Vista Santa Rosa Securities Lawyers

Michael G. Rhodes, a leading trial lawyer, served as Global Chair of Cooley LLP’s Litigation Department and cyber/data/privacy practice, and was on its Management Committee. He represented clients like Google, Meta, Open AI, the Kardashian-Jenner family, Justin and Hailey Bieber, Zoom, Coinbase, and the Golden State Warriors. For Meta, he won three IP jury trials and settled another during trial. He also secured a victory in a high-profile defamation trial for the Kardashian-Jenner family against Angela White (Blac Chyna). Retiring from Cooley in 2024 after 40 years, Rhodes earned accolades including American Lawyer "Litigator of the Year," Chambers USA top lawyer...

Seth Aronson joined Phillips ADR in 2023, mediating disputes up to ten figures in securities, consumer class actions, privacy, false claims, shareholder derivative, antitrust, RMBS fraud, and complex litigation. He serves on the ADR panel for the U.S. District Court, Central District of California. Retiring from O’Melveny & Myers LLP in 2022 after 40 years as a trial and appellate lawyer, Seth was managing partner of O’Melveny’s Los Angeles office and chaired its Securities Litigation practice. Ranked by Chambers USA for 20 years, he was named California Securities Litigation Attorney of the Year twice by Benchmark Litigation, a “Top 100 Lawyer”...

Before my association with Corporate Securities Legal LLP, I served as an associate in the Banking and Finance and Capital Markets group at Cariola Diez Perez-Cotapos. Prior to that, I was also an associate at Carey & Allende Abogados in Chile from 2010 to 2014.

Ann Cook brings a business-focused approach to Phillips ADR, leveraging a decade at Ernst & Young LLP, including two years as General Counsel. Experienced as both plaintiff and defendant, she understands dispute dynamics and has litigated, arbitrated, and mediated cases in accounting, securities, contracts, and employment. A creative problem solver, Ann advised on complex corporate initiatives, balancing risk and business goals, earning recognition as a tenacious leader. At EY, Ann managed legal strategy for a $20B firm with 50,000 employees, overseeing litigation and regulatory matters during high regulatory activity. She advised on public disclosure and bankruptcy issues for over 1,000 public...

A trusted legal advisor and trial attorney for over four decades, Eric Landau represents public and private companies, directors, officers, shareholders and business leaders in a variety of industries, including financial, technology, energy, entertainment, health care, pharmaceutical, fashion, media, alcohol beverage, gaming and hospitality. Taking on the toughest of issues, Mr. Landau has been at the forefront of pivotal decisions in state law-based merger challenges and the anti-fraud provisions of the federal securities laws. Appearing before state and federal trial and appellate courts throughout the country, he has defended directors, officers, and issuers against securities class and derivative actions. With his...

I have over 20 years of experience practicing law. My practice has focused on business law and corporate finance. I operate a sole practitioner law practice providing legal services to small to midsize private companies and NASD (FINRA) broker dealers. In addition, I represent several public companies assisting them with their financing, SEC reporting and general corporate matters.

Business Law Attorney Gretchen Cowen has 20 years experience including Mergers & Acquisitions, Securities & Corporate Finance and Venture Capital

I represent clients in securities disputes before FINRA (NASD, NYSE), state, and federal courts. In June 2019, I was honored to be nominated as a public member of the Discovery Task Force Committee (DTFC) of the Financial Industry Regulatory Authority (FINRA). This committee, established following a directive from the U.S. Securities & Exchange Commission, reviews substantive issues related to discovery in arbitration proceedings under the FINRA Code of Arbitration Procedure. In June 2013, I was named Chairman of the National Arbitration and Mediation Committee (“NAMC”) of FINRA, an advisory group that recommends rules, regulations, and procedures for FINRA arbitration, mediation, and...

John Jahrmarkt, Esq. is the owner and managing partner of Jahrmarkt & Associates. John has more than 20 years of experience handling all kinds personal injury claims - from complicated catastrophic injuries to garden variety "soft tissue" pain. John knows how the insurance industry works and the steps their adjusters can take to protect their profits. All of our accident and injury claims are managed by John, experienced in fighting back against any low-ball insurance offers. We have recovered a number of multi-million dollar rewards for our clients, and we have established a reputation for excellence and professionalism...

David P. Meyer is the founder and managing principal of the Meyer Wilson Werning law firm. David is an financial fraud attorney with more than twenty-five years’ of experience in federal and state trial courts and arbitration cases, representing clients from all over the world. David has the honor of winning a record-breaking $261 million class action jury verdict against Prudential Securities on behalf of 200 retirees. David filed the class action lawsuit back in 1999 when he was 29 years old. After a seven-year court battle against Prudential, including two appeals, every one of the retirees in the class...

I bring a wealth of experience in representing clients in litigation and arbitration matters before FINRA and in state and federal courts. As a seasoned attorney, I have represented customers against every major broker-dealer in the industry, providing robust representation in FINRA arbitration cases. My extensive background as lead counsel in FINRA evidentiary hearings underscores my formidable trial experience and commitment to my clients' success. My unique perspective and understanding of the securities industry set me apart from other attorneys. After earning my Bachelor of Science in Finance from the University of Southern California, I began my career at Shearson Lehman...

Attorney licensed in California but traveling the world. Business law, contracts, and emerging technology nerd. I'm a specialist in startups and technology, so we're a perfect match if you: - need a contract or agreement written or reviewed, even if it's not tech-related - are a DAO, startup, or established business looking for legal help (even funding related!) - are a software developer or working with software devs and programmers - are interested in or planning on issuing a crypto token - have a legal question unique to technology Currently, I run my own law firm, teach Transactional Drafting at UC Boulder Law as an...

As a partner at Shepherd Smith Edwards & Kantas LLP (SSEK Law Firm), Kirk G. Smith focuses his practice on securities law. Representing individual and institutional investors against banks, brokerage firms and trust companies, Mr. Smith generally handles cases involving issues such as retirement losses, broker and brokerage firm misconduct, investment derivatives, fraud and financial product failures. He serves clients throughout the U.S.

Before earning a Juris Doctor from the South Texas College of Law Houston, Mr. Smith attended Loyola University New Orleans. He graduated with a Bachelor of Arts.

Previously working as an investment advisor for a large brokerage firm and...

Catherine D. Holmes is an accomplished Business and Securities Law attorney, concentrating on Finance and Investment Law matters. With clients all over the world, she advises on raising, investing and managing capital from both U.S. and non-U.S. investors.

Cathy has practiced law for over 40 years. With a wealth of knowledge and skill, she is dedicated to providing exceptional legal representation. Cathy has been recognized for her extensive experience and success, having been named a Southern California Super Lawyer for 10 years. In addition, Cathy was honored by EB5 Investors Magazine as among the Top 15 Corporate Attorneys in 2017 and...

For over 30 years, Mark Anchor Albert has consistently achieved outstanding results for his clients in complex business litigation and trials. He has been instrumental in obtaining hundreds of millions of dollars in recoveries for his clients from corporations and their insurance carriers in difficult cases involving complicated liability, damages, and related insurance coverage issues. He also has successfully defended companies and individuals facing hundreds of millions, even billions of dollars in potential liability, often succeeding in having difficult cases dismissed by motion before trial, or otherwise obtaining deeply discounted settlements on favorable terms.

Mr. Albert provides sophisticated legal services for...

For more than two decades, Antone Johnson has served as lawyer, advisor, executive and advocate for emerging growth technology ventures, as well as their founders and investors, in a diverse range of business and intellectual property matters. Raised in Menlo Park and Palo Alto, California, suffused with Silicon Valley's unique culture of innovation, he came of age professionally during the Internet explosion of the late 1990s, an entrepreneurial crucible of unprecedented wealth and job creation, reinvention of countless industries, and related venture capital and Wall Street dealmaking. Antone was fortunate to have a ringside seat at major NYC and Silicon...

For over 30 years, Mr. Sparer has successfully represented individuals and businesses in litigation involving securities, contract, insurance, real estate, probate, and trust matters. Sparer Law Group (SLG), Mr. Sparer has obtained over $200 million in settlements, judgments, and recoveries on behalf of securities investors. Mr. Sparer also leads an SLG team that has successfully defended financial professionals and investment funds under investigation by the SEC, FINRA, and the California Department of Business Oversight.

SLG regularly helps resolve sensitive and confidential family disputes involving claims of elder abuse or financial misconduct. In the process, Mr. Sparer has successfully...

Steve Buchwalter has been protecting investors in Southern California for over 25 years. He advocates for individuals, non-profits and corporations in Securities Law, Arbitration & Mediation, and Stockbroker & Investment Fraud matters. Additionally, he assists businesses with legal formation and legal disputes.

Steve brings unique insight and understanding to his representation as a former licensed commodity trading adviser and stockbroker. Recognized as an expert in his field, he has successfully resolved over 400 cases. In 2009, Steve received the largest California judgement of 4.2 billion for his client.

Steve is dedicated to providing legal representation with commitment and integrity. Contact Steve...

Bernie Vogel is a shareholder and the CEO and President of Silicon Valley Law Group. His practice emphasizes complex corporate transactions, investment financings, mergers and acquisitions, as well as the formation and maintenance of partnerships and limited liability companies. He provides ongoing business counseling to a variety of entities, ranging from venture capital firms and start up high tech and biotech companies. Advices on directors & officers liability, corporate governance, stock option plans, licensing, and contracts, as well as advice on complex tax issues with respect to transaction structuring, entity formation, reorganizations, and business succession planning. Before practicing law, Bernie...

Business attorney with demonstrated record of success in high-stakes litigation. Adviser to multi-national corporations, growth-focused startups, closely held companies and non-governmental organizations. Skilled in dispute resolution, class actions, insurance, financial and regulatory actions. Experience growing businesses from idea to exit. Founder of and adviser to multiple companies in U.S. and abroad.

Michael N. Steuch is a Business Law attorney specializing in Mergers & Acquisitions, Equity & Debt Financing, and Outside General Counsel matters. With over 20 years of experience, he provides California businesses with trusted legal advocacy.

A highly skilled professional, Michael is committed to superior representation focused on meeting the needs of his clients. Visit his website to see representative experience and transactions, or call for a consultation.

Michael earned his J.D. from UCLA in 1998. He has been recognized by M&A Advisor and named a Southern California Rising Star by Los Angeles Magazine.

My practice focuses on estate planning and helping investors recover losses caused by unethical or incompetent financial advisers. I am the managing attorney at Basalt Legal PLLC, a law firm nestled in Washington wine country but serving clients throughout Washington State and California.

Mario Nguyen is a skilled litigator, investigator, and legal scholar. He has over 200 hours of experience trying cases in federal court, has conducted investigations with millions of dollars at stake, and teaches at one of the top 30 law schools in the nation. Mario served as a Trial Attorney in the Fraud Section of the U.S. Department of Justice’s Criminal Division, an inaugural judicial law clerk to a newly appointed federal trial court judge, and an associate to a former U.S. Attorney in the criminal defense and investigations department of a major global law firm. Mario’s clients are individuals, public bodies,...

I am the founder of Kirkland Law PC, and I have the privilege of representing fast-growing companies in the US and Canada as well as private equity funds in the emerging cannabis industry. I provide a broad array of legal services with a focus on corporate structure, private offerings, secured debt financing, and tax matters. I have been the lead attorney on over $260 million in private offerings for cannabis companies since May of 2016. I also handle licensing agreements, equity incentive plans, and other legal issues that businesses face as they expand. I also assist companies through the arduous...