Oceanside Securities Lawyers

Paul W. Thomas
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Paul W. Thomas
Carlsbad, CA Securities Law Attorney with 35 years of experience
(800) 797-9888 701 Palomar Airport Drive
Suite 300
Carlsbad, CA 92011
Securities and Stockbroker Fraud
University of Florida College of Law
Mr. Thomas graduated from the University of Florida in 1984 and received his Juris Doctorate from the University of Florida College of Law in December 1987. He became a member of the California Bar in 1988. With over 1,500 cases and 26 years of experience in every type of investment case Mr. Thomas has a proven track record of success. As an advocate for investors Mr. Thomas utilizes his extensive experience and knowledge of the securities and commodities markets as a former licensed Series 7 stockbroker and Series 3 commodities broker with Shearson Lehman Brothers. His professional memberships include the...
Gretchen Cowen
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Gretchen Cowen
Carlsbad, CA Securities Law Lawyer with 29 years of experience
(760) 931-0903 2173 Salk Ave, Suite 250
Carlsbad, CA 92008
Securities and Business
California Western School of Law
Business Law Attorney Gretchen Cowen has 20 years experience including Mergers & Acquisitions, Securities & Corporate Finance and Venture Capital
Phillip E. Koehnke Esq.
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Phillip E. Koehnke Esq.
Encinitas, CA Securities Law Attorney with 30 years of experience
(858) 229-8116 PO Box 235472
Encinitas, CA 92024
Free ConsultationSecurities and Business
I have over 20 years of experience practicing law. My practice has focused on business law and corporate finance. I operate a sole practitioner law practice providing legal services to small to midsize private companies and NASD (FINRA) broker dealers. In addition, I represent several public companies assisting them with their financing, SEC reporting and general corporate matters.
William F. Capps
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William F. Capps
Irvine, CA Securities Law Attorney with 50 years of experience
(949) 623-7200 3 Park Plaza
#1100
Irvine, CA 92614
Securities and Business
University of California, Berkeley School of Law
I am an experienced California Business and Securities Law attorney. I am committed to solving complex business issues for clients from a wide range of industries.

For over 40 years, my practice has been focused on effectively solving problems and creating solutions. I am dedicated to guiding my clients towards achievement of their business goals.
Eric Alan Isaacson
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Eric Alan Isaacson
La Jolla, CA Securities Law Attorney with 37 years of experience
(858) 263-9581 6580 Avenida Mirola
La Jolla, CA 92037-6231
Securities, Antitrust, Appeals and Consumer
Duke University School of Law
For more than twenty five years I have represented investors and consumers in class-action litigation, focusing primarily on federal civil appeals. I have briefed and argued appeals before all but two of the thirteen federal circuits, and was intimately involved in briefing the merits in three cases before the United States Supreme Court. My pro bono work has included writing and filing amicus curiae briefs on behalf of religious organizations and faith leaders opposing discrimination and supporting religious liberty and equal rights for all.
Jeffrey Patrick Lendrum
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Jeffrey Patrick Lendrum
San Diego, CA Securities Law Attorney with 34 years of experience
(888) 809-7832 600 West Broadway
Suite 700
San Diego, CA 92101
Free ConsultationSecurities and Stockbroker Fraud
University of the Pacific, McGeorge School of Law
Jeffrey Lendrum’s practice is devoted to representing clients with disputes involving financial fraud, investment loss recovery, financial advisor malpractice, financial elder abuse, and breach of fiduciary duty.

Mr. Lendrum is recognized by his peers as a leader in investment fraud litigation and has received the distinguished AV Preeminent rating each year since 2001. This rating is awarded to select attorneys who demonstrate preeminent legal abilities and the highest ethical standards.

As a former prosecutor, federal law clerk, and lawyer for fortune 500 companies, Mr. Lendrum has the knowledge, experience and track record to create winning strategies for his clients. Whether your...
Brett Gregory Evans
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Brett Gregory Evans
Anaheim, CA Securities Law Lawyer with 17 years of experience
(844) 443-5229 155 N Riverview Drive
Suite 223
Anaheim, CA 92808
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
University of Washington School of Law and University of Utah
Brett Evans delivers experience in securities, corporate, mergers and acquisitions, energy and tax law with his securities career beginning in 1995. At Evans Law, PC, Evans counsels corporations, asset management companies, securities issuers, broker-dealers, investment advisers, registered representatives and other financial industry participants in the areas of securities offerings, arbitration, litigation, broker-dealer and registered investment adviser regulation, compliance, due diligence, securities investigation and enforcement and a diverse range of transactional matters. During his career, Evans has been involved in structuring and drafting more than $1.7 billion in private placement and joint venture transactions in energy, real estate and...
Lynne Paynter Bolduc
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Lynne Paynter Bolduc
Irvine, CA Securities Law Lawyer with 28 years of experience
(949) 788-8900 16148 Sand Canyon Ave
Irvine, CA 92618
Free ConsultationSecurities and Business
Western State College of Law at Argosy University
Lynne Bolduc, a Partner with Oswald & Yap, practices securities and corporate law. She represents both private and public companies, as well as investment bankers and broker/dealers. Lynne's experience includes entity selection and formation matters for businesses just getting started, contract negotiations and drafting, mergers and acquisitions, private offerings, taking private companies public, and public company reporting with the Securities and Exchange Commission. She has structured and implemented over $1 billion in financings.
John P. Kennedy
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John P. Kennedy
San Diego, CA Securities Law Lawyer with 8 years of experience
(619) 272-7050 655 West Broadway
Suite 870
San Diego, CA 92101
Securities and Business
University of Southern California Gould School of Law and California Western School of Law
John P. “Jack” Kennedy is an associate at the Disclosure Law Group, APC. His practice primarily focuses on mergers, acquisitions, reorganizations, and securities regulations. He is licensed to practice law in California and Washington D.C. Mr. Kennedy has represented both private and publicly held companies in a wide range of transactions. Some of his notable transactions include: negotiating the stock purchase of a subsidiary of an internet technology company from a publicly- traded corporation through a 338(h)(10) election; redeeming the repurchase of shares from an officer of a multi-million dollar technology company; negotiating equity swaps between various corporate entities;...
Taylor E Darcy
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Taylor E Darcy
San Diego, CA Securities Law Attorney with 5 years of experience
(855) 758-5878 7220 Trade St
Ste 101
San Diego, CA 92121
Securities and Business
California Western School of Law
Anthony James Dispoto
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Anthony James Dispoto
Newport Beach, CA Securities Law Attorney with 7 years of experience
(714) 337-6389 2424 SE Bristol St., Suite 300
Newport Beach, CA 92660
Free ConsultationSecurities, Business, Employment and Real Estate
University of San Diego School of Law
Experienced attorney with a demonstrated knowledge of commercial real estate, business and corporate law. Skilled in contract drafting and review, legal research and negotiations. Strong customer service focus and desire to help all individuals.

Education:

-Bachelor's of Arts in Business Management with emphasis in Legal Studies from California State University, Fullerton

-Juris Doctorat with emphasis in Corporate and Business Law from University of San Diego, School of Law
Sean T Prosser
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Sean T Prosser
San Diego, CA Securities Law Lawyer with 30 years of experience
(858) 314-2152 3580 Carmel Mountain Road
Suite 300
San Diego, CA 92130
Free ConsultationSecurities, Administrative, Stockbroker Fraud and White Collar Crime
New York Law School
Sean Prosser defends clients facing investigations and enforcement actions by the U.S. Securities and Exchange Commission (SEC), U.S. Department of Justice (DOJ), including FBI and Grand Jury proceedings, and other government agencies. He also defends companies and their executives in shareholder litigation. With offices in San Diego and Los Angeles, Sean leads Mintz Levin’s California Securities Litigation practice. His clients include public and private companies, officers and directors, board committees, broker-dealers, banks, investment advisors, hedge funds, CPAs, individual stock traders and public officials. Sean regularly represents clients before the following agencies and regulators: U.S. Securities and Exchange Commission...
Roger E. Naghash
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Roger E. Naghash
Irvine, CA Securities Law Attorney with 27 years of experience
(949) 955-1000 19800 MacArthur Boulevard
Suite 1000
Irvine, CA 92612-2433
Free ConsultationSecurities, Bankruptcy, Business and Consumer
Western State College of Law at Argosy University
Roger E. Naghash is dedicated to aggressively advocating for the rights and interests of his clients in a broad range of legal matters. He provides customized legal services and representation to fit the specific needs of each client. Always with honesty and integrity, Roger is a fierce advocate who fights for the justice his clients are entitled to under state and federal laws. He is committed to keeping clients informed and involved, and pursuing the best possible outcomes with quality, hands-on, and affordable service.

Roger earned his B.S. from Western State University and his J.D. from Western State University College of...
Ronald Altman
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Ronald Altman
Irvine, CA Securities Law Lawyer with 39 years of experience
(310) 440-4100 18401 Von Karman Avenue
Suite 360
Irvine, CA 92612
Securities, Business and Real Estate
University of San Francisco School of Law and University of California - Berkeley
Daniel McLeod Carlson
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Daniel McLeod Carlson
San Diego, CA Securities Law Attorney with 30 years of experience
(619) 544-9300 600 West Broadway
Suite 1550
San Diego, CA 92101
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
California Western School of Law
The Carlson Law Firm, APC was formed in 2001 by Mr. Carlson with the intent to specialize in securities law claims. Prior to that Mr. Carlson was a law clerk to a Federal Bankruptcy Judge and then worked at the San Diego Law Firm of Ault, Deuprey, Jones and Gorman specializing in business litigation. He then bacame a Partner at Brewer & Carlson, LLP practicing primarily in securities law claims. The Carlson firm primarily represents plaintiffs in claims against their financial advisors, brokers and brokerages. The team at the Carlson Law Firm emphasizes direct personal attention with...
Joshua Alan Waldman
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Joshua Alan Waldman
Irvine, CA Securities Law Attorney with 21 years of experience
(949) 975-7500 2020 Main St
Irvine, CA 92614
Securities, Business, Employment and Real Estate
Univ of San Diego School of Law
Joshua Waldman is a senior counsel whose practice focuses primarily on business disputes. Mr. Waldman began his legal career as an extern for the Honorable Napoleon Jones, Jr. from the U.S. District Court, Southern District of California. He was an associate for Walsworth, Franklin Bevins and McCall and Collins & Bellenghi, focusing on civil litigation, with an emphasis on business and employment disputes before joining BKCG. Since joining BKCG, Mr. Waldman has secured many positive outcomes for BKCG clients by winning dipositive motions, achieving extremely favorable settlements, and prevailing in multiple trials and arbitrations. Born in Phoenix, Mr....
Kevin K. Hull
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Kevin K. Hull
Irvine, CA Securities Law Lawyer with 22 years of experience
(949) 478-4855 9891 Irvine Center Dr Ste 200
Irvine, CA 92618
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
The Catholic University of America Columbus School of Law
Kevin K. Hull is an experienced securities lawyer who benefits clients with his multifaceted background from multiple positions in the securities industry, regulation and law since 1988. Prior to reentering private practice, Mr. Hull was the CEO of Grubb & Ellis Securities, Inc., a position he held for nearly six years. Responsible for all aspects of the firm, including compliance, accounting, national accounts and sales management, Mr. Hull was successful in managing the structure and operations of the firm to be in line with current regulatory expectations while achieving sales during his tenure of approximately $3.4 billion across multiple product...
Rick Weed
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Rick Weed
Newport Beach, CA Securities Law Lawyer with 35 years of experience
(800) 215-3728 4695 MacArthur Court
Suite 1430
Newport Beach, CA 92660
Free ConsultationSecurities
St. Mary's University School of Law
Rick Weed, the founder of Weed & Co., provides counsel to persons that sell and trade securities in the U.S. capital markets, with a particular emphasis on equity securities and debt securities with embedded derivative features.
Deanna Whitestone
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Deanna Whitestone
Irvine, CA Securities Law Lawyer with 18 years of experience
(310) 440-4100 18401 Von Karman Avenue
Suite 360
Irvine, CA 92612
Securities and Business
Southwestern Law School
David Thomas Bartels
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David Thomas Bartels
Irvine, CA Securities Law Lawyer with 22 years of experience
(949) 346-4646 7700 Irvine Center Dr
Suite 800
Irvine, CA 92618
Securities and Business
University of the Pacific, McGeorge School of Law
David T. Bartels is an experienced business attorney, representing businesses, and their officers and directors, in government enforcement actions, class actions and complex commercial litigation, as well as transactional and regulatory issues.

His experience includes securities and government enforcement litigation, complex commercial litigation, and intellectual property litigation. Mr. Bartels advises corporate directors and defended individuals, companies, underwriters, financial institutions and accounting firms in shareholder class action and derivative lawsuits, merger and acquisition disputes and in proceedings before the Department of Justice, the Securities and Exchange Commission (“SEC”), the Financial Industry Regulatory Authority (“FINRA”) and the Federal Trade Commission (“FTC”). Mr. Bartels...
Andrew H. Raines
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Andrew H. Raines
Irvine, CA Securities Law Attorney with 39 years of experience
(310) 440-4100 18401 Von Karman Avenue
Suite 360
Irvine, CA 92612
Securities, Business and Real Estate
Georgetown University Law Center
William Richard Restis
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William Richard Restis
San Diego, CA Securities Law Attorney with 16 years of experience
(619) 270-8383 402 West Broadway
Suite 1520
San Diego, CA 92101
Securities, Business, Consumer and Stockbroker Fraud
Univ of San Diego School of Law
For over a decade, I have been litigating complex, multi-district, and multi-party lawsuits. I recovered over two hundred million dollars in value for clients and literally changed the law to help protect them.

Because I am routinely involved in “bet the company” litigation, I face (teams of) the best attorneys in America. This forces me to compete at the highest levels and hone my craft. My competence in the most complex litigation makes victory in ordinary disputes easier. Your opponents play checkers while we play chess.

After considerable professional success, in 2016 I decided to take a sabbatical from the practice...
Steven Schmulenson
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Steven Schmulenson
Irvine, CA Securities Law Attorney
(310) 440-4100 18401 Von Karman Avenue
Suite 360
Irvine, CA 92612
Securities and Business
Duke University School of Law and Duke University School of Law
Ryan Nerney
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Ryan Nerney
San Diego, CA Securities Law Attorney
(619) 357-7600 501 West Broadway, Suite 800
San Diego, CA 92101
Securities and Military
Arizona Summit Law School
Ryan C. Nerney, Esq. is a Senior Associate in the San Diego office of Tully Rinckey PLLC, where he focuses his practice primarily on national security law, with experience in federal employment and military matters. Ryan represents clients who have security clearance issues against agencies such as CIA, NSA, DIA, DOD, NRO, and DOE. He has represented numerous clients in security clearance revocation proceedings and has a proven record of saving clients’ jobs, as well as anticipating and resolving potential future issues with their security clearances.

Prior to joining Tully Rinckey PLLC, Ryan spent more than five years representing clients in...
Kalab Andrew Honey
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Kalab Andrew Honey
Newport Beach, CA Securities Law Lawyer with 16 years of experience
(949) 720-7030 2600 E Pacific Hwy
Suite 225
Newport Beach, CA 92625
Securities, Business, Employment and Estate Planning
Southwestern Univ School of Law
Anthony F. Geraci
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Anthony F. Geraci
Irvine, CA Securities Law Attorney with 18 years of experience
(949) 379-2600 90 Discovery
Irvine, CA 92618
Securities, Business and Real Estate
Chapman Univ School of Law
Anthony Geraci is the managing partner of the Geraci Law Firm. He is a leading expert in mortgage lending and securities law and has authored numerous articles on real estate finance and securities subjects. Mr. Geraci is a leader in creating national mortgage pools and mortgage funds as well as sophisticated net branching arrangements among several mortgage companies.
Joshua Franklin
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Joshua Franklin
San Diego, CA Securities Law Lawyer with 22 years of experience
(619) 365-9210 501 West Broadway
Suite 1025
San Diego, CA 92101
Securities, Criminal Defense, Insurance Claims and White Collar Crime
University of Colorado - Boulder
I am a trial attorney focused on serving clients in the areas of insurance coverage, securities litigation, and white collar criminal defense. I have represented mutual funds, corporations, Native American tribes, law firms, accounting firms, small businesses, and individuals as both plaintiffs and defendants in a variety of high-stakes disputes. Through my experience in private practice and as a former prosecutor, I have tried nearly fifty jury trials to verdict. In the area of insurance coverage, I have represented policyholders and other insureds in coverage disputes and civil actions alleging bad faith...
Samantha Smith
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Samantha Smith
Irvine, CA Securities Law Attorney with 19 years of experience
(949) 379-6250 9811 Irvine Center Dr
Suite 100
Irvine, CA 92618
Free ConsultationSecurities, Consumer, Employment and Products Liability
University of California Hastings College of the Law
Since 2004, Ms. Smith has dedicated her practice to representing individuals - including employees and consumers - in complex litigation against some of America's largest companies. She has successfully fought for these plaintiffs in cases involving labor law (wage and hour) violations, consumer fraud, unfair competition, securities fraud, antitrust, asbestos exposure and defective products.

Prior to joining Aegis Law Firm, Ms. Smith worked with the Hon. Scott B. Cooper at The Cooper Law Firm prior to him being appointed to a judgeship with the Orange County Superior Court, where they represented employees and consumers in wage and hour and consumer...
Harrison Pierce Kordestani
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Harrison Pierce Kordestani
Newport Beach, CA Securities Law Attorney with 28 years of experience
(323) 628-7150 4540 Campus Drive
Suite 100
Newport Beach, CA 92660
Securities, Arbitration & Mediation, Business and Entertainment & Sports
Boston University School of Law and California Western School of Law
I have extensive experience in legal, finance, management and company-building.

As an attorney, my focus has been on transactional drafting and negotiation and providing ongoing legal counsel and contract interpretation to numerous private individuals as well as companies in varied fields such as media and entertainment, oil and gas, mining and exploration, virtual reality technologies, private health care, cannabis, and mortgage lending and real estate.

As an entertainment professional, I have acquired, or produced, and distributed dozens of feature films, while usually being active in managing the business and legal affairs of most the companies I have worked for or founded. My...
Robert Craig Zafis
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Robert Craig Zafis
San Diego, CA Securities Law Attorney with 40 years of experience
(858) 384-7380 9201 Spectrum Center Blvd., Suite 210
San Diego, CA 92123
Securities
Western State Univ
As Principal FINRA Attorney of Zafis Law, R. Craig Zafis, APC, provides experienced and effective legal counsel for matters of Securities Fraud / Regulatory Defense, SEC / FINRA investigations and securities arbitration matters. We Defend firms, advisers as well as private investors under a wide variety of circumstances.
Jeffrey Steven Kob
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Jeffrey Steven Kob
Coronado, CA Securities Law Attorney with 40 years of experience
(844) 443-5229 Historic Bank of Coronado Building
1172 Orange Avenue, Second Floor
Coronado, CA 92118
Securities, Arbitration & Mediation and Stockbroker Fraud
Washington Univ School of Law
Karen E. Deschaine
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Karen E. Deschaine
San Diego, CA Securities Law Attorney with 16 years of experience
(858) 550-6088 4401 Eastgate Mall
San Diego, CA 92121-1909
Securities, Antitrust and Business
University of California - Los Angeles
Brian James Robbins
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Brian James Robbins
San Diego, CA Securities Law Attorney with 26 years of experience
(619) 525-3990 5040 Shoreham Place
San Diego, CA 92122
Securities, Antitrust and Employment
Vanderbilt Univ School of Law
Brian J. Robbins is a co-founder and the managing partner of Robbins LLP. He has committed his entire career to representing shareholders, employees, consumers, and small businesses in complex litigation. Mr. Robbins has prosecuted hundreds of cases across the country, often in leadership roles, and has achieved sizable monetary recoveries and corporate governance improvements on behalf of his clients.

Mr. Robbins’ achievements are proof positive that shareholder derivative actions are an important tool for keeping corporate management and fraud in check. His dedication to shareholder rights has helped propel Robbins LLP into a nationally recognized leader in shareholder rights litigation. As...
Brian David Murphy
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Brian David Murphy
San Diego, CA Securities Law Lawyer with 19 years of experience
(760) 809-3502 PO Box 600002
San Diego, CA 92160
Securities, Antitrust, Arbitration & Mediation and Business
University of San Diego School of Law
Jonathan D. Littrell
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Jonathan D. Littrell
Irvine, CA Securities Law Lawyer
(310) 440-4100 18401 Von Karman Avenue
Suite 360
Irvine, CA 92612
Securities, Business and Real Estate
Loyola Law School, Los Angeles
Tad Michael Mailander
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Tad Michael Mailander
San Diego, CA Securities Law Lawyer with 32 years of experience
(619) 239-9034 945 4th Avenue
Suite 311
San Diego, CA 92101
Securities and Business
Thomas Jefferson School of Law
Eric Neil Landau
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Eric Neil Landau
Irvine, CA Securities Law Attorney with 36 years of experience
(212) 370-1300 18101 Von Karman Ave
230
Irvine, CA 92612
Securities
Washington University School of Law and Washington Univ School of Law
A trusted legal advisor and trial attorney for over four decades, Eric Landau represents public and private companies, directors, officers, shareholders and business leaders in a variety of industries, including financial, technology, energy, entertainment, health care, pharmaceutical, fashion, media, alcohol beverage, gaming and hospitality. Taking on the toughest of issues, Mr. Landau has been at the forefront of pivotal decisions in state law-based merger challenges and the anti-fraud provisions of the federal securities laws. Appearing before state and federal trial and appellate courts throughout the country, he has defended directors, officers, and issuers against securities class and derivative actions. With his...
John Hafner
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John Hafner
San Diego, CA Securities Law Lawyer with 16 years of experience
(858) 240-5422 402 West Broadway
Suite 400
San Diego, CA 92101
Securities, Business, Elder and Nursing Home
St. John's University School of Law and University of Kentucky College of Law
Sam Wu
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Sam Wu
Irvine, CA Securities Law Attorney
(949) 833-1828 19800 MacArthur Blvd.
Suite 1150
Irvine, CA 92602
Securities and Business
William Aul
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William Aul
San Diego, CA Securities Law Lawyer with 41 years of experience
(619) 497-2555 1660 Hotel Circle North,
Suite 207
San Diego, CA 92108
Securities and Business
California Western School of Law
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