Shafter Stockbroker & Investment Fraud Lawyers

For over a decade, I have been litigating complex, multi-district, and multi-party lawsuits. I recovered over two hundred million dollars in value for clients and literally changed the law to help protect them.

Because I am routinely involved in “bet the company” litigation, I face (teams of) the best attorneys in America. This forces me to compete at the highest levels and hone my craft. My competence in the most complex litigation makes victory in ordinary disputes easier. Your opponents play checkers while we play chess.

After considerable professional success, in 2016 I decided to take a sabbatical from the practice...

We have a national practice and exclusively represent investors in claims against brokerage firms for securities fraud, the sale of unsuitable investments, defective financial products, breach of fiduciary duty, and the failure to supervise. FINRA Securities Arbitrations. We handle all cases on a contingency fee basis meaning that there is no cost or obligation, unless we are able to make a recovery for you, and there is never any charge for a free consultation. Contact Us.

Mr. Thomas graduated from the University of Florida in 1984 and received his Juris Doctorate from the University of Florida College of Law in December 1987. He became a member of the California Bar in 1988. With over 1,500 cases and 26 years of experience in every type of investment case Mr. Thomas has a proven track record of success. As an advocate for investors Mr. Thomas utilizes his extensive experience and knowledge of the securities and commodities markets as a former licensed Series 7 stockbroker and Series 3 commodities broker with Shearson Lehman Brothers. His professional memberships include the...

Our services are unique in that Mr. Bakman is able to offer clients exceptional representation at both the federal and state levels. His many successes stem directly from his ability to look at criminal cases as a prosecutor thereby capitalizing as a defense attorney on the deficiencies and weaknesses of the prosecution case. His jury trial experience sets Mr. Bakman apart from other defense attorneys in the field. Mr. Bakman offers representation for all criminal matters beginning with bail and bond determinations and intensive pre-trial investigation and preparation. This includes the use of top flight former police and...

Gordon Young is a 25-year litigator, specializing in financial, trust and securities litigation. Gordon tries and arbitrates cases for trustees, beneficiaries, financial professionals, investment advisors, stock brokers, Wall Street banks, and broker-dealers. These cases include civil, probate and regulatory claims based on breach of fiduciary duty, breach of trust, fraud, suitability, mismanagement of mutual funds and managed accounts, the prudent investor rule, as well as employee promissory notes, up-front loans, raiding, trade secret, unfair competition and related employment claims. Gordon has successfully assisted numerous investment professionals with FINRA related expungement actions. Gordon has been recognized eleven times...

Attorney Michael S. Berg has 35 years of criminal law experience. Michael has an AV rating from Martindale-Hubbell, the highest rating possible for Ethical Standards and Legal Ability. He has also been honored by Super Lawyers Magazine and Best Lawyers in America. You will not find a more experienced, ethical or hard working attorney to defend you. His defense record includes numerous high-profile cases, not only in San Diego, but throughout the United States and abroad. Michael has his own practice in San Diego and is well prepared to handle even the most complex criminal law matters. He has...

Mr. Kerekes is an experienced real estate and business attorney with over 30 years of experience. He began his career as assistant general counsel for a real estate development company and related brokerage company, negotiating and drafting construction agreements, financing agreements, and the purchase and sale of real property, as well as defending on construction claims. He also structured and organized entities to hold title and helped obtain financing. Thereafter, he went into private practice. He is also a veteran trial attorney who has also prosecuted and defended major cases involving construction defects, breach of contract, partnership disputes and...

Practicing as a criminal trial attorney since 1987. Handles all serious and violent feloney cases. Has lengthy experience with special circumstance homicides, Three Strike Cases and mental defenses. Former Captain, Military Intelligence,United States Army Reserve

Luiey G. Haddad is an aggressive trial attorney with over a decade of experience in real estate law and civil litigation. Mr. Haddad has represented individuals and businesses of all sizes with real estate transactions, commercial and residential lease negotiations, landlord-tenant dispute, corporate formation, contract disputes, and a wide array of real estate and business-related litigation. Mr. Haddad has successfully represented numerous high-profile clients in state and federal courts, including government officials and large national corporations.

Mr. Haddad received a Bachelor of Arts degree in Management and Communications from the University of Michigan, Ann Arbor. He earned his Juris Doctor from...

Kevin K. Hull is an experienced securities lawyer who benefits clients with his multifaceted background from multiple positions in the securities industry, regulation and law since 1988. Prior to reentering private practice, Mr. Hull was the CEO of Grubb & Ellis Securities, Inc., a position he held for nearly six years. Responsible for all aspects of the firm, including compliance, accounting, national accounts and sales management, Mr. Hull was successful in managing the structure and operations of the firm to be in line with current regulatory expectations while achieving sales during his tenure of approximately $3.4 billion across multiple product...

Ted Khalaf is highly skilled in all legal matters pertaining to Divorce and Family Law within the state of California. Our team of skilled lawyers will represent you throughout the process of understanding your rights around a divorce, custody battle or marital and child support situation. Besides being emotionally devastating, a divorce can be financially crippling, and it is essential that you align yourself with a Divorce and Family Law attorney who will represent you to the fullest extent. A Proven Track Record of Success Whether you are dealing with the difficult task of marital property...

As an associate attorney of Shepherd Smith Edwards & Kantas LTD LLP, Ryan Cook maintains an active securities arbitration and litigation practice. Mr. Cook has worked on numerous cases dealing with individual investors, high net worth and institutional investors, corporate executives, regional banks and municipal issuers.

Prior to beginning his law practice, Mr. Cook worked in the securities industry as a licensed and registered representative with a large broker/dealer. He received his Juris Doctor (JD) degree from South Texas College of Law, where he earned his degree Summa Cum Laude (with highest honor) as the graduating salutatorian. Mr. Cook...

Since 1990, Bob Gonser has practiced in the securities area, including representation of public investors before the Financial Industry Regulatory Authority (formerly NASD), New York Stock Exchange and Pacific Exchange. He has successfully handled hundreds of cases involving losses sustained in brokerage accounts as a result of wrongdoing, mismanagement and fraud by brokers and brokerage firms. Over the years, Mr. Gonser's efforts have resulted in a multitude of awards and settlements for his clients including over $1.2 million in damages and interest for four employees of Cisco Systems in arbitration before the Pacific Exchange (Read the decision.) At Hunsucker Goodstein, he...

Marnie C. Lambert, the founding member of Lambert Law Firm, LLC, is licensed to practice law in all state courts and federal district courts in Ohio and California. She has spent most of her legal career representing consumers in complex civil litigation, commercial litigation, securities litigation and class actions. She has also represented clients seeking recovery for personal injuries, wrongful death and various business torts. Ms. Lambert received her juris doctorate from Pepperdine University School of Law in 1992. She spent the first five years after law school working in Los Angeles, California for a large international law firm....

As a Criminal Defense Lawyer, I am devoted to defending the rights of local Orange County residents including attorneys for DUI, violent crimes,fraud and drug sales offenses.

Matthew R. Wilson is a managing partner at Meyer Wilson, LPA. Born in Circleville, Ohio, he earned his B.A. in Philosophy from Denison University in 1997 graduating magna cum laude, Phi Beta Kappa. He went on to attend law school at the University of Virginia in Charlottesville, Virginia, where he earned his J.D. in 2000. After law school, Mr. Wilson spent two years working for Vorys, Sater, Seymour, & Pease LLP and another four years working for the international law firm Jones Day. During that time, he defended many of the world's largest financial institutions and other corporations in a variety...

We are California's premier professional license law firm, appealing license denials, defending accusations, and assisting professionals with government regulatory compliance issues. For 20 years, I have fought for professionals and business owners, listening with compassion, being straightforward and honest with our clients. Our clients face a system that can be cold, impersonal, uncaring and harsh. We act as skilled and knowledgeable guides through that system. We strive to educate and inform clients, to minimize case weaknesses and maximize strengths, in order to achieve the best results while mindful of a client's budget and appetite for risk....

Mr. Gradman is one of the country’s leading experts in mortgage-backed securities litigation and other legal issues stemming from the mortgage crisis. He provides services to clients in litigation, mortgage finance & structured products and business law.

While practicing as a commercial litigator at Arnold & Porter (formerly Howard Rice) in San Francisco, Mr. Gradman was involved in some of the earliest litigation arising from the subprime mortgage crisis, including the representation of PMI Mortgage Insurance Co. in a suit against WMC Mortgage Corp. and its parent, GE Money Bank, over misrepresentations relating to a $1 billion pool of subprime mortgages....

Personal Injury Attorney - owner of the Law Office of Micheal A. Thompson. Admitted to the CA State Bar in 1985. Graduate of UCLA Law School.

Attorney Robert M. Bernstein provides representation for various criminal law related offenses throughout the Los Angeles and Beverly Hills area. If you have been charged with sex crime, drug charge, DUI, white collar crime or any other criminal offense then you owe it to yourself to consult with a member of our legal team. Call the office to schedule an initial consultation.

Mark Waecker was admitted to practice law in October 1978 and has, since that time, been a member of the California State Bar, in continuously good standing. His stellar experience inside the criminal process field for over 35 years has served American, Korean, Chinese and Spanish speaking clientele all with a high-level of successful custom-designed defenses. Mark has devoted decades to improving his skills and calls upon reputable experienced resources to design a strategy for each client.

Hornstein Law Offices, Prof. Corp. is a 20-year old California-based law firm concentrating in business, securities, intellectual property and related transactions and litigation. We have served clients across the country and in abroad. Our client base ranges from individuals. start-up companies to multi-national corporations in all fields of business. Mr. Hornstein has been in practice for 30-years. Prior to HLO, he was with large international law firms and in-house corporate counsel. Please call to discuss any questions in these areas.

Nearly 30 years of litigation experience in state and federal courts. Specialize in representing small and mid-size businesses in variety of commercial disputes.

HOVANES MARGARIAN, ESQ. USC – Biological Sciences, B.A; USC – Gould School of Law, J.D. Admitted to the California State Bar, U.S. Ninth Circuit Court of Appeals and U.S. District Court for the Central District of California Hovanes Margarian is lead trial counsel and founder of a preeminent consumer protection law office in Sherman Oaks, CA. Margarian has extensive litigation experience in consumer fraud, automobile dealership fraud, automobile repair fraud, products liability, automobile defects/lemon law, legal and medical malpractice, business law, criminal law, employment law and personal injury litigation. He has litigated cases against Intel Corporation, Toyota...

Mr. Wittenberg began a career on Wall Street 20 years ago. He then attended Berkeley Law where he focused his legal education and securities and business transactions. Upon graduating, Mr. Wittenberg was recruited by large law firms to work on tens of billions of dollars of securities offerings and business transactions. Mr. Wittenberg founded Wittenberg Law several years ago to provide more personalized service to people who are seeking representation from a law firm who will champion their cause, provide strategies and diligence that will achieve their goals, and assist in helping them be winners.

We are a life insurance law firm in Los Angeles. I received my law degree from UCLA and began practice in 1974. Throughout most of my career, I represented consumers and small businesses in civil litigation involving real estate and business. For approximately seven years from 1999-2006 I was licensed as a life insurance agent, securities representative and compliance officer. In late 2006, I resumed a full-time law practice and focused on life insurance related issues. I have continued to focus on life insurance and have handled more than 300 life insurance matters over the past fifteen years, including matters...

Mark is a capital markets attorney known among his colleagues for his expertise in corporate and securities law. He counsels clients in raising capital online (tokens, coins, STOs, digital assets and other "securities"). He offers unique insight and perspective to his clients because of his experience in private practice representing both public and private companies in business transactions and courtroom securities litigation for more than twenty-five years and serving in senior positions as an attorney with the U.S. Securities and Exchange Commission and as a Special Assistant United States Attorney for eight years. While Mark's clients include other attorneys, his passion...

Since 1976, Robert (Bob) Ziprick , a partner at Ziprick & Cramer, LLP (and its predecessor law firms), has provided outstanding legal services, while maintaining an emphasis on strategic, practical, cost-effective approaches to legal problems and solutions. Mr. Ziprick specializes in Real Estate, Litigation, Business, Healthcare Law, and Government Relations/Public Policy. He is dedicated to providing quality legal services to his clients, assertively representing clients in a professional and ethical manner. He fosters a close working relationship with his clients, whether individuals or corporations, tirelessly working in his client's best interests. Bob earned a B.A. degree in history and...

Ms. Truong's practice focuses on all aspects of civil litigation and general business litigation.

Ms. Truong joined Perry, Johnson, Anderson, Miller & Moskowitz in October 2018. Prior to joining the firm, she worked as a litigation attorney at two Am Law 100 firms in New York, New York, where she practiced in the areas of complex and multidistrict commercial litigation, contract disputes, data/records management, E-Discovery, cross-border litigation (including the U.K, France, Israel), securities litigation, corporate internal investigations, governmental investigations (including Securities Exchange Commission investigations and antitrust investigations from the Department of Justice and Federal Trade Commission), bankruptcy litigation (as a member...

Based out of Santa Clara County, The Law Office of Eben L. Kurtzman has been providing reliable legal advice and representation in criminal law defense and personal injury prosecution cases for over two decades. Eben has handled over one thousand cases and has had more than fifty jury trials. His practice is centered on the idea that the client is the most important part of any case, and that a straight-forward, honest approach is the best way to succeed. He will give you a realistic, honest assessment of your case. He encourages all of his clients to ask questions and...

Securities fraud attorney, finra arbitration services, investment fraud, stock broker fraud, and other securities attorney services. Contact me to discuss your case.

Our firm specializes in litigation including insurance defense/coverage, medical malpractice, and investment suitability law. The firm is managed by seasoned trial, coverage, arbitration, and appellate attorneys.

I was a financial advisor at UBS and Charles Schwab before I attended law school at the University of San Diego. I am a Partner at Hayes Scott Bonino Ellingson Simonson Guslani & Clause, LLP. I moved up to Northern California to join the firm in 2011 leaving a similar firm in Orange County after I had twins.

Mehlman Law Group is an East Bay (Walnut Creek, CA) real estate, business, and civil litigation law firm. We practice in all San Francisco Bay Area state and federal courts. I believe all clients should have access to high-quality legal services. Many of my clients see me as their "in-house" counsel or trusted personal legal advisor. For legal advice or representation, contact me at (925) 935-3575 or steven@mehlmanlawgroup.com for a free consultation. I have thirty years of experience representing small businesses and individuals. I consult with, provide guidance to, and refer clients to other professionals, including real estate and mortgage brokers, accountants,...