Sacramento County Securities Lawyers

Rand L. Stephens
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Rand L. Stephens
Contra Costa County, CA Securities Law Attorney
(925) 757-1700 1155C Arnold Drive
Suite 278
Martinez, CA 94553
Securities, Business, Civil Rights and Consumer
Scott  Levy
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Scott Levy
Alameda County, CA Securities Law Attorney with 17 years of experience
(510) 451-6732 350 Frank H. Ogawa Plaza
FL 4
Oakland, CA 94612
Securities, Antitrust and Consumer
Fordham University School of Law
Steven Peter Small
Alameda County, CA Securities Law Lawyer with 57 years of experience
(510) 865-2038 2509 Santa Clara Ave
Alameda, CA 94501
Securities, Bankruptcy, Consumer and Stockbroker Fraud
Loyola Law School, Los Angeles and Loyola Law School, Los Angeles
Amir AtashiRang
Contra Costa County, CA Securities Law Attorney with 20 years of experience
(415) 398-7272 1255 Treat Blvd
suite 300
Walnut Creek, CA 94597
Securities, Consumer, Elder and Stockbroker Fraud
University of California College of the Law, San Francisco
Lawrence Anthony Organ
Marin County, CA Securities Law Attorney with 29 years of experience
(415) 453-4740 332 San Anselmo Ave
San Anselmo, CA 94960
Securities, Business, Civil Rights and Consumer
Duke University School of Law
Roya Shakoori
Santa Clara County, CA Securities Law Attorney with 18 years of experience
240 E Hacienda Ave
Campbell, CA 95008
Securities, Bankruptcy, Construction and Health Care
Lincoln Law School of San Jose
Paul Carl Glusman
Alameda County, CA Securities Law Lawyer with 48 years of experience
(510) 841-4900 2041 Bancroft Way
207
Berkeley, CA 94704
Securities, Appeals, Business and Civil Rights
Golden Gate University School of Law
Phil Horowitz
San Francisco County, CA Securities Law Lawyer
536 Pacific Avenue
Barbary Coast Bldg.
San Francisco, CA 94133
Securities, Business, Civil Rights and Consumer
John Jahrmarkt
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John Jahrmarkt
Los Angeles County, CA Securities Law Attorney with 32 years of experience
(310) 226-7676 2049 Century Park E
#2525
Los Angeles, CA 90067
Free ConsultationSecurities, Business, Insurance Claims and Personal Injury
Benjamin N. Cardozo School of Law
John Jahrmarkt, Esq. is the owner and managing partner of Jahrmarkt & Associates. John has more than 20 years of experience handling all kinds personal injury claims - from complicated catastrophic injuries to garden variety "soft tissue" pain. John knows how the insurance industry works and the steps their adjusters can take to protect their profits. All of our accident and injury claims are managed by John, experienced in fighting back against any low-ball insurance offers. We have recovered a number of multi-million dollar rewards for our clients, and we have established a reputation for excellence and professionalism...
Ryan Nerney
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Ryan Nerney
Orange County, CA Securities Law Attorney
(619) 357-7600 999 Corporate Drive
Suite 100
Ladera Ranch, CA 92694
Securities, Employment and Military
Arizona Summit Law School
Ryan C. Nerney, Esq. is a Senior Associate in the San Diego office of Tully Rinckey PLLC, where he focuses his practice primarily on national security law, with experience in federal employment and military matters. Ryan represents clients who have security clearance issues against agencies such as CIA, NSA, DIA, DOD, NRO, and DOE. He has represented numerous clients in security clearance revocation proceedings and has a proven record of saving clients’ jobs, as well as anticipating and resolving potential future issues with their security clearances.

Prior to joining Tully Rinckey PLLC, Ryan spent more than five years representing clients in...
Mark Anchor Albert
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Mark Anchor Albert
Los Angeles County, CA Securities Law Attorney with 36 years of experience
(213) 699-1355 445 S Figueroa St
#3100
Los Angeles, CA 90071
Securities, Appeals, Business and Stockbroker Fraud
University of California, Berkeley School of Law
For over 30 years, Mark Anchor Albert has consistently achieved outstanding results for his clients in complex business litigation and trials. He has been instrumental in obtaining hundreds of millions of dollars in recoveries for his clients from corporations and their insurance carriers in difficult cases involving complicated liability, damages, and related insurance coverage issues. He also has successfully defended companies and individuals facing hundreds of millions, even billions of dollars in potential liability, often succeeding in having difficult cases dismissed by motion before trial, or otherwise obtaining deeply discounted settlements on favorable terms.

Mr. Albert provides sophisticated legal services for...
Anthony James Dispoto
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Anthony James Dispoto
Orange County, CA Securities Law Attorney with 8 years of experience
(714) 337-6389 2424 SE Bristol St., Suite 300
Newport Beach, CA 92660
Free ConsultationSecurities, Business, Employment and Real Estate
University of San Diego School of Law
Experienced attorney with a demonstrated knowledge of commercial real estate, business and corporate law. Skilled in contract drafting and review, legal research and negotiations. Strong customer service focus and desire to help all individuals.

Education:

-Bachelor's of Arts in Business Management with emphasis in Legal Studies from California State University, Fullerton

-Juris Doctorat with emphasis in Corporate and Business Law from University of San Diego, School of Law
James Eric Kirkland
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James Eric Kirkland
Los Angeles County, CA Securities Law Attorney with 33 years of experience
(424) 265-7344 555 W. 5th Street
35th Floor
Los Angeles, CA 90013
Securities, Business, Cannabis Law and Trademarks
Pepperdine University School of Law
I am the founder of Kirkland Law PC, and I have the privilege of representing fast-growing companies in the US and Canada as well as private equity funds in the emerging cannabis industry. I provide a broad array of legal services with a focus on corporate structure, private offerings, secured debt financing, and tax matters. I have been the lead attorney on over $260 million in private offerings for cannabis companies since May of 2016. I also handle licensing agreements, equity incentive plans, and other legal issues that businesses face as they expand. I also assist companies through the arduous...
Richard  Frankowski
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Richard Frankowski
Sacramento County, CA Securities Law Lawyer with 23 years of experience
(916) 426-2241 333 University Drive
Suite 200-10
Sacramento, CA 95825
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
University of Alabama School of Law and University of Alabama School of Law
Richard S. Frankowski is the owner of The Frankowski Firm, LLC based in Birmingham, Alabama and Incline Village, Nevada. Mr. Frankowski has represented hundreds of investors around the country in FINRA arbitrations and in court. His practice focuses on stock broker fraud, consumer class actions, and direct and derivative shareholder litigation. He is an AV Preeminent-rated attorney by Martindale Hubbell and is a member of the Alabama and Florida Bars, as well as a member of the American Bar Association, the American Association for Justice, and National Trial Lawyers. Mr. Frankowski co-authored The Practitioner's Guide to...
David Meyer
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David Meyer
Los Angeles County, CA Securities Law Attorney with 29 years of experience
(800) 738-1960 2029 Century Park East
Suite 1400
Los Angeles, CA 90067
Free ConsultationSecurities, Business, Consumer and Stockbroker Fraud
Capital University Law School and Capital University
Attorney David P. Meyer is the principal founder of Meyer Wilson. He has gained national recognition as an investment fraud lawyer, representing more than 800 investors in investment misconduct claims. He has won verdicts, settlements and judgments of hundreds of millions of dollars on their behalf. Because he is recognized as an authority in this field, he is often asked to speak for bar associations and at educational seminars. He is an active member of the Public Investors’ Arbitration Bar Association and various other legal professional associations. In 2013, Attorney David Meyer was included in the list of Best...
Nicholas J Guiliano
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Nicholas J Guiliano
Los Angeles County, CA Securities Law Lawyer with 28 years of experience
(877) 732-2889 1260 South Soto Street, Suite 7
Los Angeles, CA 90023
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
Temple University Beasley School of Law
We have a national practice and exclusively represent investors in claims against brokerage firms for securities fraud, the sale of unsuitable investments, defective financial products, breach of fiduciary duty, and the failure to supervise. FINRA Securities Arbitrations. We handle all cases on a contingency fee basis meaning that there is no cost or obligation, unless we are able to make a recovery for you, and there is never any charge for a free consultation. Contact Us.
Eric Alan Isaacson
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Eric Alan Isaacson
San Diego County, CA Securities Law Attorney with 38 years of experience
(858) 263-9581 6580 Avenida Mirola
La Jolla, CA 92037-6231
Securities, Antitrust, Appeals and Consumer
Duke University School of Law
For more than twenty five years I have represented investors and consumers in class-action litigation, focusing primarily on federal civil appeals. I have briefed and argued appeals before all but two of the thirteen federal circuits, and was intimately involved in briefing the merits in three cases before the United States Supreme Court. My pro bono work has included writing and filing amicus curiae briefs on behalf of religious organizations and faith leaders opposing discrimination and supporting religious liberty and equal rights for all.
Catherine DeBono Holmes
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Catherine DeBono Holmes
Los Angeles County, CA Securities Law Attorney with 47 years of experience
(310) 201-3553 1900 Avenue of the Stars
7th Floor
Los Angeles, CA 90067
Securities and Business
University of California, Berkeley School of Law
Catherine D. Holmes is an accomplished Business and Securities Law attorney, concentrating on Finance and Investment Law matters. With clients all over the world, she advises on raising, investing and managing capital from both U.S. and non-U.S. investors.

Cathy has practiced law for over 40 years. With a wealth of knowledge and skill, she is dedicated to providing exceptional legal representation. Cathy has been recognized for her extensive experience and success, having been named a Southern California Super Lawyer for 10 years. In addition, Cathy was honored by EB5 Investors Magazine as among the Top 15 Corporate Attorneys in 2017 and...
William F. Capps
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William F. Capps
Los Angeles County, CA Securities Law Attorney with 51 years of experience
(310) 201-3513 1900 Avenue of the Stars
7th Floor
Los Angeles, CA 90067
Securities and Business
University of California, Berkeley School of Law
I am an experienced California Business and Securities Law attorney. I am committed to solving complex business issues for clients from a wide range of industries.

For over 40 years, my practice has been focused on effectively solving problems and creating solutions. I am dedicated to guiding my clients towards achievement of their business goals.
Lynne Paynter Bolduc
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Lynne Paynter Bolduc
Orange County, CA Securities Law Lawyer with 29 years of experience
(949) 788-8900 16148 Sand Canyon Ave
Irvine, CA 92618
Free ConsultationSecurities and Business
Western State College of Law at Argosy University
Lynne Bolduc, a Partner with Oswald & Yap, practices securities and corporate law. She represents both private and public companies, as well as investment bankers and broker/dealers. Lynne's experience includes entity selection and formation matters for businesses just getting started, contract negotiations and drafting, mergers and acquisitions, private offerings, taking private companies public, and public company reporting with the Securities and Exchange Commission. She has structured and implemented over $1 billion in financings.
Steve A. Buchwalter
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Steve A. Buchwalter
Los Angeles County, CA Securities Law Attorney with 31 years of experience
(818) 501-8987 16133 Ventura Blvd
#700
Encino, CA 91436
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
University of La Verne College of Law
Steve Buchwalter has been protecting investors in Southern California for over 25 years. He advocates for individuals, non-profits and corporations in Securities Law, Arbitration & Mediation, and Stockbroker & Investment Fraud matters. Additionally, he assists businesses with legal formation and legal disputes.

Steve brings unique insight and understanding to his representation as a former licensed commodity trading adviser and stockbroker. Recognized as an expert in his field, he has successfully resolved over 400 cases. In 2009, Steve received the largest California judgement of 4.2 billion for his client.

Steve is dedicated to providing legal representation with commitment and integrity. Contact Steve...
Sean T Prosser
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Sean T Prosser
Los Angeles County, CA Securities Law Lawyer with 31 years of experience
(424) 259-4004 2029 Century Park East
Suite 3100
Los Angeles, CA 90067
Free ConsultationSecurities, Administrative, Stockbroker Fraud and White Collar Crime
New York Law School
Sean Prosser defends clients facing investigations and enforcement actions by the U.S. Securities and Exchange Commission (SEC), U.S. Department of Justice (DOJ), including FBI and Grand Jury proceedings, and other government agencies. He also defends companies and their executives in shareholder litigation. With offices in San Diego and Los Angeles, Sean leads Mintz Levin’s California Securities Litigation practice. His clients include public and private companies, officers and directors, board committees, broker-dealers, banks, investment advisors, hedge funds, CPAs, individual stock traders and public officials. Sean regularly represents clients before the following agencies and regulators: U.S. Securities and Exchange Commission...
M. Tilden Moschetti
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M. Tilden Moschetti
Los Angeles County, CA Securities Law Lawyer with 19 years of experience
(818) 696-5007 23901 Calabasas Rd
Suite 1069
Calabasas, CA 91302
Free ConsultationSecurities
University of San Francisco School of Law, San Francisco, California
Kresimir Peharda
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Kresimir Peharda
Los Angeles County, CA Securities Law Lawyer with 29 years of experience
(424) 258-0643 1659 11th St
Ste 201
Santa Monica, CA 90404
Securities, Business, Cannabis Law and Real Estate
Pepperdine Univ School of Law and Pepperdine University School of Law
Kresimir Peharda is a corporate and M&A attorney.

Kresimir advises on commercial agreements, corporate and corporate governance, investment, M&A, and securities. He represents private equity funds, multi state operators, and public companies in acquisitions and vertically integrated companies in sales, financing and reorganization transactions.

Kresimir has represented companies in all stages of development from start-ups to public reporting companies in various industries including education, healthcare, real estate, technology and software. His clients benefit from his experience representing public companies and hands-on operational experience in three start-ups, two in healthcare and one in real estate.

His clients...
John P. Kennedy
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John P. Kennedy
San Diego County, CA Securities Law Lawyer with 9 years of experience
(619) 272-7050 655 West Broadway
Suite 870
San Diego, CA 92101
Securities and Business
University of Southern California Gould School of Law and California Western School of Law
John P. “Jack” Kennedy is an associate at the Disclosure Law Group, APC. His practice primarily focuses on mergers, acquisitions, reorganizations, and securities regulations. He is licensed to practice law in California and Washington D.C. Mr. Kennedy has represented both private and publicly held companies in a wide range of transactions. Some of his notable transactions include: negotiating the stock purchase of a subsidiary of an internet technology company from a publicly- traded corporation through a 338(h)(10) election; redeeming the repurchase of shares from an officer of a multi-million dollar technology company; negotiating equity swaps between various corporate entities;...
Jeremy Scott Hyndman
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Jeremy Scott Hyndman
Los Angeles County, CA Securities Law Attorney with 16 years of experience
(800) 487-4660 Union Bank Plaza
445 S. Figueroa St., Suite 2700
Los Angeles, CA 90071
Free ConsultationSecurities, Business, Real Estate and Stockbroker Fraud
Emory University School of Law
My practice focuses on estate planning and helping investors recover losses caused by unethical or incompetent financial advisers. I am the managing attorney at Basalt Legal PLLC, a law firm nestled in Washington wine country but serving clients throughout Washington State and California.
Hamid R. Rafatjoo
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Hamid R. Rafatjoo
Los Angeles County, CA Securities Law Lawyer with 28 years of experience
(310) 440-4100 1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities, Bankruptcy and Business
Loyola Law School, Los Angeles and University of California - Irvine
Michael N. Steuch
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Michael N. Steuch
Los Angeles County, CA Securities Law Lawyer with 26 years of experience
(310) 712-6817 1900 Avenue of the Stars
7th Floor
Los Angeles, CA 90067
Securities and Business
University of California - Los Angeles
Michael N. Steuch is a Business Law attorney specializing in Mergers & Acquisitions, Equity & Debt Financing, and Outside General Counsel matters. With over 20 years of experience, he provides California businesses with trusted legal advocacy.

A highly skilled professional, Michael is committed to superior representation focused on meeting the needs of his clients. Visit his website to see representative experience and transactions, or call for a consultation.

Michael earned his J.D. from UCLA in 1998. He has been recognized by M&A Advisor and named a Southern California Rising Star by Los Angeles Magazine.
Barry L. Burten
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Barry L. Burten
Los Angeles County, CA Securities Law Attorney with 50 years of experience
(310) 785-5359 1900 Avenue of the Stars
7th Floor
Los Angeles, CA 90067
Securities, Bankruptcy, Business and Health Care
Harvard Law School
I am a highly experienced California Business attorney. My practice areas include General Corporate, Bankruptcy, Financing, Health Care, Real Estate and Securities Law matters. I represent sellers and purchasers, in addition to serving as outside counsel.

With over 40 years of experience, I provide skilled and knowledgeable counsel. I am committed to the highest level of service and legal advocacy. Visit my website to see representative cases and arrange a consultation.
Brett Gregory Evans
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Brett Gregory Evans
Orange County, CA Securities Law Lawyer with 18 years of experience
(844) 443-5229 155 N Riverview Drive
Suite 223
Anaheim, CA 92808
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
University of Washington School of Law and University of Utah
Brett Evans delivers experience in securities, corporate, mergers and acquisitions, energy and tax law with his securities career beginning in 1995. At Evans Law, PC, Evans counsels corporations, asset management companies, securities issuers, broker-dealers, investment advisers, registered representatives and other financial industry participants in the areas of securities offerings, arbitration, litigation, broker-dealer and registered investment adviser regulation, compliance, due diligence, securities investigation and enforcement and a diverse range of transactional matters. During his career, Evans has been involved in structuring and drafting more than $1.7 billion in private placement and joint venture transactions in energy, real estate and...
David Young
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David Young
Los Angeles County, CA Securities Law Lawyer with 59 years of experience
(310) 575-0308 11845 W. Olympic Blvd., Suite 1110
Los Angeles, CA 90064
Securities, Antitrust, Business and Environmental
Mr. Young is a graduate of Harvard College and The Cornell Law School. He was Law Clerk to the Chief Justice of the Supreme Court of Alaska, and Assistant Attorney General of Alaska. Mr. Young was a member of the legal team involved in the structuring and financing of the Trans-Alaska Oil Pipeline, one of the largest construction projects in the United States. He was further involved in the litigation which allowed the Trans-Alaska Oil Pipeline to be successfully built. Besides business transactions and litigation, Mr. Young is experienced in complex litigation against State and Federal Governments and Agencies, including...
Peter Marshall
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Peter Marshall
Los Angeles County, CA Securities Law Attorney
(310) 424-4082 1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities, Business and Real Estate
William Richard Restis
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William Richard Restis
San Diego County, CA Securities Law Attorney with 17 years of experience
(619) 270-8383 402 West Broadway
Suite 1520
San Diego, CA 92101
Securities, Business, Consumer and Stockbroker Fraud
Univ of San Diego School of Law
For over a decade, I have been litigating complex, multi-district, and multi-party lawsuits. I recovered over two hundred million dollars in value for clients and literally changed the law to help protect them.

Because I am routinely involved in “bet the company” litigation, I face (teams of) the best attorneys in America. This forces me to compete at the highest levels and hone my craft. My competence in the most complex litigation makes victory in ordinary disputes easier. Your opponents play checkers while we play chess.

After considerable professional success, in 2016 I decided to take a sabbatical from the practice...
Daniel McLeod Carlson
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Daniel McLeod Carlson
San Diego County, CA Securities Law Attorney with 31 years of experience
(619) 544-9300 600 West Broadway
Suite 1550
San Diego, CA 92101
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
California Western School of Law
The Carlson Law Firm, APC was formed in 2001 by Mr. Carlson with the intent to specialize in securities law claims. Prior to that Mr. Carlson was a law clerk to a Federal Bankruptcy Judge and then worked at the San Diego Law Firm of Ault, Deuprey, Jones and Gorman specializing in business litigation. He then bacame a Partner at Brewer & Carlson, LLP practicing primarily in securities law claims. The Carlson firm primarily represents plaintiffs in claims against their financial advisors, brokers and brokerages. The team at the Carlson Law Firm emphasizes direct personal attention with...
Taylor E Darcy
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Taylor E Darcy
San Diego County, CA Securities Law Attorney with 6 years of experience
(855) 758-5878 7220 Trade St
Ste 101
San Diego, CA 92121
Securities and Business
California Western School of Law
Joshua Kroot
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Joshua Kroot
Los Angeles County, CA Securities Law Lawyer with 14 years of experience
(213) 677-0856 355 South Grand Avenue
Suite 2450
Los Angeles, CA 90071
Free ConsultationSecurities, Arbitration & Mediation, Bankruptcy and Business
University of Southern California Gould School of Law
Business attorney with demonstrated record of success in high-stakes litigation. Adviser to multi-national corporations, growth-focused startups, closely held companies and non-governmental organizations. Skilled in dispute resolution, class actions, insurance, financial and regulatory actions. Experience growing businesses from idea to exit. Founder of and adviser to multiple companies in U.S. and abroad.
Philip Earl Cook
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Philip Earl Cook
Los Angeles County, CA Securities Law Lawyer with 33 years of experience
(213) 988-6100 707 Wilshire Blvd.
Suite 3600
Los Angeles, CA 90017
Securities, Arbitration & Mediation, Business and Insurance Claims
UCLA School of Law
Phil Cook is a first-chair business trial lawyer with experience in jury and bench trials, as well as domestic and international arbitrations before AAA, FINRA and ICC panels. He has argued appeals in the Ninth Circuit and the California Court of Appeal.

Although Phil focuses on policyholder insurance recovery, corporate governance and partnership disputes, and securities and financial products claims, he has represented clients in individual and class action cases involving contract disputes, Business and Professions Code section 17200 claims and other business torts, antitrust and trade regulation, patent and trademark infringement, trade secrets, product liability and toxic torts, governmental...
James Rylee Deen
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James Rylee Deen
Riverside County, CA Securities Law Attorney with 46 years of experience
(707) 230-1237 1714 Capri Cir
Palm Springs, CA 92264
Securities, Antitrust and Business
Stanford University
I was born in Louisiana and raised in Eastern Arkansas. I was fortunate to receive both my undergraduate education and legal training at leading private universities in the Midwest and California. I also studied for a year in Europe. I have been admitted to practice law in three major U.S. jurisdictions, each of which plays an important role in the commercial life of this country. My knowledge of both business and business law is extensive, having been gained through work in a large corporate law firm, as an in-house attorney for a leading multinational corporation,...
Paul W. Thomas
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Paul W. Thomas
San Diego County, CA Securities Law Attorney with 36 years of experience
(800) 797-9888 701 Palomar Airport Drive
Suite 300
Carlsbad, CA 92011
Securities and Stockbroker Fraud
University of Florida College of Law
Mr. Thomas graduated from the University of Florida in 1984 and received his Juris Doctorate from the University of Florida College of Law in December 1987. He became a member of the California Bar in 1988. With over 1,500 cases and 26 years of experience in every type of investment case Mr. Thomas has a proven track record of success. As an advocate for investors Mr. Thomas utilizes his extensive experience and knowledge of the securities and commodities markets as a former licensed Series 7 stockbroker and Series 3 commodities broker with Shearson Lehman Brothers. His professional memberships include the...
Glenn Fuller
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Glenn Fuller
Los Angeles County, CA Securities Law Attorney with 32 years of experience
(310) 440-4100 1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities, Business and Real Estate
Loyola Law School, Los Angeles
Glenn Fuller is a partner and business lawyer with Raines Feldman LLP, where his practice centers on a wide array of matters including real estate acquisition, financing, and leasing of a variety of commercial urban and regional development, redevelopment and revitalization projects.

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