercial litigation, Joel represents clients in state and federal court disputes involving breach of contract, life insurance, and negligence. For more information, please visit www.ewusiaklaw.com.
Robert K. Savage
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Robert K. Savage
Tampa, FL Stockbroker & Investment Fraud Attorney with 30 years of experience
(813) 200-0013 400 N Tampa St. #2820
Tampa, FL 33602
Stockbroker Fraud, Business and Insurance Defense
University of Florida Levin College of Law
Robert "Bert" Savage is a New Jersey native who has been living in Florida since college. He earned his law degree and master of business administration from the University of Florida and has been a member of the Florida Bar since January 1994. Mr. Savage has significant experience in all manner of investor stock and investment losses. He is licensed to practice in all Florida state courts and the Federal District Courts for the Middle District and the Southern District of Florida Since graduating from the University of Florida with his undergraduate, master of business administration and law degrees, Mr....
Alfred Villoch III
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Alfred Villoch III
Tampa, FL Stockbroker & Investment Fraud Attorney with 21 years of experience
(813) 200-0013 400 N Tampa St
#2820
Tampa, FL 33602
Free ConsultationStockbroker Fraud
Pennsylvania State University - Dickinson School of Law
Alfred Villoch, III, is a Tampa native and founding member of Savage Villoch Law, PLLC. He graduated with his bachelor’s degree from the University of South Florida in 1998 and his law degree from Penn State University in 2002. At Penn State, Alfred was the Editor-in-Chief of the Penn State International Law Review and received the Paul L. Stevens Memorial Scholarship.
Bradford Michael Gucciardo
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Bradford Michael Gucciardo
Bradenton, FL Stockbroker & Investment Fraud Lawyer with 25 years of experience
(844) 846-6075 1904 Manatee Ave W
#300
Bradenton, FL 34205
Free ConsultationStockbroker Fraud and Securities
St. John's University School of Law
Bradford M. Gucciardo is an experienced attorney whose work is devoted almost exclusively to the representation of stock market investors who have been victims of stockbroker and brokerage firm misconduct. Specifically, Mr. Gucciardo helps brokerage firm customers recover stock market losses, most often of retirement savings, that they sustained as the result of mishandling of their brokerage accounts. After he earned a Bachelor of Arts degree in the study of English literature, creative writing and criminology from the University of South Florida, Mr. Gucciardo, a native New Yorker, returned to New York to attend St. John’s University School of...
Andrew A. Yerrakadu
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Andrew A. Yerrakadu
Tampa, FL Stockbroker & Investment Fraud Lawyer with 31 years of experience
(813) 200-0013 400 N Tampa St
#2820
Tampa, FL 33602
Free ConsultationStockbroker Fraud, Business and Insurance Defense
Spiro Tilemachos Komninos
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Spiro Tilemachos Komninos
Tampa, FL Stockbroker & Investment Fraud Attorney with 24 years of experience
(813) 251-3444 4124 West Linebaugh Avenue
Tampa, FL 33624
Stockbroker Fraud, Arbitration & Mediation, Business and Employment
South Texas College of Law
At Komninos Law Firm, PA, we measure our success by the value we create for our clients. We are focused on achieving positive results and providing outstanding client service to each and every client. Our law firm has successfully represented clients facing complex legal issues. Our law firm is more than up for the challenge of taking on all types of litigation and transactional matters. With main offices in Tampa we represent clients across Florida. We are proud to represent a diverse clientele. Many of our clients are small-business owners, such as commercial builders, restaurant and service station owners,...
Travis J. Mehler
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Travis J. Mehler
Tampa, FL Stockbroker & Investment Fraud Lawyer
(813) 200-0013 400 N Tampa St
#2820
Tampa, FL 33602
Stockbroker Fraud, Business and Insurance Defense
Stetson University College of Law and Saint Louis University School of Law
Walter Andrew Clayton Jr
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Walter Andrew Clayton Jr
Sarasota, FL Stockbroker & Investment Fraud Lawyer with 37 years of experience
(941) 366-8100 2033 Main Street
Suite 600
Sarasota, FL 34237
Stockbroker Fraud and Arbitration & Mediation
Seton Hall University School of Law
Mr. Clayton has been practicing law since 1987 and is admitted to practice in Florida, New Jersey and New York. He attended Washington & Lee University and received his undergraduate and law degrees from Seton Hall University. He founded The Clayton Law Firm, P.A. in 1996 after practicing with highly regarded law firms prior to that time. After 20 years of having his own law firm, Mr. Clayton became a shareholder in Icard Merrill in 2016.

Mr. Clayton has been “AV” rated by Martindale Hubbell since 1998 and has been designated as a Florida Super Lawyer from 2012 to...
Brice Alan Van Elswyk
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Brice Alan Van Elswyk
Nokomis, FL Stockbroker & Investment Fraud Lawyer with 7 years of experience
(941) 779-6619 P.O. Box 471
Nokomis, FL 34275
Stockbroker Fraud, Criminal Defense, DUI & DWI and Domestic Violence
Brice Van Elswyk started his professional career as an investment banker in 1998. Over the next 14 years, Brice worked for several international investment banks eventually specializing in structured products with complex tax, accounting and regulatory capital constraints. Working closely with the top international law firms in the world as an investment banker inspired Brice to leave wall street behind and go to law school. Brice spent the next seven years at the State Attorney’s Office for the Twelfth Judicial Circuit of Florida. While at the State Attorney’s Office, Brice prosecuted crimes ranging from misdemeanors such as DUI’s and domestic batteries, all...
Michael Roman Lentini
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Michael Roman Lentini
Tampa, FL Stockbroker & Investment Fraud Lawyer with 19 years of experience
(813) 877-8948 115 North MacDill Ave.
Tampa, FL 33609
Stockbroker Fraud, Criminal Defense, DUI & DWI and White Collar Crime
Richard Nick Kelley
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Richard Nick Kelley
Kissimmee, FL Stockbroker & Investment Fraud Attorney with 42 years of experience
(407) 847-6259 206 South Beaumont Avenue
Kissimmee, FL 34741
Free ConsultationStockbroker Fraud, Criminal Defense, DUI & DWI and White Collar Crime
Cumberland School of Law, Samford University and Florida State University College of Law
Experience: • More than 30 years experience • Former Prosceutor for Orange and Osceola County • Handled Capitol Cases involving the Death Penalty • Handled Thousands of Criminal Cases • Handled Thousands of DUI and Traffic Cases Licensed To Practice: • United States Supreme Court • United States District Court Middle District Florida • All Florida State Courts
Robert W. Pearce
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Robert W. Pearce
Boca Raton, FL Stockbroker & Investment Fraud Attorney with 44 years of experience
(800) 732-2889 1499 W Palmetto Park Rd #400
Boca Raton, FL 33486
Free ConsultationStockbroker Fraud, Arbitration & Mediation and Securities
Maurice A. Deane School of Law at Hofstra University
By hiring Robert w. Pearce, you will have the benefit of 43 years experience gained in complex securities, commodities and investment fraud disputes on both sides of the table. He is one of the most experienced Financial Industry Regulatory Authority (FINRA) arbitration attorneys winning his first investor case in 1983 after working 3 years with the SEC in NYC and moving to Florida. He has earned a peer rating of AV Preeminent continuously since 1996 through the Martindale-Hubbell peer review rating process, the highest available rating through that program. Mr. Pearce has been one of Thomson Reuters Florida Super...
Craig D. Stein
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Craig D. Stein
Palm Beach, FL Stockbroker & Investment Fraud Attorney
(561) 659-8802 205 Worth Avenue
Suite 203
Palm Beach, FL 33480
Free ConsultationStockbroker Fraud, Arbitration & Mediation and Securities
Nova Southeastern University
Craig Stein has been practicing law for 15 years. He has handled over 850 employment and consumer related securities matters and also represented over 400 brokers who transferred billions of dollars in assets under management from one brokerage firm to another. Mr. Stein is the Chair of the Palm Beach County Bar Association Securities Law Committee.
Scott Monroe
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Scott Monroe
Jacksonville, FL Stockbroker & Investment Fraud Attorney with 14 years of experience
(904) 507-6194 1819 Goodwin Street
Jacksonville, FL 32204
Free ConsultationStockbroker Fraud, Criminal Defense, DUI & DWI and White Collar Crime
Florida Coastal School of Law and Auburn University
D. Scott Monroe, Esq. is an award-winning criminal defense attorney and the recipient of the prestigious Elite Advocate Award for the last two years given by the American Academy of Legal Advocates. He is the former founder of the distinguished Law Firm of Monroe & King, P.A. (formerly Scott Monroe Law, P.A.), which has received the coveted Top 10 Best Criminal Defense Law Firms in Florida Award by the American Institute of Criminal Law Attorneys six years in a row for 2017-2023. in 2023, Mr. Monroe opened his new firm, Monroe Law, P.A. In his career as a criminal defense...
Mark J. Astarita
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Mark J. Astarita
Boca Raton, FL Stockbroker & Investment Fraud Attorney with 42 years of experience
3010 North Military Trail
Boca Raton, FL 33431
Free ConsultationStockbroker Fraud, Arbitration & Mediation, Business and Securities
New York Law School
My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...
Sara Hanley
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Sara Hanley
Naples, FL Stockbroker & Investment Fraud Lawyer with 17 years of experience
(239) 649-0050 3200 Tamiami Trail N #200
Naples, FL 34103
Free ConsultationStockbroker Fraud and Securities
Nova Southeastern University
Attorney Hanley has focused her practice on representing investors nationwide who have lost their savings and retirement funds as a result of their brokerage accounts being mishandled. Attorney Hanley represents investors in claims against their brokers, broker dealers, investment advisors, financial advisors, and insurance companies. Attorney Hanley is experienced in providing representation for investors who have been the victims of financial fraud, negligence and unsuitable investments. Attorney Hanley has experience in prosecuting claims against the major Wall Street brokerage firms.

Attorney Hanley has extensive experience in the areas of securities litigation and arbitration, including securities class actions, numerous arbitrations...
Ryon Michael McCabe
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Ryon Michael McCabe
West Palm Beach, FL Stockbroker & Investment Fraud Attorney
(877) 915-4040 1601 Forum Pl
#505
West Palm Beach, FL 33401
Stockbroker Fraud, Business, Consumer and Securities
Florida State University College of Law
Scott L. Silver
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Scott L. Silver
Coral Springs, FL Stockbroker & Investment Fraud Attorney with 28 years of experience
(954) 755-4799 11780 W Sample Rd
Coral Springs, FL 33065
Free ConsultationStockbroker Fraud, Arbitration & Mediation and Securities
University of Miami School of Law
Scott Silver has spent his entire legal career practicing securities and financial services law. Scott focuses his law practice on securities arbitration and litigation and plaintiff-side class action litigation, representing individual investors and institutions in claims against brokerage firms, investment advisors, commodities firms, hedge funds and others. Scott also routinely serves as counsel to receivers and trustees in matters relating to the recovery of investor losses in Ponzi schemes. Scott has extensive experience in arbitration before the Financial Industry Regulatory Authority (FINRA), the National Futures Association (NFA), and the American Arbitration Association (AAA). He has recovered millions of...
Brenda Hamilton
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Brenda Hamilton
Boca Raton, FL Stockbroker & Investment Fraud Attorney with 30 years of experience
(561) 416-8956 200 E. Palmetto Park Rd
Suite 103
Boca Raton, FL 33432
Free ConsultationStockbroker Fraud, Business, Securities and White Collar Crime
University of Arkansas - Fayetteville
Founder and Partner of Hamilton & Associates Law Group, P.A., an international corporate finance, securities, business and transactional law firm with offices in Boca Raton, Florida, 1998-Present. The firm represents issuers on the NASDAQ Stock Exchange (NASDAQ), NYSE Stock Exchange (NYSE) and OTC Markets in securities and corporate finance matters. Notable Experience & Engagements: • Initial Public Offerings (IPOs) and Direct Public Offerings (DPOs) • Listing of Issuers on NASDAQ and NYSE • Securities law disclosures and compliance for issuers on NASDAQ, NYSE and OTC Markets • Outside general counsel for domestic and international issuers • Securities offerings and/or going public transactions ranging from less than $1,000,000 to more than $300,000,000...
Jeffrey Erez
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Jeffrey Erez
Miami, FL Stockbroker & Investment Fraud Attorney with 27 years of experience
(305) 728-3320 1 SE 3rd Ave #1670
Miami, FL 33131
Stockbroker Fraud, Arbitration & Mediation, Business and Securities
University of Miami School of Law
As founder of Erez Law, PLLC, Jeffrey Erez dedicates himself to protecting investors from dishonest brokers. He now focuses exclusively on securities arbitration and litigation. After graduating cum laude from McGill University, Mr. Erez earned his law degree cum laude from The University of Miami Law School in 1996. Throughout his career, he has obtained over $100 million in recoveries for clients in thousands of FINRA arbitrations and other securities cases. In the press, Mr. Erez is often quoted in securities-related articles. If you're an investor with any legal matter regarding securities, Mr. Erez is committed to passionately seeking justice...
Lars Kristian Soreide
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Lars Kristian Soreide
Pompano Beach, FL Stockbroker & Investment Fraud Lawyer
(888) 760-6552 2335 E. Atlantic Blvd.
Suite 405
Pompano Beach, FL 33062
Free ConsultationStockbroker Fraud and Securities
St. Thomas University School of Law
Soreide Law Group, is a securities arbitration firm that represents defrauded investors nationwide before the financial industry regulatory authority also known as FINRA. Our lawyers help victims recover financial losses due to stock brokers misconduct. Soreide Law Group has no charge for any consultation, and accepts cases on a contingency fee which means we only get paid if successful. Soreide Law Group also advances all the costs of the litigation which means you will never have to write a check to pursue your claim. Our securities law firm has recovered millions of dollars of investment losses due to stock broker...
Jason Ari Smith
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Jason Ari Smith
Fort Lauderdale, FL Stockbroker & Investment Fraud Attorney with 17 years of experience
(954) 406-9900 2475 Primrose Place
Fort Lauderdale, FL 33309
Free ConsultationStockbroker Fraud, Business, Employment and Real Estate
University of Miami School of Law
Jason focuses his practice on complex civil litigation involving business and real estate matters. In his business litigation practice, Jason has experience representing clients in matters involving the rights and obligations of shareholders, officers and directors, LLC members and managers, business partners, and other business stakeholders, the enforceability of restrictive covenants such as non-compete and confidentiality agreements, the collection of commercial debts, the application of state and federal laws governing consumer protection, unfair competition, trade secrets, copyrights, racketeering activity, and securities fraud, and a wide variety of other contract and business tort disputes.

In his real estate litigation practice, Jason...
Robert Howard Rex
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Robert Howard Rex
Boca Raton, FL Stockbroker & Investment Fraud Attorney with 47 years of experience
(877) 224-3199 4800 N Federal Hwy.
E100
Boca Raton, FL 33431
Free ConsultationStockbroker Fraud, Arbitration & Mediation and Securities
University of Florida
Rex Securities Law- Robert H. Rex is a national securities lawyer with offices in Austin, Texas and Boca Raton, Florida. If you have questions about how to recover investment losses due to the fraud or negligence of a stock broker or stock brokerage firm, call for a no charge consultation.
Jason S. Haselkorn
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Jason S. Haselkorn
Palm Beach, FL Stockbroker & Investment Fraud Lawyer with 30 years of experience
(561) 585-0000 359 S County Rd
Palm Beach, FL 33480
Free ConsultationStockbroker Fraud, Arbitration & Mediation and Securities
New York Law School
Securities arbitration and investment litigation focusing on damage and loss recovery for retail and institutional clients that have disputes with their financial advisors or firms involving stocks, bonds, limited partnerships, mutual funds, and other investment vehicles throughout the United States.
Matthew N. Thibaut
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Matthew N. Thibaut
Palm Beach, FL Stockbroker & Investment Fraud Lawyer with 23 years of experience
(561) 585-0000 359 S County Rd
Palm Beach, FL 33480
Free ConsultationStockbroker Fraud, Arbitration & Mediation and Securities
Nova Southeastern University
My securities practice primarily focuses on maximizing an individual investor's recovery related to disputes involving stocks, bonds, mutual funds, hedge funds, private placements and structured products throughout the state of Florida, as well as the United States.
Adam T. Rabin
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Adam T. Rabin
West Palm Beach, FL Stockbroker & Investment Fraud Attorney
(877) 915-4040 1601 Forum Pl
#505
West Palm Beach, FL 33401
Stockbroker Fraud, Arbitration & Mediation, Consumer and Securities
University of Miami School of Law
Melvin Bowen Wright
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Melvin Bowen Wright
Orlando, FL Stockbroker & Investment Fraud Attorney with 39 years of experience
(407) 712-7308 801 N Orange Ave
Suite 830
Orlando, FL 32801
Free ConsultationStockbroker Fraud, Medical Malpractice, Nursing Home and Personal Injury
Mercer University Walter F. George School of Law
Board certified in civil trial law by the National Board of Trial Advocacy and the Florida Bar. Less than 1% of Florida lawyers are board certified in civil trial law. Practicing with an emphasis in wrongful death, personal injury, and insurance disputes since 1985 in Florida and Georgia. Fellow of International Society of Barristers, Life Fellow of American Board of Trial Advocates, Member - Super Lawyer, Member - Best Lawyers In America, and AV Rated Preeminent by Martindale Hubbell Law Directory.
Mark Elias Nejame
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Mark Elias Nejame
Orlando, FL Stockbroker & Investment Fraud Attorney with 44 years of experience
(407) 500-0000 189 South Orange Ave
Suite 1800
Orlando, FL 32801
Stockbroker Fraud, Criminal Defense, DUI & DWI and White Collar Crime
University of Florida
Mark NeJame received both his Bachelor's Degree and his Juris Doctorate from the University of Florida. He graduated from UF’s, College of Law, in 1980. He is based primarily in Central Florida with his main office in Orlando. His firm has other satellite offices in Central Florida. He has routinely handled both state and federal cases and clients throughout Florida, having practiced in numerous counties throughout the state as well as in all of Florida’s federal district courts; the Middle, Northern and Southern U.S. Districts. In addition to Florida, he has represented clients and handled cases in numerous other states...
Jon Andrew Jacobson
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Jon Andrew Jacobson
Vero Beach, FL Stockbroker & Investment Fraud Attorney with 26 years of experience
601 21st St.
Suite 300
Vero Beach, FL 32960
Free ConsultationStockbroker Fraud, Consumer, Securities and White Collar Crime
Duke University School of Law
Jon has spent his entire legal career practicing securities. He handled over 1,000 securities matters and has successfully represented some of the most demanding clients in multi-million-dollar disputes throughout Florida and United States. He has represented individual and corporate clients in civil actions in state and federal court (at the trial and appellate level); in regulatory investigations; in arbitrations; and in private mediations.

Jon has handled a wide range of matters, including: (i) stockbroker misconduct and investment fraud disputes (including claims involving unsuitability, churning, unauthorized trading, failure to execute trades, failure to hedge, selling away, theft, research analyst conflicts of...
James D. Sallah
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James D. Sallah
Boca Raton, FL Stockbroker & Investment Fraud Attorney with 28 years of experience
(561) 989-9080 3010 N Military Trl
#210
Boca Raton, FL 33431
Free ConsultationStockbroker Fraud, Arbitration & Mediation, Business and Securities
University of Miami
Mr. Sallah is an AV Preeminent® rated attorney who concentrates on securities and commodity futures regulation and enforcement, broker-dealer compliance and defense, receivership litigation, securities arbitration, and business litigation.

Since leaving the Securities and Exchange Commission in 2004, Mr. Sallah has represented national and regional brokerage firms, as well as publicly traded companies and individuals, in a variety of matters, including SEC, FINRA, stock exchange, and state regulatory investigations, congressional investigations, internal investigations, federal and state lawsuits, administrative actions, and arbitrations. He has successfully handled matters through trial, arbitration, and regulatory enforcement proceedings. Mr. Sallah has also represented individuals in Congressional...
Jeffrey L. Cox
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Jeffrey L. Cox
Boca Raton, FL Stockbroker & Investment Fraud Lawyer with 25 years of experience
(561) 989-9080 3010 N Military Trl
#210
Boca Raton, FL 33431
Free ConsultationStockbroker Fraud, Arbitration & Mediation, Securities and White Collar Crime
Shepard Broad Law Center, Nova Southeastern University
Mr. Cox is a Founding Partner at Sallah Astarita Cox LLC. With over 20 years of experience, he provides skilled and knowledgeable counsel to clients with a broad array of legal needs. His practice is concentrated on Arbitration & Mediation, Business Law, Securities Law, Stockbroker & Investment Fraud, and White Collar Crime matters. Mr. Cox is committed to providing outstanding service and aggressive representation for his clients.

In 1995, Mr. Cox received a B.S. in Political Science from Furman University. He earned a J.D. from Nova Southeastern University—Shepard Broad Law Center in 1999. Following law school, Mr. Cox served as...
Lawrence Lee Klayman
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Lawrence Lee Klayman
Boca Raton, FL Stockbroker & Investment Fraud Lawyer with 30 years of experience
(888) 997-9956 1200 N Federal Hwy
200
Boca Raton, FL 33432
Free ConsultationStockbroker Fraud and Securities
Shepard Broad Law Center, Nova Southeastern University
Lawrence L. Klayman, a Brooklyn native, is the founding partner of KlaymanToskes, P.A. His practice is exclusively limited to securities arbitration and litigation. Lawrence is a former licensed financial advisor who has spent decades applying what he has learned from working inside the securities industry to fight for the rights of injured investors. Lawrence understands what motivates financial advisors, he understands the complex products they sell, and he understands the imperfect compliance requirements set in place for the protection of investors. While attending Nova Southeastern University- Shepherd Broad Law Center, Lawrence received firsthand experience at the National Association of Securities Dealers...
Darren C. Blum
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Darren C. Blum
Fort Lauderdale, FL Stockbroker & Investment Fraud Attorney with 28 years of experience
(877) 786-2552 110 E Broward Blvd
#1700
Fort Lauderdale, FL 33301
Free ConsultationStockbroker Fraud, Arbitration & Mediation and Securities
Shepard Broad Law Center, Nova Southeastern University
Mr. Blum spent many years in the financial services industry as a licensed stock and commodity broker trading for institutions and private individuals prior to becoming an attorney. He worked in the "pits" of the Commodity Exchange in the World Trade Center in New York. Mr. Blum then combined his extensive experience and knowledge of the securities industry with a law degree and joined one of the largest and most prestigious law firms in the world, with sixteen offices and over five hundred attorneys. Mr. Blum learned the inner workings of the arbitration process during his tenure at NASD Dispute Resolution,...
David R. Chase
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David R. Chase
Fort Lauderdale, FL Stockbroker & Investment Fraud Lawyer with 32 years of experience
(954) 920-7779 1700 E Las Olas Blvd
#305
Fort Lauderdale, FL 33301
Free ConsultationStockbroker Fraud, Arbitration & Mediation and Securities
University of Miami School of Law
David R. Chase, a securities lawyer, has an extensive background in SEC and FINRA securities regulatory defense, as well as the representation of defrauded stock market investors in cases to recover their investment losses.

Mr. Chase began his legal career at Greenberg Traurig, an international law firm in Miami, where he represented securities and financial firms in securities cases and SEC and FINRA investigations.

Thereafter, he accepted a position as Staff Counsel in the Enforcement Division of the U.S. Securities and Exchange Commission, where he worked for almost four years, ultimately obtaining the title of Senior Counsel. For part of that time,...
Ronald Joseph Manto
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Ronald Joseph Manto
Miami, FL Stockbroker & Investment Fraud Lawyer with 30 years of experience
(305) 742-0696 888 Biscayne Blvd.
Suite 505
Miami, FL 33132
Free ConsultationStockbroker Fraud, Appeals, Criminal Defense and White Collar Crime
Widener University Delaware School of Law
Attorney Ronald J. Manto provides legal representation to his clients in Miami-Dade County and throughout the State of Florida. As a criminal defense trial lawyer with more than 20 years experience, Ronald J. Manto has successfully defended people charged with serious criminal offenses in both State and Federal Courts. If you are charged with a crime, you owe it to yourself and your loved ones to seek and experienced criminal defense lawyer.
Nicholas J Guiliano
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Nicholas J Guiliano
Aventura, FL Stockbroker & Investment Fraud Lawyer with 29 years of experience
(877) 732-2889 2750 NE 185th Street, Suite 302
Aventura, FL 33180
Free ConsultationStockbroker Fraud, Arbitration & Mediation and Securities
Temple University Beasley School of Law
We have a national practice and exclusively represent investors in claims against brokerage firms for securities fraud, the sale of unsuitable investments, defective financial products, breach of fiduciary duty, and the failure to supervise. FINRA Securities Arbitrations. We handle all cases on a contingency fee basis meaning that there is no cost or obligation, unless we are able to make a recovery for you, and there is never any charge for a free consultation. Contact Us.
Howard M. Rosenfield
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Howard M. Rosenfield
Boca Raton, FL Stockbroker & Investment Fraud Lawyer with 44 years of experience
(800) 637-3243 2255 Glades Rd
#324A
Boca Raton, FL 33431
Free ConsultationStockbroker Fraud, Arbitration & Mediation and Securities
University of the Pacific, McGeorge School of Law and California Western School of Law
I have been respresenting investors for more than 30 years in Court, Arbitration, and through alternative dispute resolution fora. I have offices in Connecticut and Florida, and pride myself in having user friendly fees, and being prudent about the virtues of jurisprudence!
Joshua A. Katz
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Joshua A. Katz
Boca Raton, FL Stockbroker & Investment Fraud Attorney with 20 years of experience
(561) 989-9080 3010 N Military Trl
#210
Boca Raton, FL 33431
Free ConsultationStockbroker Fraud, Arbitration & Mediation, Securities and White Collar Crime
University of Miami School of Law
Joshua A. Katz practices in the areas of Securities Arbitration and Litigation, Complex Commercial Litigation, Securities Regulation and Enforcement, Receivership Litigation, and Broker-Dealer Compliance and Defense.

Since 2004, Mr. Katz has focused his practice in the area of broker-dealer arbitration before FINRA, or the Financial Industry Regulatory Authority, formerly known as the NASD or National Association of Securities Dealers. Mr. Katz has extensive experience representing public investors, brokers, and broker-dealers in arbitrations.

Prior to joining Sallah Astarita & Cox, Mr. Katz was an associate for the law firm of Klein & Sallah, LLC. He has advised and represented brokerage firms in proceedings...
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