Princeton Securities Lawyers

Structured Capital LLC (SC LLC) is a private investment banking firm dedicated exclusively to the private placement market. The Company has completed over 450 senior, subordinated and private equity financing, totaling more than $14 billion. SC LLC offers its clients experience, technology, resources and expertise in accessing the private placement capital markets.

SC LLC is a highly experienced independent investment bank, who principal owner and managing director was licensed with the following regulatory agencies for over 30 years:

General Counsel

For more than 40 years, Mr. Kardell has dedicated his practice to complex employment law issues with a focus on whistleblower law and corporate internal investigations. He has represented executives and employees in the first cases brought in the state and federal courts in Texas dealing with non-retaliation rights under a corporate code of ethics. He has also represented a number of Wall Street whistleblowers who have disclosed improprieties that led to the financial markets implosion, including Richard Bowen, the Citibank whistleblower whose testimony before Congress is generally credited as the stimulus for the current Department of Justice prosecutions of...

As a former federal prosecutor, Dan has an insider's knowledge of the tactics used by and resources available to federal prosecutors. He has used this knowledge and his over 33 years of trial experience to independently and successfully defend board chairmen, CEOs, CFOs, doctors, lawyers, CPAs, entrepreneurs, preachers, companies, and individuals embroiled in complex white collar criminal cases. He has been involved in numerous high-profile bank fraud, securities fraud, health care fraud, antitrust, IRS tax and corporate fraud cases. He successfully obtained acquittals in an indictment brought by Whitewater Independent Counsel Ken Starr and took President Bill Clinton's testimony in...

Before opening Goff Law, PLLC, Mr. Goff practiced with a prominent personal injury defense litigation firm in Dallas. In his time fighting on behalf of the biggest insurance companies in Texas, Mr. Goff learned what insurance adjusters value most: giving you as little as you deserve until they are forced to. Mr. Goff has the unique perspective of knowing how the insurance companies value your doctors, your injuries, their risk, and your future. Let us handle your past and work with you on your future.

Nimble Gravity - Co-founder and Partner in a super successful data science and digital transformation consulting firm. Over 100 employees and growing. Ai4.Legal - Building a law practice that uses technology to save you time and money. Free up spend from legal to instead grow your business.

Sam Smith has represented startups and small businesses with all aspects of corporate transactions and trademark issues including registration, prosecution, enforcement and licensing. He has also represented large financial institutions and investment banks in all aspects of corporate transactions including advising on entity selection and formation, capital structure, securities regulations and commercial contract drafting. He advises closely held businesses in business entity selection and formation, business financing and operations, purchasing/selling a business, and drafting and negotiating commercial contracts. He also advises individuals and entrepreneurs with the design and implementation of estate planning and succession planning strategies

Attorney Justin N. Bryan joined the McCathern Dallas office in 2016 and his legal practice focuses on Business and Securities Litigation, but he has experience in many areas of law. Mr. Bryan represents defendants in complex multi-million dollar litigation and has also recovered millions of dollars for plaintiffs.

Mr. Bryan is a graduate of the Texas Tech University School of Law in Lubbock where he was awarded the American Jurisprudence Award for Advanced Legal Research and Property and was a member of Phi Delta Phi, an international legal honor society. He received his Bachelor of Science from Texas A&M University and...

John A. Price has over four decades of legal experience, including first chair trial experience on a variety of complex business and commercial litigation matters with special emphasis on the areas of antitrust and unfair/deceptive trade practices, business torts, securities fraud, intellectual property, minority shareholder, regulatory, products liability, environmental, and a wide spectrum of business disputes. He is ranked AV Preeminent with 5 out of 5 for legal ability and ethics by Martindale-Hubbell in a peer-reviewed rating. He is certified in civil litigation by the Texas Board of Legal Specialization, licensed to practice law in Kansas, Texas and...

With experience spanning the insurance industry, a large Dallas law firm, and the federal government, Timothy brings a unique set of skills to his client's legal needs. He founded Evergreen Law PLLC with a commitment to integrity, transparent and responsive client communication, tech-enabled solutions, upfront pricing, and a passionate commitment to understanding each client's particular situation. Contact Evergreen Law for your free consultation today.

Arnold Shokouhi is an equity owner and the Managing Partner for McCathern. Arnold currently practices in the area of commercial, director and officer liability, and employment litigation. Arnold also heads McCathern's Banking and Mortgage section, and has extensive experience in the mortgage banking industry. His section handles everything from drafting mortgage documents to dealing with state and federal compliance matters for financial institutions and service providers. Additionally, his experience handling transactional matters has given him the ability to effectively filter through the intricacies of complex commercial litigation matters. Arnold has played a critical role in the litigation of multi-million dollar...

Mr. Crawford has more than 30 years of experience in handling complex commercial litigation, including securities fraud, receiverships, oil and gas, employment, insurance and general business disputes.

Representative Matters

Mr. Crawford has successfully represented clients in a wide range of complex commercial litigation, including cases involving:
• Securities Fraud
• Oil and Gas Fraud
• Software licensing issues
• Employment disputes, including proprietary information, agreements and covenants not to compete
• Stock option agreements
• Copyright issues
• Insurance coverage disputes
• Shareholder disputes
• Partnership...

Steve Sapp has extensive experience in the representation of clients in both public and private offerings of debt and equity securities, corporate and securities reporting and compliance matters, Board of Directors representation, and mergers and acquisitions. Additionally, he represents many of his public and private corporate clients, both nationally and internationally, in the prosecution and protection of substantial technology and intellectual property portfolios, related administrative proceedings before the United States Patent and Trademark Office, and disputes concerning trademark rights, domain names, and copyrights on the Internet. Due to the breadth of his experience and aptitude for client service, he also...

Mark R. Basile started his career at Shea & Gould in New York City and throughout the course of his career has, and continues to represent small publicly traded companies in securities and corporate finance litigation in both state and federal courts around the country. Mr. Basile won a landmark decision (2021) for small public companies in the New York Court of Appeals that agreed that certain corporate funding instruments are subject to NY's criminal usury laws. Mr. Basile is also a Professor of Law & Entrepreneurship at The Jacob D. Fuchsberg Law Center in New York teaching a course that he...

RUDY BEUTTENMULLER, born St. Louis, Missouri, December 20, 1953; admitted to bar, 1980, Texas. Also admitted to U.S. District Court, Northern District of Texas; U.S. Bankruptcy Court, Northern District of Texas; U.S. District Court, Eastern District of Texas; U.S. Bankruptcy Court, Eastern District of Texas; U.S. District Court, Western District of Texas; U.S. Tax Court. Education: Princeton University (B.A., cum laude, 1976); Duke University (J.D., with distinction, 1980). Staff Member, 1978-1979 and Articles Editor, 1979-1980, Duke Law Journal. Author: Comment, "The Goal of The New Premerger Notification Requirements: Preliminary Relief Against Anticompetitive Mergers," Duke Law Journal 249, 1979....

Experienced business and commercial litigation attorney who primarily focuses on owner-operated small businesses enterprises. I and my full service law firm serve as outside general counsel for business owners, managers and entrepreneurs. I am an experienced trial attorney located in Dallas. I practice in Federal and State courts throughout Texas and in arbitration proceedings. My practice involves enforcing and defending the rights of finance companies and banks, manufacturers, restaurants, warehouses, construction contractors, artisan/consultants, and logistics businesses. I started Roquemore Skierski PLLC to be a full-service firm whose business transactions attorneys help start-up, expansion, and dissolution of business operations. We help...

Mario Nguyen is a White Collar Criminal Defense and Investigations Attorney in Locke Lord’s Dallas office, led by a former U.S. Attorney for the Northern District of Texas. Mario is a dedicated trial attorney, skilled investigator, and legal scholar. He has spent over 200 hours in federal criminal trials, conducted investigations with millions of dollars at stake, published prominent criminal law articles, and teaches white collar criminal law as an adjunct law professor.

Mario represents individuals, public bodies, and private companies by advocating for them in criminal proceedings and collateral civil matters, helping them navigate government investigations, and conducting internal investigations...

Trial lawyer practicing in business and commercial litigation with a comprehensive background representing clients in a diverse range of practice areas and industries, including banking and finance, contracts, business torts, real estate, IP, bankruptcy, M&A, securities, construction, employment, tax-exempt organizations, antitrust and corporate governance.

Alan Abergel is an attorney licensed by both the State Bar of California and the State Bar of Texas. My firm’s concentration is in the representation of entrepreneurs and their businesses. My firm provides transactional, regulatory, and administrative litigation services. My firm often acts as outside general counsel for its clients’ businesses. My firm serves many business industries including, lending, financial services, equipment leasing and finance, real estate, technology startups, professional services, music/entertainment, new media, fitness/wellness, manufacturing, restaurants, and apparel. As a Texas and California, business law firm, my firm...

Recipient: Awarded Best Article, 1986-1987 Edition of Texas Tech Law Review. Publications: A Detailed Analysis of United States v. O'Hagan: Onward Through the Evolution of the Federal Securities Laws, 59 La. L. Rev. 1 (1998); State Takeover Laws, Insider Trading, and the Interplay Between the Two: A New Perspective, 91 W.VA. L. Rev. 1001 (1989) (co-authored); Why The Approach of Heckman v. Ahmanson Will Not Become the Prevailing Greenmail Viewpoint: Race to the Bottom Continues, 18 TX. Tech L. Rev. 1083 (1987); Effective Supervision, Investor Confidence and Capital Formation, Practicing Law Institute, Corporate Law and Practice, Securities Arbitration 2006, Vol....

David Miller received his Bachelor of Arts degree in Economics and Political Science from Vanderbilt University. He received his Juris Doctor degree from the University of Houston Law Center, where he was a Lex Award recipient. As an associate attorney of Shepherd Smith Edwards & Kantas LTD LLP, Mr. Miller maintains an active securities arbitration and litigation practice. Mr. Miller has successfully represented individual investors, high net worth and institutional investors, corporate executives, regional banks and municipal issuers

Prior to beginning his law practice, Mr. Miller served as an officer in the corporate trust and investment banking groups at major...

Sam Edwards is a partner at SSEK and has developed a wide-ranging practice representing individuals and institutions from the United States and almost every continent in the world in investment and financial disputes. Over the last decade, that representation has included hundreds of clients who range from retirees that have lost their life savings, to community banks and credit unions who have been defrauded by Wall Street in investment schemes or bad products, to states and municipalities defrauded by investment banks. The cases Mr. Edwards has worked on include claims for unsuitable investment recommendations, churning, misrepresentations and outright fraud. The investments...

Bryan T. Forman is a licensed Texas attorney with offices in Austin, Texas and Tyler, Texas. He has been engaged in the private practice of law since 1987, and has spent the majority of his career in the brokerage industry, serving as Chief Executive Officer and General Counsel for brokerage firms which he founded. Concurrently, he gained experience in the private equity field, founding a private equity hedge fund whose strategy was private equity investments into public companies. His legal practice is focused on representing public investors and market participants in the securities industry. Mr. Forman received his Juris Doctor...

Tom Ajamie is an internationally-recognized trial lawyer who has successfully represented clients in complex commercial litigation and arbitration. The authoritative Chambers USA has described Tom as “relentless, energetic and intelligent” and a “hard-working and successful trial lawyer who never quits.” He has handled a number of high-profile cases, including groundbreaking securities and financial cases, cross-border litigation, business contract disputes and employment issues. Tom has won two of the largest awards ever handed down by an arbitration panel for investors, including a $429.5 million award. He has also won a record $112 million civil RICO jury verdict.

Tom is regularly invited to...

As a partner at Shepherd Smith Edwards & Kantas LLP (SSEK Law Firm), Kirk G. Smith focuses his practice on securities law. Representing individual and institutional investors against banks, brokerage firms and trust companies, Mr. Smith generally handles cases involving issues such as retirement losses, broker and brokerage firm misconduct, investment derivatives, fraud and financial product failures. He serves clients throughout the U.S.

Before earning a Juris Doctor from the South Texas College of Law Houston, Mr. Smith attended Loyola University New Orleans. He graduated with a Bachelor of Arts.

Previously working as an investment advisor for a large brokerage firm and...

Sean’s years of experience as an active-duty US Army Captain in the selective and prestigious US Army Judge Advocate General’s (JAG) Corps are a valuable asset to Tully Rinckey PLLC’s military law practice group. Having served his country honorably at the largest military installation in the world in Fort Hood, Texas as a Judge Advocate from 2009 until 2013, Sean is an aggressive and tenacious advocate for all service members facing legal issues. He is able to pull from his significant and diverse experience as an active-duty attorney in the Army JAG Corps, and as a civilian military law attorney,...

Rex Securities Law- Robert H. Rex is a national securities lawyer with offices in Austin, Texas and Boca Raton, Florida. If you have questions about how to recover investment losses due to the fraud or negligence of a stock broker or stock brokerage firm, call for a no charge consultation.

Cenkus Law helps quickly growing and medium-sized businesses with all of their legal needs in Austin, Houston and throughout Texas. Services include forming partnerships, corporations and LLCs, founders’ agreements, partner and founder disputes, raising capital, mergers and acquisitions, contract review and general outside counsel services.

John S. “Jack” Edwards, Jr. handles a wide variety of civil matters in state and federal courts throughout the country. He has represented clients in antitrust, contracts, copyright, ERISA, fraud, insurance coverage, product liability, securities, trade secrets, toxic tort, and wrongful death cases. Many of his cases involve highly technical industries, such as vehicle manufacturing or radio-communication systems. Others involve representing victims of financial fraud, whether in single-plaintiff actions or in class actions under ERISA or securities law. He has tried cases in Texas and Pennsylvania.