Briarcliff Securities Lawyers

David Siegel has helped thousands of people obtain redress through our court system. He has over 30 years of experience advising businesses and individuals in commercial litigation, fiduciary duty and partnership litigation, liability suits, mass tort actions, consumer class actions, securities litigation, and bankruptcy litigation.

David’s cross-border work includes arguing on behalf of clients located in the Philippines and Latin America, among other regions. His successes include successfully representing thousands of agricultural workers in toxic pesticide litigation; successfully representing investors in arbitration claims against their investment advisers; successfully representing wrongful death claimants in a suit against a private prison company for...

At Tri Nguyen Law Office PC we bring our 19 years of legal experience, insight and business knowledge to serve your Houston small and medium business and to increase the value you will receive from engaging with us.

As we specialize in serving small and medium companies, we have aligned our services with your interests through activities such as our fixed price arrangements, the adoption of the latest communication technologies, continuous learning, and serving as a business partner without a ticking clock in the background.

Yes, we work on a fixed price arrangement with no billable hour or hourly rate. After over...

Dustin advises clients about their business-related matters at the federal, state, and international levels with experience in corporate, tax, securities, and related issues. Dustin has experience providing tax and business services, including the reformation and restructuring of large multi-national businesses to achieve strategic tax and business objectives. Dustin works with business owners, corporate officers, and other advisors in structuring acquisitions, dispositions, reorganizations, and corporate financing arrangements to provide efficient solutions to tax and business issues across a variety of industries. In addition to his business and tax planning experience, Dustin has experience resolving taxpayer issues during IRS examination or collection status,...

Mark R. Basile started his career at Shea & Gould in New York City and throughout the course of his career has, and continues to represent small publicly traded companies in securities and corporate finance litigation in both state and federal courts around the country. Mr. Basile won a landmark decision (2021) for small public companies in the New York Court of Appeals that agreed that certain corporate funding instruments are subject to NY's criminal usury laws. Mr. Basile is also a Professor of Law & Entrepreneurship at The Jacob D. Fuchsberg Law Center in New York teaching a course that he...

Judith Meyer is a partner in the Houston office of Kean Miller. She joined the firm in 2017 and focuses her practice on securities litigation, broker litigation, breach of contract matters, business disputes, mediation and arbitration, construction defect litigation, premises liability and toxic tort defense, employment torts, and commercial real estate matters.

Judith is a qualified mediator for general civil disputes under the Texas Alternative Dispute Resolution Act and has served as a volunteer mediator for the Harris County Dispute Resolution Center.

Judith earned her B.S., magna cum laude, from Louisiana State University in 1979. She earned her J.D. in 1985 from...

I litigate, arbitrate, and try multimillion dollar disputes for individuals and businesses located in the United States and abroad. I have experience in a wide array of legal and procedural areas including: pharmaceutical, product liability, and environmental torts; multidistrict and class action cases involving antitrust, securities, and consumer fraud violations; individual personal injury and wrongful death claims arising from general negligence, medical malpractice, toxic exposures, defective products (drugs, autos, medical devices); lawsuits on behalf of businesses, partnerships, and franchisees for damages related to fraud, breach of fiduciary duty, breach of contract, and statutory claims; and claims for ...

I represent plaintiffs who have been hurt. I am board certified in Personal Injury Trial Law and handle catastrophic personal injury cases, but I also practice construction, securities, and complex commercial litigation, for companies and individuals. I am a native Houstonian and attended St. Thomas High School where I currently serve on the board. I went to Harvard and graduated with high honors, magna cum laude, in 2004. At Harvard, I served as Historian of the Harvard Political Union, the College's debating society, and as Secretary of Harvard CHANCE, a group dedicated to mentoring and tutoring students from Cambridge...

As an associate attorney of Shepherd Smith Edwards & Kantas LTD LLP, Ryan Cook maintains an active securities arbitration and litigation practice. Mr. Cook has worked on numerous cases dealing with individual investors, high net worth and institutional investors, corporate executives, regional banks and municipal issuers.

Prior to beginning his law practice, Mr. Cook worked in the securities industry as a licensed and registered representative with a large broker/dealer. He received his Juris Doctor (JD) degree from South Texas College of Law, where he earned his degree Summa Cum Laude (with highest honor) as the graduating salutatorian. Mr. Cook...

Arnold Shokouhi is an equity owner and the Managing Partner for McCathern. Arnold currently practices in the area of commercial, director and officer liability, and employment litigation. Arnold also heads McCathern's Banking and Mortgage section, and has extensive experience in the mortgage banking industry. His section handles everything from drafting mortgage documents to dealing with state and federal compliance matters for financial institutions and service providers. Additionally, his experience handling transactional matters has given him the ability to effectively filter through the intricacies of complex commercial litigation matters. Arnold has played a critical role in the litigation of multi-million dollar...

Steve Sapp has extensive experience in the representation of clients in both public and private offerings of debt and equity securities, corporate and securities reporting and compliance matters, Board of Directors representation, and mergers and acquisitions. Additionally, he represents many of his public and private corporate clients, both nationally and internationally, in the prosecution and protection of substantial technology and intellectual property portfolios, related administrative proceedings before the United States Patent and Trademark Office, and disputes concerning trademark rights, domain names, and copyrights on the Internet. Due to the breadth of his experience and aptitude for client service, he also...

Mr. Showman has handled numerous complex commercial matters and securities class actions (for both plaintiffs and defendants).  He has represented both claimants and respondents in FINRA securities arbitrations.  He has also represented clients in FINRA investigations and has conducted internal corporate investigations.  He has lectured on securities litigation at NYU and Fordham University.  Mr. Showman is also an arbitrator for FINRA customer and employee arbitrations.

With nearly 30 years of complex commercial litigation experience, Robert R. Burford has distinguished himself as an aggressive and successful attorney for his clients. Mr. Burford has handled business disputes of nearly every variety for both plaintiffs and defendants. Mr. Burford has skillfully handled nearly every type of high-stakes business disputes including litigation involving fiduciary duties, securities fraud, mergers and acquisitions, Director’s and Officers’ liability, legal malpractice, oil and gas matters, partnership disputes, intellectual property disputes, theft of trade secrets, healthcare related matters and complex contractual disputes. Mr. Burford graduated from the University of Houston in 1981...

I am Board Certified in Labor and Employment Law by the Texas Board of Legal Specialization. My employment practice is limited to representation of management and high level executives. I am listed as a Best Lawyer in America 2009 in employment law (copyright 2008 by Woodward/White Inc. of Aiken, SC). I was selected as a Super Lawyer for 2004; 2007-09 by Law and Politics Magazine. I also handle commercial litigation in the areas of banking, energy and securities.

Over the course of his career, Doron Levin has represented thousands of clients in advocating for their rights. Defendants who have been the subject of Levin's efforts are among the largest international conglomerates and corporate giants.

During law school, Mr. Levin distinguished himself as a recipient of the Albert Sidney Burleson Scholarship and the Legal Writing Honors Award. He was inducted into the Phi Delta Phi Legal Fraternity and interned for the Supreme Court of Texas.

Levin is a member of the Bar of the Supreme Court of the United States and is licensed by the District of Columbia Court of...

Will Stafford is Of Counsel in Crain Caton’s Corporate, Business Transactions and Tax Group. With over a decade of legal experience, Will has developed a broad corporate practice, with an emphasis on securities offerings, business transactions, and general corporate governance. He has extensive experience representing individuals, public and private companies, financial institutions and local governments in a wide variety of matters including capital markets transactions, mergers and acquisitions, early-stage and venture capital investments, technology transactions, commercial contracts, securities regulation and compliance, corporate structuring and formation, and general corporate matters.

Will has represented corporations in the issuance of debt, equity and convertible...

RUDY BEUTTENMULLER, born St. Louis, Missouri, December 20, 1953; admitted to bar, 1980, Texas. Also admitted to U.S. District Court, Northern District of Texas; U.S. Bankruptcy Court, Northern District of Texas; U.S. District Court, Eastern District of Texas; U.S. Bankruptcy Court, Eastern District of Texas; U.S. District Court, Western District of Texas; U.S. Tax Court. Education: Princeton University (B.A., cum laude, 1976); Duke University (J.D., with distinction, 1980). Staff Member, 1978-1979 and Articles Editor, 1979-1980, Duke Law Journal. Author: Comment, "The Goal of The New Premerger Notification Requirements: Preliminary Relief Against Anticompetitive Mergers," Duke Law Journal 249, 1979....

Trial lawyer practicing in business and commercial litigation with a comprehensive background representing clients in a diverse range of practice areas and industries, including banking and finance, contracts, business torts, real estate, IP, bankruptcy, M&A, securities, construction, employment, tax-exempt organizations, antitrust and corporate governance.

My clients are business owners who are concerned that they are not complying with employment laws. I work with them to create policies, procedures, and manuals and provide training, investigations, and counseling regarding hiring, firing, and compliance with employment laws. I also work with business owners who want to start, buy, operate, or sell a business or a commercial real estate property.

Mario Nguyen is a White Collar Criminal Defense and Investigations Attorney in Locke Lord’s Dallas office, led by a former U.S. Attorney for the Northern District of Texas. Mario is a dedicated trial attorney, skilled investigator, and legal scholar. He has spent over 200 hours in federal criminal trials, conducted investigations with millions of dollars at stake, published prominent criminal law articles, and teaches white collar criminal law as an adjunct law professor.

Mario represents individuals, public bodies, and private companies by advocating for them in criminal proceedings and collateral civil matters, helping them navigate government investigations, and conducting internal investigations...

Recipient: Awarded Best Article, 1986-1987 Edition of Texas Tech Law Review. Publications: A Detailed Analysis of United States v. O'Hagan: Onward Through the Evolution of the Federal Securities Laws, 59 La. L. Rev. 1 (1998); State Takeover Laws, Insider Trading, and the Interplay Between the Two: A New Perspective, 91 W.VA. L. Rev. 1001 (1989) (co-authored); Why The Approach of Heckman v. Ahmanson Will Not Become the Prevailing Greenmail Viewpoint: Race to the Bottom Continues, 18 TX. Tech L. Rev. 1083 (1987); Effective Supervision, Investor Confidence and Capital Formation, Practicing Law Institute, Corporate Law and Practice, Securities Arbitration 2006, Vol....

General Counsel

Structured Capital LLC (SC LLC) is a private investment banking firm dedicated exclusively to the private placement market. The Company has completed over 450 senior, subordinated and private equity financing, totaling more than $14 billion. SC LLC offers its clients experience, technology, resources and expertise in accessing the private placement capital markets.

SC LLC is a highly experienced independent investment bank, who principal owner and managing director was licensed with the following regulatory agencies for over 30 years: