Moulton Securities Lawyers

As a partner at Shepherd Smith Edwards & Kantas LLP (SSEK Law Firm), Kirk G. Smith focuses his practice on securities law. Representing individual and institutional investors against banks, brokerage firms and trust companies, Mr. Smith generally handles cases involving issues such as retirement losses, broker and brokerage firm misconduct, investment derivatives, fraud and financial product failures. He serves clients throughout the U.S.

Before earning a Juris Doctor from the South Texas College of Law Houston, Mr. Smith attended Loyola University New Orleans. He graduated with a Bachelor of Arts.

Previously working as an investment advisor for a large brokerage firm and...

Over an exemplary 25 year career, Brent C. Perry has distinguished himself as a skilled litigator. His wealth of experience has helped clients in a wide range of business and legal matters solve complex issues. Mr. Perry attended the University of Chicago Law School and graduated in 1989, after which he served as a law clerk for the U.S. District Judge Ricardo Hinojosa in Texas. Mr. Perry then joined Baker Botts, LLP in 1990 and Bracewell & Giuliania, LLP in 1993. This gave Mr. Perry valuable hands-on experience that propelled him further in his career. He...

David Siegel has helped thousands of people obtain redress through our court system. He has over 30 years of experience advising businesses and individuals in commercial litigation, fiduciary duty and partnership litigation, liability suits, mass tort actions, consumer class actions, securities litigation, and bankruptcy litigation.

David’s cross-border work includes arguing on behalf of clients located in the Philippines and Latin America, among other regions. His successes include successfully representing thousands of agricultural workers in toxic pesticide litigation; successfully representing investors in arbitration claims against their investment advisers; successfully representing wrongful death claimants in a suit against a private prison company for...

Charles Lee Mudd Jr. is the founder and principal of Mudd Law, located in Chicago, Illinois, Park City, Utah, and Houston, Texas. He focuses his practice on a wide range of business legal issues, including transactional and litigation matters involving intellectual property, Internet law, and emerging technology. Mr. Mudd and his firm serve a diverse group of clients, including local, national, and international individuals and businesses. Mr. Mudd received a B.A. in philosophy and a Master of Arts in political science from Purdue University and then went on to earn his Juris Doctor from the Quinnipiac University School of Law....

Mr. Crawford has more than 30 years of experience in handling complex commercial litigation, including securities fraud, receiverships, oil and gas, employment, insurance and general business disputes.

Representative Matters

Mr. Crawford has successfully represented clients in a wide range of complex commercial litigation, including cases involving:
• Securities Fraud
• Oil and Gas Fraud
• Software licensing issues
• Employment disputes, including proprietary information, agreements and covenants not to compete
• Stock option agreements
• Copyright issues
• Insurance coverage disputes
• Shareholder disputes
• Partnership...

Will Stafford is Of Counsel in Crain Caton’s Corporate, Business Transactions and Tax Group. With over a decade of legal experience, Will has developed a broad corporate practice, with an emphasis on securities offerings, business transactions, and general corporate governance. He has extensive experience representing individuals, public and private companies, financial institutions and local governments in a wide variety of matters including capital markets transactions, mergers and acquisitions, early-stage and venture capital investments, technology transactions, commercial contracts, securities regulation and compliance, corporate structuring and formation, and general corporate matters.

Will has represented corporations in the issuance of debt, equity and convertible...

Nimble Gravity - Co-founder and Partner in a super successful data science and digital transformation consulting firm. Over 100 employees and growing. Ai4.Legal - Building a law practice that uses technology to save you time and money. Free up spend from legal to instead grow your business.

Steve Sapp has extensive experience in the representation of clients in both public and private offerings of debt and equity securities, corporate and securities reporting and compliance matters, Board of Directors representation, and mergers and acquisitions. Additionally, he represents many of his public and private corporate clients, both nationally and internationally, in the prosecution and protection of substantial technology and intellectual property portfolios, related administrative proceedings before the United States Patent and Trademark Office, and disputes concerning trademark rights, domain names, and copyrights on the Internet. Due to the breadth of his experience and aptitude for client service, he also...

Courtney Scobie’s practice focuses on complex commercial litigation in state and federal courts, arbitration, and federal government investigations. Her experience includes a fraud and theft case on behalf of a large technology company, a breach of fiduciary duty and legal malpractice case on behalf of a real estate investment trust, copyright infringement and trade secret misappropriation cases against a leading enterprise software company, an SEC investigation and a securities class action involving alleged accounting improprieties, several CFTC investigations involving the crude oil and natural gas liquids markets, contract and insurance disputes in the energy and petrochemical industries, product liability and...

John A. Price has over four decades of legal experience, including first chair trial experience on a variety of complex business and commercial litigation matters with special emphasis on the areas of antitrust and unfair/deceptive trade practices, business torts, securities fraud, intellectual property, minority shareholder, regulatory, products liability, environmental, and a wide spectrum of business disputes. He is ranked AV Preeminent with 5 out of 5 for legal ability and ethics by Martindale-Hubbell in a peer-reviewed rating. He is certified in civil litigation by the Texas Board of Legal Specialization, licensed to practice law in Kansas, Texas and...

Ms. Shannon A. Lang is a dedicated attorney with extensive experience in complex business and commercial litigation. Ms. Lang attended San Diego State University and graduated with a Bachelor of Arts in both Sociology and Biology. Before attending law school, Ms. Lang earned Master’s Degree in Forensic Science from Marshall University. In 2007, Ms. Lang graduated from the University of Virginia School of Law with her Juris Doctor. Upon graduating law school, Ms. Lang worked as a law clerk for Judge Nancy Friedman Atlas in the Southern District of Texas before joining Covington & Burling. Ms. Lang honed...

With nearly 30 years of complex commercial litigation experience, Robert R. Burford has distinguished himself as an aggressive and successful attorney for his clients. Mr. Burford has handled business disputes of nearly every variety for both plaintiffs and defendants. Mr. Burford has skillfully handled nearly every type of high-stakes business disputes including litigation involving fiduciary duties, securities fraud, mergers and acquisitions, Director’s and Officers’ liability, legal malpractice, oil and gas matters, partnership disputes, intellectual property disputes, theft of trade secrets, healthcare related matters and complex contractual disputes. Mr. Burford graduated from the University of Houston in 1981...

I am the founding partner of Kesse PLLC, a corporate law firm. Prior to founding Kesse PLLC, I worked at the biggest law firms in the country. My practice focuses on securities, capital markets, SEC reporting, emerging companies and startups, and general corporate law. I regularly advise clients on public and private securities offerings and financings, including U.S.-Canadian cross-border offerings and other foreign private issuer offerings. I assist clients with IPOs, Regulation A+ offerings, direct listings, follow-on/secondary offerings, private placements, crowdfunding, private company financings, pre-IPO counseling, SPAC formations, IPOs and business combinations (deSPACs), tender offers, emerging company and startup financings,...

Susan Turney has practiced business law in The Woodlands since 2004. She is committed to protecting her clients’ best interests with not only legal, but practical advice, and timely, responsive communication.

Susan Turney represents companies, owners, and executives. Her practice includes the review, negotiation, and documentation of all types of contracts, including master service agreements, manufacturing agreements, contractor and subcontractor agreements, sales contracts, distributor agreements, licenses, and commercial leases. She provides legal counsel on startups, entity formation, corporations, LLCs, limited partnerships, corporate governance, partnership governance, shareholders’ agreements, buy-sell agreements, buy-out agreements, redemptions, partnership and limited liability company agreements,...

Mario Nguyen is a White Collar Criminal Defense and Investigations Attorney in Locke Lord’s Dallas office, led by a former U.S. Attorney for the Northern District of Texas. Mario is a dedicated trial attorney, skilled investigator, and legal scholar. He has spent over 200 hours in federal criminal trials, conducted investigations with millions of dollars at stake, published prominent criminal law articles, and teaches white collar criminal law as an adjunct law professor.

Mario represents individuals, public bodies, and private companies by advocating for them in criminal proceedings and collateral civil matters, helping them navigate government investigations, and conducting internal investigations...

Hamilton Lindley's nationwide practice focuses on solving complex problems for individuals and companies involved in litigation. From initial investigation to appeal, he has extensive experience in all phases of litigation. Along with other counsel, Mr. Lindley's cases have produced over $800 million for clients. Mr. Lindley is admitted to all Texas federal and state courts as well as the Southern District of Indiana. He is also admitted to the United States Supreme Court, and the Second, Fifth, Ninth and Federal Circuit Courts of Appeal. Mr. Lindley graduated from Baylor Law School and is a member of the Texas State Bar....

Mr. Showman has handled numerous complex commercial matters and securities class actions (for both plaintiffs and defendants).  He has represented both claimants and respondents in FINRA securities arbitrations.  He has also represented clients in FINRA investigations and has conducted internal corporate investigations.  He has lectured on securities litigation at NYU and Fordham University.  Mr. Showman is also an arbitrator for FINRA customer and employee arbitrations.

Mark R. Basile started his career at Shea & Gould in New York City and throughout the course of his career has, and continues to represent small publicly traded companies in securities and corporate finance litigation in both state and federal courts around the country. Mr. Basile won a landmark decision (2021) for small public companies in the New York Court of Appeals that agreed that certain corporate funding instruments are subject to NY's criminal usury laws. Mr. Basile is also a Professor of Law & Entrepreneurship at The Jacob D. Fuchsberg Law Center in New York teaching a course that he...

I am Board Certified in Labor and Employment Law by the Texas Board of Legal Specialization. My employment practice is limited to representation of management and high level executives. I am listed as a Best Lawyer in America 2009 in employment law (copyright 2008 by Woodward/White Inc. of Aiken, SC). I was selected as a Super Lawyer for 2004; 2007-09 by Law and Politics Magazine. I also handle commercial litigation in the areas of banking, energy and securities.

RUDY BEUTTENMULLER, born St. Louis, Missouri, December 20, 1953; admitted to bar, 1980, Texas. Also admitted to U.S. District Court, Northern District of Texas; U.S. Bankruptcy Court, Northern District of Texas; U.S. District Court, Eastern District of Texas; U.S. Bankruptcy Court, Eastern District of Texas; U.S. District Court, Western District of Texas; U.S. Tax Court. Education: Princeton University (B.A., cum laude, 1976); Duke University (J.D., with distinction, 1980). Staff Member, 1978-1979 and Articles Editor, 1979-1980, Duke Law Journal. Author: Comment, "The Goal of The New Premerger Notification Requirements: Preliminary Relief Against Anticompetitive Mergers," Duke Law Journal 249, 1979....

Structured Capital LLC (SC LLC) is a private investment banking firm dedicated exclusively to the private placement market. The Company has completed over 450 senior, subordinated and private equity financing, totaling more than $14 billion. SC LLC offers its clients experience, technology, resources and expertise in accessing the private placement capital markets.

SC LLC is a highly experienced independent investment bank, who principal owner and managing director was licensed with the following regulatory agencies for over 30 years:

General Counsel

Trial lawyer practicing in business and commercial litigation with a comprehensive background representing clients in a diverse range of practice areas and industries, including banking and finance, contracts, business torts, real estate, IP, bankruptcy, M&A, securities, construction, employment, tax-exempt organizations, antitrust and corporate governance.

Recipient: Awarded Best Article, 1986-1987 Edition of Texas Tech Law Review. Publications: A Detailed Analysis of United States v. O'Hagan: Onward Through the Evolution of the Federal Securities Laws, 59 La. L. Rev. 1 (1998); State Takeover Laws, Insider Trading, and the Interplay Between the Two: A New Perspective, 91 W.VA. L. Rev. 1001 (1989) (co-authored); Why The Approach of Heckman v. Ahmanson Will Not Become the Prevailing Greenmail Viewpoint: Race to the Bottom Continues, 18 TX. Tech L. Rev. 1083 (1987); Effective Supervision, Investor Confidence and Capital Formation, Practicing Law Institute, Corporate Law and Practice, Securities Arbitration 2006, Vol....