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Patrick Michael Kelly
Los Angeles, California Securities Law Attorney with 54 years of experience
Securities, Appeals, Business and Construction
Loyola Law School
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David Thomas Bartels
Irvine, CA Securities Law Lawyer with 23 years of experience
Securities and Business
University of the Pacific, McGeorge School of Law
David T. Bartels is an experienced business attorney, representing businesses, and their officers and directors, in government enforcement actions, class actions and complex commercial litigation, as well as transactional and regulatory issues.
His experience includes securities and government enforcement litigation, complex commercial litigation, and intellectual property litigation. Mr. Bartels advises corporate directors and defended individuals, companies, underwriters, financial institutions and accounting firms in shareholder class action and derivative lawsuits, merger and acquisition disputes and in proceedings before the Department of Justice, the Securities and Exchange Commission (“SEC”), the Financial Industry Regulatory Authority (“FINRA”) and the Federal Trade Commission (“FTC”). Mr. Bartels...
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Michael Aubrey Thurman
Pasadena, CA Securities Law Lawyer with 39 years of experience
Securities, Arbitration & Mediation, Business and Consumer
University of Oregon School of Law
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Mark Toshiro Hiraide
Los Angeles, CA Securities Law Lawyer with 38 years of experience
Securities, Business and Stockbroker Fraud
University of Southern California Gould School of Law
Mark is a capital markets attorney known among his colleagues for his expertise in corporate and securities law. He counsels clients in raising capital online (tokens, coins, STOs, digital assets and other "securities"). He offers unique insight and perspective to his clients because of his experience in private practice representing both public and private companies in business transactions and courtroom securities litigation for more than twenty-five years and serving in senior positions as an attorney with the U.S. Securities and Exchange Commission and as a Special Assistant United States Attorney for eight years.
While Mark's clients include other attorneys, his passion...
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Sunny S. Sarkis
Los Angeles, CA Securities Law Attorney with 15 years of experience
Securities, Appeals, Business and Consumer
University of the Pacific, McGeorge School of Law
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Kyle Kirk Lauby
Riverside, CA Securities Law Lawyer with 20 years of experience
Securities, Antitrust, Consumer and Medical Malpractice
UCLA School of Law
Kyle K. Lauby is a partner in the Riverside office of Fernandez & Lauby. Mr. Lauby graduated in 2003 from the University of California at Los Angeles School of Law with a specialization in business law. In 1999, he graduated magna cum laude from Arizona State University with a Bachelor of Science degree in Business.
Mr. Lauby is admitted to practice in the State of California and before the United States District Court for the Central District of California. He has litigated cases in a variety of practice areas, including construction defect, wrongful death, personal injury, securities fraud, antitrust, and general...
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Roxanna Talaie
Beverly Hills, CA Securities Law Attorney
Securities and Personal Injury
Roxanna Talaie represents corporations, boards of directors and individuals in a variety of practice areas. Her focus includes securities litigation, personal injury and workers’ compensation matters. She began her legal career with one of the country’s most prominent securities litigation firms, which handled a broad array of cases involving United States Securities and Exchange Commission matters; litigation practices, including class actions, discovery, state and federal proceedings; meticulous client preparation; case evaluation; and portfolio monitoring. Later, she defended insurance carriers, third party administrators and employers in workers’ compensation matters at one of the oldest workers’ compensation firms in California. Currently, she...
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Ju Yeon Park
Pasadena, CA Securities Law Attorney with 19 years of experience
Securities, Business and Environmental
Ju is a corporate lawyer by training and an entrepreneur at heart. She graduated from UCLA School of Law where she focused her studies on International Business Law. After law school, she practiced corporate law and litigation in the Los Angeles and Hong Kong offices of an international renowned law firm, Latham & Watkins, where she advised domestic and foreign clients, including Fortune 500 companies, on various corporate matters including general commercial contracts, corporate finance, IPOs and mergers and acquisitions.
?Ju co-founded Parsus in 2009 with a vision to transform the legal services industry to make quality legal advice more...
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Cyndie Marie Chang
Los Angeles, CA Securities Law Lawyer with 21 years of experience
Securities, Antitrust, Arbitration & Mediation and Business
Loyola Law School Los Angeles
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Eric Neil Landau
Irvine, CA Securities Law Attorney with 37 years of experience
Securities
Washington University School of Law and Washington Univ School of Law
A trusted legal advisor and trial attorney for over four decades, Eric Landau represents public and private companies, directors, officers, shareholders and business leaders in a variety of industries, including financial, technology, energy, entertainment, health care, pharmaceutical, fashion, media, alcohol beverage, gaming and hospitality.
Taking on the toughest of issues, Mr. Landau has been at the forefront of pivotal decisions in state law-based merger challenges and the anti-fraud provisions of the federal securities laws. Appearing before state and federal trial and appellate courts throughout the country, he has defended directors, officers, and issuers against securities class and derivative actions.
With his...
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Patrick J. Alach
Beverly Hills, CA Securities Law Attorney with 14 years of experience
(310) 272-7166
9107 Wilshire Boulevard
Suite 450
Beverly Hills, CA 90210
Securities, Business, Entertainment & Sports and IP
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Natalie Thomas
Los Angeles, CA Securities Law Attorney
Securities, Business, IP and Trademarks
Vermont Law School
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Valerie Sapozhnikova
Santa Monica, CA Securities Law Attorney with 7 years of experience
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Brynn Anne Gruenberg
Los Angeles, CA Securities Law Lawyer
(800) 487-4660
Union Bank Plaza
445 S. Figueroa St., Suite 2700
Los Angeles, CA 90071
Securities
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Sam Wu
Irvine, CA Securities Law Attorney
Christopher Palileo Ayayo
Newport Beach, CA Securities Law Attorney with 29 years of experience
Securities, Business, Estate Planning and Stockbroker Fraud
University of California College of the Law, San Francisco
Guy Edward Mailly
Costa Mesa, CA Securities Law Lawyer with 35 years of experience
Securities, Antitrust, Business and Civil Rights
The University of Texas School of Law
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Kirk G. Smith
San Diego, CA Securities Law Attorney with 25 years of experience
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
South Texas College of Law
As a partner at Shepherd Smith Edwards & Kantas LLP (SSEK Law Firm), Kirk G. Smith focuses his practice on securities law. Representing individual and institutional investors against banks, brokerage firms and trust companies, Mr. Smith generally handles cases involving issues such as retirement losses, broker and brokerage firm misconduct, investment derivatives, fraud and financial product failures. He serves clients throughout the U.S.
Before earning a Juris Doctor from the South Texas College of Law Houston, Mr. Smith attended Loyola University New Orleans. He graduated with a Bachelor of Arts.
Previously working as an investment advisor for a large brokerage firm and...
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Sonya Tien
Los Angeles, CA Securities Law Attorney with 12 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Business and Personal Injury
Columbia Law School
Sonya Tien leads her law firm's litigation, corporate, personal injury, and intellectual property practices.
She received her law degree from Columbia University and was recognized as a Harlan Fiske Stone Scholar. Sonya received her business degree from the University of North Carolina at Chapel Hill, Kenan Flagler Business School, where she earned 17 scholarships.
Sonya was named a Rising Star by Super Lawyers since 2020, Top 40 Under 40 Civil Plaintiffs' Lawyers, and Top 100 Civil Trial Lawyers by The National Trial Lawyers. Her articles have been published by the Wall Street Lawyer and Practising Law Institute. She has presented on the...
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Robert A. Kantas
San Diego, CA Securities Law Lawyer with 27 years of experience
Free ConsultationSecurities and Stockbroker Fraud
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Steve A. Buchwalter
Encino, CA Securities Law Attorney with 31 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
University of La Verne College of Law
Steve Buchwalter has been protecting investors in Southern California for over 25 years. He advocates for individuals, non-profits and corporations in Securities Law, Arbitration & Mediation, and Stockbroker & Investment Fraud matters. Additionally, he assists businesses with legal formation and legal disputes.
Steve brings unique insight and understanding to his representation as a former licensed commodity trading adviser and stockbroker. Recognized as an expert in his field, he has successfully resolved over 400 cases. In 2009, Steve received the largest California judgement of 4.2 billion for his client.
Steve is dedicated to providing legal representation with commitment and integrity. Contact Steve...
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Alan William Sparer
San Francisco, CA Securities Law Attorney with 41 years of experience
Free ConsultationSecurities, Business, Elder and Stockbroker Fraud
Stanford University and Massachusetts Institute of Technology
For over 30 years, Mr. Sparer has successfully represented individuals and businesses in litigation involving securities, contract, insurance, real estate, probate, and trust matters. Sparer Law Group (SLG), Mr. Sparer has obtained over $200 million in settlements, judgments, and recoveries on behalf of securities investors. Mr. Sparer also leads an SLG team that has successfully defended financial professionals and investment funds under investigation by the SEC, FINRA, and the California Department of Business Oversight.
SLG regularly helps resolve sensitive and confidential family disputes involving claims of elder abuse or financial misconduct. In the process, Mr. Sparer has successfully...
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Antone F. Johnson
Berkeley, CA Securities Law Attorney with 27 years of experience
Free ConsultationSecurities, Business, Communications and Entertainment & Sports
Columbia Law School
For 24 years, Antone Johnson has served as lawyer, advisor, executive and advocate for emerging growth technology/digital media ventures, founders and investors in a diverse range of business and intellectual property matters. Raised in Menlo Park and Palo Alto, California, suffused with Silicon Valley's unique culture of innovation, he came of age professionally during the Internet explosion of the late 1990s, an entrepreneurial crucible of unprecedented wealth and job creation, reinvention of countless industries, and related venture capital and Wall Street dealmaking. Antone was fortunate to have a ringside seat at major Los Angeles and Silicon Valley law firms, followed...
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Meghan Pratschler
San Francisco, CA Securities Law Attorney
Free ConsultationSecurities and Business
University of Dayton
Attorney licensed in California but traveling the world. Business law, contracts, and emerging technology nerd. I'm a specialist in startups and technology, so we're a perfect match if you:
- need a contract or agreement written or reviewed, even if it's not tech-related
- are a DAO, startup, or established business looking for legal help (even funding related!)
- are a software developer or working with software devs and programmers
- are interested in or planning on issuing a crypto token
- have a legal question unique to technology
Currently, I run my own law firm, teach Transactional Drafting at UC Boulder Law as an...
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William S. Shepherd
San Diego, CA Securities Law Attorney with 34 years of experience
Free ConsultationSecurities and Stockbroker Fraud
Georgetown University Law Center and South Texas College of Law
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Will Edelman
San Francisco, CA Securities Law Lawyer
Securities, Antitrust, Stockbroker Fraud and White Collar Crime
Stanford Law School
Will Edelman is a former federal prosecutor, a former police officer, and a Stanford Law graduate who clerked for two federal judges. Will’s practice focuses on white-collar and regulatory matters, internal investigations, and complex commercial litigation.
As a federal prosecutor in the Northern District of California, Will acted as first or second chair in ten trials. He also handled numerous contested evidentiary hearings and dispositive motion hearings. As a prosecutor, Will was the primary attorney responsible for a variety of complex matters, including multi-defendant RICO cases and fraud cases. Will also served as a police officer for a large southern California...
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Ansel Jay Halliburton
San Francisco, CA Securities Law Lawyer with 11 years of experience
Free ConsultationSecurities, Business, Communications and IP
University of California, Davis, School of Law
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Patrick Delahunty
San Francisco, CA Securities Law Lawyer with 15 years of experience
(415) 891-6215
4 Embarcadero Center
Suite 1400
San Francisco, CA 94111
Securities, Antitrust, Stockbroker Fraud and White Collar Crime
University of Washington School of Law
Patrick Delahunty is a former federal prosecutor and a seasoned trial attorney with more than 15 years of experience litigating in federal and state courts. Patrick’s practice focuses on white-collar criminal investigations and litigation resulting from them, including regulatory issues and corporate litigation. He guides his clients with clear advice about their options, legal risks, and—most importantly—the full spectrum of their rights that he will vigorously protect. At each step of the way, he looks for efficient and cost-effective solutions. He has a long track record of securing successful outcomes for his clients with this approach.
Prior to...
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Bernard Vogel III
San Jose, CA Securities Law Attorney with 41 years of experience
Securities, Business and Tax
Santa Clara University School of Law and University of California - Los Angeles
Bernie Vogel is a shareholder and the CEO and President of Silicon Valley Law Group. His practice emphasizes complex corporate transactions, investment financings, mergers and acquisitions, as well as the formation and maintenance of partnerships and limited liability companies. He provides ongoing business counseling to a variety of entities, ranging from venture capital firms and start up high tech and biotech companies. Advices on directors & officers liability, corporate governance, stock option plans, licensing, and contracts, as well as advice on complex tax issues with respect to transaction structuring, entity formation, reorganizations, and business succession planning. Before practicing law, Bernie...
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Brian David McAllister
Santa Clara, CA Securities Law Attorney with 29 years of experience
(408) 334-9074
5201 Great America Pkwy
Suite 320
Santa Clara, CA 95054
Securities, Business and Communications
University of California College of the Law, San Francisco
Adept at crafting and executing on strategy, building teams, and partnering across functions to advance the business. I have rich experience in law, management and corporate development across diverse settings in terms of scale and geography. This has included advising startups, public companies and investors as outside counsel; serving as a legal and corporate development executive at an industry-leading public company with extensive global operations; and founding a real estate technology start-up.
Strengths include: structuring and negotiating complex transactions; mergers & acquisitions; joint ventures; startups; venture capital financings; strategy; corporate governance; securities offerings; SEC reporting requirements; and global operations for complex...
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Marnie Cherie Lambert
San Francisco, CA Securities Law Lawyer with 30 years of experience
(888) 203-7833
One Embarcadero Center
Suite 500
San Francisco, CA 94111
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Pepperdine University
Marnie C. Lambert, the founding member of Lambert Law Firm, LLC, is licensed to practice law in all state courts and federal district courts in Ohio and California. She has spent most of her legal career representing consumers in complex civil litigation, commercial litigation, securities litigation and class actions. She has also represented clients seeking recovery for personal injuries, wrongful death and various business torts. Ms. Lambert received her juris doctorate from Pepperdine University School of Law in 1992. She spent the first five years after law school working in Los Angeles, California for a large international law firm....
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Michael L. Gallo
San Francisco, CA Securities Law Lawyer with 22 years of experience
Securities, Business and Employment
University of California, Berkeley School of Law
Michael Gallo is a dedicated and skilled Business, Employment, and Securities Law Attorney with Sparer Law Group. Since 2002, he has represented clients in a broad array of areas involving securities, employment, employee raiding, trade secret, public utility ratemaking, and professional responsibility. His experience includes plaintiff and defendant class action matters as well. Mr. Gallo is committed to providing comprehensive representation for his clients' legal needs.
Mr. Gallo received his B.A. from Swarthmore College and M.A. from University of California at Berkeley. In 2001, he obtained his J.D. from the University of California at Berkeley, Boalt Hall School of Law. Mr....
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Ryan S. Cook
San Diego, CA Securities Law Lawyer with 12 years of experience
Securities, Elder, Estate Planning and Stockbroker Fraud
South Texas College of Law
As an associate attorney of Shepherd Smith Edwards & Kantas LTD LLP, Ryan Cook maintains an active securities arbitration and litigation practice. Mr. Cook has worked on numerous cases dealing with individual investors, high net worth and institutional investors, corporate executives, regional banks and municipal issuers.
Prior to beginning his law practice, Mr. Cook worked in the securities industry as a licensed and registered representative with a large broker/dealer. He received his Juris Doctor (JD) degree from South Texas College of Law, where he earned his degree Summa Cum Laude (with highest honor) as the graduating salutatorian. Mr. Cook...
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Martin Ross Sances
Lafayette, CA Securities Law Lawyer with 29 years of experience
Securities, Business, Construction and Insurance Claims
Univ of Wisconsin Law School
Areas of Expertise
Business advice and counseling
Contract drafting and review
Corporate structure and transactions
Licensing and regulation
Employment and labor negotiation
Insurance coverage and claims handling
Education
B.A., Colgate University, 1991
Phi Beta Kappa, Magna Cum Laude
J.D., University of Wisconsin Law School, 1994
Martin is an experienced business attorney who facilitates transactions while minimizing the risks and pitfalls facing his clients. Martin takes a “can-do” approach to legal problems that focuses on crafting deals through an integrative and value creating process rather than conflict.
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Mario Fausto
San Carlos, CA Securities Law Lawyer with 24 years of experience
Free ConsultationSecurities, Business, IP and Real Estate
Santa Clara University School of Law
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Tanya C. Edwards
San Diego, CA Securities Law Attorney with 23 years of experience
Free ConsultationSecurities and Stockbroker Fraud
University of Houston Law Center and University of Houston Law Center
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Gerry Harvey Goldsholle
Sausalito, CA Securities Law Attorney with 59 years of experience
Securities, Asbestos, Business and Insurance Claims
Columbia Univ School of Law
Gerry Goldsholle is a nationally known expert in insurance and insurance law who uses his decades of knowledge and industry "insider" experience to help his firm's clients stop being taken advantage of by insurance companies and others seeking to wrongfully delay or deny claims or pay pennies on the dollar.
An honors graduate of the College of William and Mary and the Columbia University School of Law, Gerry later completed the Senior Executive Program at Stanford University's Graduate School of Business and the coursework for a Masters of Liberal Arts at Stanford. He also served in the Army...
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M. Tilden Moschetti
Calabasas, CA Securities Law Lawyer with 20 years of experience
Free ConsultationSecurities
University of San Francisco School of Law, San Francisco, California
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Dallas Verhagen
Santa Barbara, CA Securities Law Attorney with 7 years of experience
Securities, Business, Cannabis Law and Communications
Pepperdine University
Dallas Verhagen is an attorney at Fauver, Large, Archbald & Spray, LLP with a practice focused on transactional business matters. Dallas represents startups and small and large businesses in various industries, including tech, retail, manufacturing, transportation, professional services, marketing and media management, cosmetics, cannabis, food and beverage, and consulting. Dallas advises entrepreneurs, startups, and small and large businesses in all areas of business law, including the formation of business entities, negotiating and drafting employment agreements, implementing employee equity incentive agreements and plans, fundraising transactions, risk management, mergers and acquisitions, and more. Dallas also serves as outside general counsel for many...
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Gordon Craig Young
Danville, CA Securities Law Attorney with 31 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Probate and Stockbroker Fraud
U of San Francisco School of Law
Gordon Young is a 25-year litigator, specializing in financial, trust and securities litigation. Gordon tries and arbitrates cases for trustees, beneficiaries, financial professionals, investment advisors, stock brokers, Wall Street banks, and broker-dealers. These cases include civil, probate and regulatory claims based on breach of fiduciary duty, breach of trust, fraud, suitability, mismanagement of mutual funds and managed accounts, the prudent investor rule, as well as employee promissory notes, up-front loans, raiding, trade secret, unfair competition and related employment claims. Gordon has successfully assisted numerous investment professionals with FINRA related expungement actions. Gordon has been recognized eleven times...