Sunnyvale Securities Lawyers

Brett Gregory Evans
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Brett Gregory Evans
Anaheim, CA Securities Law Lawyer with 15 years of experience
(844) 443-5229 155 N Riverview Drive
Suite 304
Anaheim, CA 92808
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
University of Washington School of Law and University of Utah
Brett Evans delivers experience in securities, corporate, mergers and acquisitions, energy and tax law with his securities career beginning in 1995. At Evans Law, PC, Evans counsels corporations, asset management companies, securities issuers, broker-dealers, investment advisers, registered representatives and other financial industry participants in the areas of securities offerings, arbitration, litigation, broker-dealer and registered investment adviser regulation, compliance, due diligence, securities investigation and enforcement and a diverse range of transactional matters. During his career, Evans has been involved in structuring and drafting more than $1.7 billion in private placement and joint venture transactions in energy, real estate and...
Brian James Robbins
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Brian James Robbins
San Diego, CA Securities Law Attorney with 24 years of experience
(619) 525-3990 5040 Shoreham Place
San Diego, CA 92122
Securities, Antitrust and Employment
Vanderbilt Univ School of Law
Brian J. Robbins is a co-founder and the managing partner of Robbins LLP. He has committed his entire career to representing shareholders, employees, consumers, and small businesses in complex litigation. Mr. Robbins has prosecuted hundreds of cases across the country, often in leadership roles, and has achieved sizable monetary recoveries and corporate governance improvements on behalf of his clients.

Mr. Robbins’ achievements are proof positive that shareholder derivative actions are an important tool for keeping corporate management and fraud in check. His dedication to shareholder rights has helped propel Robbins LLP into a nationally recognized leader in shareholder rights litigation. As...
Robert Craig Zafis
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Robert Craig Zafis
San Diego, CA Securities Law Attorney with 38 years of experience
(858) 384-7380 9201 Spectrum Center Blvd., Suite 210
San Diego, CA 92123
Securities
Western State Univ
As Principal FINRA Attorney of Zafis Law, R. Craig Zafis, APC, provides experienced and effective legal counsel for matters of Securities Fraud / Regulatory Defense, SEC / FINRA investigations and securities arbitration matters. We Defend firms, advisers as well as private investors under a wide variety of circumstances.
Taylor E Darcy
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Taylor E Darcy
San Diego, CA Securities Law Attorney with 3 years of experience
(855) 758-5878 7220 Trade St
Ste 220
San Diego, CA 92121
Securities, Bankruptcy and Business
California Western School of Law
Bennett Jay Yankowitz
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Bennett Jay Yankowitz
Beverly Hills, CA Securities Law Attorney with 40 years of experience
(424) 256-8560 468 North Camden Dr., Suite 350
Beverly Hills, CA 90210
Free ConsultationSecurities, Business and Energy
University of Cambridge and University of Southern California
Paul W. Thomas
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Paul W. Thomas
Carlsbad, CA Securities Law Attorney with 33 years of experience
(800) 797-9888 701 Palomar Airport Drive
Suite 300
Carlsbad, CA 92011
Securities and Stockbroker Fraud
University of Florida College of Law
Mr. Thomas graduated from the University of Florida in 1984 and received his Juris Doctorate from the University of Florida College of Law in December 1987. He became a member of the California Bar in 1988. With over 1,500 cases and 26 years of experience in every type of investment case Mr. Thomas has a proven track record of success. As an advocate for investors Mr. Thomas utilizes his extensive experience and knowledge of the securities and commodities markets as a former licensed Series 7 stockbroker and Series 3 commodities broker with Shearson Lehman Brothers. His professional memberships include the...
Peter Marshall
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Peter Marshall
Los Angeles, CA Securities Law Attorney
(310) 424-4082 1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities, Business and Real Estate
Rick Weed
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Rick Weed
Newport Beach, CA Securities Law Lawyer with 33 years of experience
(800) 215-3728 4695 MacArthur Court
Suite 1430
Newport Beach, CA 92660
Free ConsultationSecurities
St. Mary's University School of Law
Rick Weed, the founder of Weed & Co., provides counsel to persons that sell and trade securities in the U.S. capital markets, with a particular emphasis on equity securities and debt securities with embedded derivative features.
Chad Michael Kohler Esq
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Chad Michael Kohler Esq
Los Angeles, CA Securities Law Lawyer with 20 years of experience
(310) 623-4562 2029 Century Park East
Suite 1400
Los Angeles, CA 90067
Securities, Arbitration & Mediation and Stockbroker Fraud
Case Western Reserve University
Chad M. Kohler, an associate attorney at Meyer Wilson, LPA, was born in Sidney, Ohio. He attended the University of Dayton and graduated cum laude in 1998 with a B.A. After earning his undergraduate degree, he attended the Case Western Reserve University School of Law and earned his J.D. in 2001. After graduating from law school, Mr. Kohler focused his practice on business litigation involving contracts, fiduciary relationships, and business torts. Later, he worked as a stockbroker at one of the nation's largest brokerage firms and obtained his Series 7, 63, and 65 securities licenses. In addition, Mr. Kohler has managed regulatory...
David Thomas Bartels
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David Thomas Bartels
Irvine, CA Securities Law Lawyer with 20 years of experience
(949) 346-4646 7700 Irvine Center Dr
Suite 800
Irvine, CA 92618
Securities and Business
University of the Pacific, McGeorge School of Law
David T. Bartels is an experienced business attorney, representing businesses, and their officers and directors, in government enforcement actions, class actions and complex commercial litigation, as well as transactional and regulatory issues.

His experience includes securities and government enforcement litigation, complex commercial litigation, and intellectual property litigation. Mr. Bartels advises corporate directors and defended individuals, companies, underwriters, financial institutions and accounting firms in shareholder class action and derivative lawsuits, merger and acquisition disputes and in proceedings before the Department of Justice, the Securities and Exchange Commission (“SEC”), the Financial Industry Regulatory Authority (“FINRA”) and the Federal Trade Commission (“FTC”). Mr. Bartels...
Brian David Murphy
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Brian David Murphy
San Diego, CA Securities Law Lawyer with 17 years of experience
(760) 809-3502 PO Box 600002
San Diego, CA 92160
Securities, Antitrust, Arbitration & Mediation and Business
University of San Diego School of Law
Dr. Mark Wayne Dundee
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Dr. Mark Wayne Dundee
Los Angeles, CA Securities Law Lawyer with 33 years of experience
(310) 551-5600 1925 Century Park East
Suite 1500
Los Angeles, CA 90067
Securities, Employment and Tax
Harvard Law School, University of Leicester School of Law, University of San Diego School of Law, University of Beijing (Normal College of Law) and Oxford University (Magdalen College of Law)
Anthony F. Geraci
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Anthony F. Geraci
Irvine, CA Securities Law Attorney with 16 years of experience
(949) 379-2600 90 Discovery
Irvine, CA 92618
Securities, Business and Real Estate
Chapman Univ School of Law
Anthony Geraci is the managing partner of the Geraci Law Firm. He is a leading expert in mortgage lending and securities law and has authored numerous articles on real estate finance and securities subjects. Mr. Geraci is a leader in creating national mortgage pools and mortgage funds as well as sophisticated net branching arrangements among several mortgage companies.
David Parrish Horne
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David Parrish Horne
South Lake Tahoe, CA Securities Law Lawyer with 27 years of experience
(415) 401-7100 3393 Aloha Road
South Lake Tahoe, CA 96150
Securities and Business
Northeastern University School of Law
Business law for established and startup companies: entity formation, contracts, transactions, acquisitions, financings, venture capital, equity compensation, stock options, securities law compliance.
Jonathan D. Littrell
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Jonathan D. Littrell
Los Angeles, CA Securities Law Lawyer
(310) 440-4100 1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities, Business and Real Estate
Loyola Law School, Los Angeles
Joshua Franklin
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Joshua Franklin
San Diego, CA Securities Law Lawyer with 20 years of experience
(619) 365-9210 501 West Broadway
Suite 1025
San Diego, CA 92101
Securities, Criminal Defense, Insurance Claims and White Collar Crime
University of Colorado - Boulder
I am a trial attorney focused on serving clients in the areas of insurance coverage, securities litigation, and white collar criminal defense. I have represented mutual funds, corporations, Native American tribes, law firms, accounting firms, small businesses, and individuals as both plaintiffs and defendants in a variety of high-stakes disputes. Through my experience in private practice and as a former prosecutor, I have tried nearly fifty jury trials to verdict. In the area of insurance coverage, I have represented policyholders and other insureds in coverage disputes and civil actions alleging bad faith...
Robyn Manos
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Robyn Manos
Los Angeles, CA Securities Law Lawyer with 29 years of experience
(310) 709-7968 P.O. Box 241961
Los Angeles, CA 90024
Securities and Business
University of Southern California and University of Southern California
Robyn Manos is a licensed attorney in the State of California with 20 years of corporate law experience.

After graduating from the University of California, Los Angeles magna cum laude with a degree in History, Robyn Manos was selected for full tuition scholarships and an academic fellowship from the University of Southern California. Robyn Manos obtained a Masters of Business Administration from the University of Southern California Graduate School of Business Administration in 1992. Concurrently, Robyn Manos obtained a Juris Doctor from the University of Southern California Law Center, and was awarded an Academic Merit Scholar Award and American...
Robert Pardo
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Robert Pardo
Los Angeles, CA Securities Law Lawyer with 34 years of experience
(310) 440-4100 1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities, Business and Real Estate
Loyola Law School, Los Angeles
Deanna Whitestone
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Deanna Whitestone
Los Angeles, CA Securities Law Lawyer with 16 years of experience
(310) 440-4100 1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities and Business
Southwestern Law School
Andrew H. Raines
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Andrew H. Raines
Los Angeles, CA Securities Law Attorney with 37 years of experience
(310) 440-4100 1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities, Business and Real Estate
Georgetown University Law Center
Kyle Kirk Lauby
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Kyle Kirk Lauby
Riverside, CA Securities Law Lawyer with 17 years of experience
(951) 320-1444 4590 Allstate Drive
Riverside, CA 92501
Securities, Antitrust, Consumer and Medical Malpractice
UCLA School of Law
Kyle K. Lauby is a partner in the Riverside office of Fernandez & Lauby. Mr. Lauby graduated in 2003 from the University of California at Los Angeles School of Law with a specialization in business law. In 1999, he graduated magna cum laude from Arizona State University with a Bachelor of Science degree in Business. Mr. Lauby is admitted to practice in the State of California and before the United States District Court for the Central District of California. He has litigated cases in a variety of practice areas, including construction defect, wrongful death, personal injury, securities fraud, antitrust, and general...
Dennis Gene Merenbach
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Dennis Gene Merenbach
Santa Barbara, CA Securities Law Lawyer with 55 years of experience
(805) 963-4484 225 E Carrillo St
Santa Barbara, CA 93101
Free ConsultationSecurities, Criminal Defense, Divorce and Personal Injury
Loyola Law School
The Law Firm of Dennis G. Merenbach is a full service law firm representing and advising clients in the many different areas of law. Mr. Merenbach's academic credential and professional experience are of the highest caliber. Mr. Merenbach is committed to the pursuit of excellence, communicate effectively, and demonstrate personal and professional ethics, as well as the utmost concern for my clients.
Karen E. Deschaine
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Karen E. Deschaine
San Diego, CA Securities Law Attorney with 14 years of experience
(858) 550-6088 4401 Eastgate Mall
San Diego, CA 92121-1909
Securities, Antitrust and Business
University of California - Los Angeles
Philip Earl Cook
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Philip Earl Cook
Los Angeles, CA Securities Law Lawyer with 30 years of experience
(213) 988-6100 707 Wilshire Blvd.
Suite 3600
Los Angeles, CA 90017
Securities, Arbitration & Mediation, Business and Insurance Claims
UCLA School of Law
Phil Cook is a first-chair business trial lawyer with experience in jury and bench trials, as well as domestic and international arbitrations before AAA, FINRA and ICC panels. He has argued appeals in the Ninth Circuit and the California Court of Appeal.

Although Phil focuses on policyholder insurance recovery, corporate governance and partnership disputes, and securities and financial products claims, he has represented clients in individual and class action cases involving contract disputes, Business and Professions Code section 17200 claims and other business torts, antitrust and trade regulation, patent and trademark infringement, trade secrets, product liability and toxic torts, governmental...
Matthew Ryan Wilson Esq
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Matthew Ryan Wilson Esq
Los Angeles, CA Securities Law Lawyer with 21 years of experience
(310) 623-4562 2029 Century Park East
Suite 1400
Los Angeles, CA 90067
Securities, Arbitration & Mediation and Stockbroker Fraud
University of Virginia
Matthew R. Wilson is a managing partner at Meyer Wilson, LPA. Born in Circleville, Ohio, he earned his B.A. in Philosophy from Denison University in 1997 graduating magna cum laude, Phi Beta Kappa. He went on to attend law school at the University of Virginia in Charlottesville, Virginia, where he earned his J.D. in 2000. After law school, Mr. Wilson spent two years working for Vorys, Sater, Seymour, & Pease LLP and another four years working for the international law firm Jones Day. During that time, he defended many of the world's largest financial institutions and other corporations in a variety...
Phillip E. Koehnke Esq.
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Phillip E. Koehnke Esq.
Encinitas, CA Securities Law Attorney with 28 years of experience
(858) 229-8116 PO Box 235472
Encinitas, CA 92024
Free ConsultationSecurities and Business
I have over 20 years of experience practicing law. My practice has focused on business law and corporate finance. I operate a sole practitioner law practice providing legal services to small to midsize private companies and NASD (FINRA) broker dealers. In addition, I represent several public companies assisting them with their financing, SEC reporting and general corporate matters.
Ryan Nerney
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Ryan Nerney
San Diego, CA Securities Law Attorney
(619) 357-7600 501 West Broadway, Suite 800
San Diego, CA 92101
Securities and Military
Arizona Summit Law School
Ryan C. Nerney, Esq. is a Senior Associate in the San Diego office of Tully Rinckey PLLC, where he focuses his practice primarily on national security law, with experience in federal employment and military matters. Ryan represents clients who have security clearance issues against agencies such as CIA, NSA, DIA, DOD, NRO, and DOE. He has represented numerous clients in security clearance revocation proceedings and has a proven record of saving clients’ jobs, as well as anticipating and resolving potential future issues with their security clearances.

Prior to joining Tully Rinckey PLLC, Ryan spent more than five years representing clients in...
Roger E. Naghash
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Roger E. Naghash
Irvine, CA Securities Law Attorney with 25 years of experience
(949) 955-1000 19800 MacArthur Boulevard
Suite 1000
Irvine, CA 92612-2433
Free ConsultationSecurities, Bankruptcy, Business and Consumer
Western State College of Law at Argosy University
Roger E. Naghash is dedicated to aggressively advocating for the rights and interests of his clients in a broad range of legal matters. He provides customized legal services and representation to fit the specific needs of each client. Always with honesty and integrity, Roger is a fierce advocate who fights for the justice his clients are entitled to under state and federal laws. He is committed to keeping clients informed and involved, and pursuing the best possible outcomes with quality, hands-on, and affordable service.

Roger earned his B.S. from Western State University and his J.D. from Western State University College of...
William Richard Restis
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William Richard Restis
San Diego, CA Securities Law Attorney with 15 years of experience
(619) 270-8383 402 West Broadway
Suite 1520
San Diego, CA 92101
Securities, Business, Consumer and Stockbroker Fraud
Univ of San Diego School of Law
For over a decade, I have been litigating complex, multi-district, and multi-party lawsuits. I recovered over two hundred million dollars in value for clients and literally changed the law to help protect them.

Because I am routinely involved in “bet the company” litigation, I face (teams of) the best attorneys in America. This forces me to compete at the highest levels and hone my craft. My competence in the most complex litigation makes victory in ordinary disputes easier. Your opponents play checkers while we play chess.

After considerable professional success, in 2016 I decided to take a sabbatical from the practice...
Jeffrey Wittenberg
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Jeffrey Wittenberg
Santa Monica, CA Securities Law Attorney with 18 years of experience
(877) 352-2010 2665 Main Street, Suite 240B
Santa Monica, CA 90405
Free ConsultationSecurities, Business and Stockbroker Fraud
University of California - Berkeley
Mr. Wittenberg began a career on Wall Street 20 years ago. He then attended Berkeley Law where he focused his legal education and securities and business transactions. Upon graduating, Mr. Wittenberg was recruited by large law firms to work on tens of billions of dollars of securities offerings and business transactions. Mr. Wittenberg founded Wittenberg Law several years ago to provide more personalized service to people who are seeking representation from a law firm who will champion their cause, provide strategies and diligence that will achieve their goals, and assist in helping them be winners.
Ronald Altman
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Ronald Altman
Los Angeles, CA Securities Law Lawyer with 37 years of experience
(310) 440-4100 1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities, Business and Real Estate
University of San Francisco School of Law and University of California - Berkeley
Donald Bruce Marks
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Donald Bruce Marks
Los Angeles, CA Securities Law Lawyer with 52 years of experience
(310) 772-2287 10100 Santa Monica Blvd., Suite# 300
Los Angeles, CA 90067
Securities, Appeals, Arbitration & Mediation and Business
New York Univ School of Law
Daniel R. Freytag
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Daniel R. Freytag
Los Angeles, CA Securities Law Lawyer with 46 years of experience
(310) 623-4562 2029 Century Park East
Suiet 1400
Los Angeles, CA 90067
Securities, Business, Entertainment & Sports and Personal Injury
The Ohio State University Moritz College of Law
Daniel R. Freytag is Of Counsel with Meyer Wilson, LPA. He was born in Napoleon Ohio and earned his B.A. at Wittenberg University where he graduated magna cum laude. He went on to attend the Moritz College of Law at the Ohio State University and earned his J.D. summa cum laude. Mr. Freytag has been a trial lawyer for more than thirty-four years and has represented hundreds of large corporations, small businesses, professionals, and individuals in a variety of complex tort, insurance, and business cases. He has personally examined or cross-examined more than 1000 lay witnesses and more than 150 expert...
Joshua Alan Waldman
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Joshua Alan Waldman
Irvine, CA Securities Law Attorney with 19 years of experience
(949) 975-7500 2020 Main St
Irvine, CA 92614
Securities, Business, Employment and Real Estate
Univ of San Diego School of Law
Joshua Waldman is a senior counsel whose practice focuses primarily on business disputes. Mr. Waldman began his legal career as an extern for the Honorable Napoleon Jones, Jr. from the U.S. District Court, Southern District of California. He was an associate for Walsworth, Franklin Bevins and McCall and Collins & Bellenghi, focusing on civil litigation, with an emphasis on business and employment disputes before joining BKCG. Since joining BKCG, Mr. Waldman has secured many positive outcomes for BKCG clients by winning dipositive motions, achieving extremely favorable settlements, and prevailing in multiple trials and arbitrations. Born in Phoenix, Mr....
Mark Alexander Klein
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Mark Alexander Klein
Hidden Vl Lk, CA Securities Law Lawyer with 49 years of experience
(310) 552-5033 19405 Park Ridge Dr
Hidden Vl Lk, CA 95467
Securities and Business
University of California Hastings College of the Law
LEGAL CAREER
Mr. Klein was admitted to the State Bar of California in January 1972 and practiced law in California continuously thereafter until his retirement from the international law firm, K&L Gates, effective March 1, 2014.
AREAS OF PRACTICE
Mr. Klein practiced in the areas of securities, mergers and acquisitions and other corporate transactions. He was lead counsel on scores of public offerings, representing both issuers and underwriters, for companies in such diverse industries as biotechnology, medical and research products, Internet and software companies and manufacturing and service companies. Mr. Klein represented underwriters ranging from regional investment banks to bulge bracket...
Daniel W. Sheerin
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Daniel W. Sheerin
Los Angeles, CA Securities Law Attorney with 6 years of experience
(310) 440-4100 1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities, Business, IP and Real Estate
Fordham University School of Law
Michael Aubrey Thurman
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Michael Aubrey Thurman
Pasadena, CA Securities Law Lawyer with 36 years of experience
(626) 399-6205 1055 E Colorado Blvd 5th Fl
Pasadena, CA 91106
Securities, Arbitration & Mediation, Business and Consumer
University of Oregon School of Law
Cyndie Marie Chang
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Cyndie Marie Chang
Los Angeles, CA Securities Law Lawyer with 18 years of experience
(213) 689-7432 633 W. 5th St.
Los Angeles, CA 90071
Securities, Antitrust, Arbitration & Mediation and Business
Loyola Law School Los Angeles
Jeffrey Steven Kob
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Jeffrey Steven Kob
Coronado, CA Securities Law Attorney with 38 years of experience
(844) 443-5229 Historic Bank of Coronado Building
1172 Orange Avenue, Second Floor
Coronado, CA 92118
Securities, Arbitration & Mediation and Stockbroker Fraud
Washington Univ School of Law
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