Dalzell Securities Lawyers

Barbara Mallon
Claimed Lawyer Profile
Barbara Mallon
Chicago, IL Securities Law Attorney with 38 years of experience
(312) 346-8892 120 North LaSalle Street
Suite 2100
Chicago, IL 60602-2423
Securities
I am a Securities Regulation attorney, having worked at the SEC for nearly ten years. My practice is focused on investment adviser and broker-dealer compliance. To that end my practice involves counseling clients on securities -related issues, conducting mock SEC audits, training registered personnel on various issues involving SEC law, responding to SEC and FINRA deficiency letters, investigations and legal actions and handling state securities law matters.
Nick Bathas
Claimed Lawyer Profile
Nick Bathas
Naperville, IL Securities Law Attorney
(630) 778-9939 1304 Dunrobin Rd.
Suite 100
Naperville, IL 60540-8282
Securities, Appeals, Business and Construction
Loyola University of Chicago School of Law
Christopher S. Hall
Claimed Lawyer Profile
Christopher S. Hall
Chicago, IL Securities Law Attorney
(312) 545-4355 233 S. Wacker Drive (Willis Tower)
84th Floor
Chicago, IL 60606
Securities
Thomas F. Koester
Claimed Lawyer ProfileBlawg SearchSocial Media
Thomas F. Koester
Champaign, IL Securities Law Attorney with 42 years of experience
(217) 337-1400 801 W Springfield Ave
Champaign, IL 61820
Securities, Business, Medical Malpractice and Nursing Home
Drake University Law School
Securities Attorneys in Nearby CitiesSecurities Attorneys in Nearby Counties

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