Alabama Securities Lawyers

Richard S. Frankowski is the owner of The Frankowski Firm, LLC based in Birmingham, Alabama and Incline Village, Nevada. Mr. Frankowski has represented hundreds of investors around the country in FINRA arbitrations and in court. His practice focuses on stock broker fraud, consumer class actions, and direct and derivative shareholder litigation. He is an AV Preeminent-rated attorney by Martindale Hubbell and is a member of the Alabama and Florida Bars, as well as a member of the American Bar Association, the American Association for Justice, and National Trial Lawyers. Mr. Frankowski co-authored The Practitioner's Guide to...

Recognized by his peers as one of the top Business Law attorneys in Birmingham, Alabama, Mr. Gordon maintains a legal practice that spans a number of areas. From advising clients on difficult internal disputes to buying and selling large businesses, his practice and focus on various business-related issues is significant. Mr. Gordon advises clients on any number of business and personal issues, both large and small, and continually offers creative and insightful solutions to his clients.

Mr. Gordon takes on a small number of high profile and high net worth divorce cases each year. His significant business and tax experience...

When your business or finances are at risk, we are the law firm to protect your assets and recover your money.

Named one of the Top 50 attorneys in Alabama by Super Lawyers and voted by his peers as one of the best attorneys in Birmingham, Mr. Dana’s practice focuses on helping investors pursue claims against advisors and brokers for improper investment advice and guidance.

Mr. Dana also represents owners of small- to medium-sized closely held businesses in negotiations and disputes with their co-owners, employees, and third parties. His representation routinely includes advising clients on difficult and sensitive business situations, including dissolution,...

I am Fob James, IV, a trial attorney focusing on catastrophic personal injury and fraud cases. My career began at a large national firm where I engaged in high-stakes litigation for major corporations. However, I soon discovered that my true passion lies in advocating for individuals who have suffered serious injuries or have been wronged by others. A significant portion of my work is referred to me by other attorneys. I take special pride in accepting cases that have been declined by other law firms, striving to secure justice and accountability for those families.

Ken Simon is a former trial judge with more than one hundred jury trials under his belt. Ken is an experienced mediator, arbitrator, special master, and claims administrator. He has mediated hundreds of cases arising out of state and federal courts around the Southeast, and is an active arbitrator of conflicts as diverse as disputes between investment firms and clients, employers and employees, businesses and suppliers, and nursing homes and patients. Ken’s legal practice covers areas as varied as securities litigation and enforcement proceedings, securities and corporate compliance, municipal bond transactions, as well as personal injury and other litigation affecting...

Tempe has spent the last decade of her career representing people who have been injured negligence of others. She has represented people from across the country who have been injured by pharmaceutical drugs, medical devices, and other safety devices. She has also helped clients in Alabama in their personal injury cases. Working on these cases has taken her to courtrooms and trials in Alabama and beyond. Tempe has also worked to help people through class action cases. She was class counsel in a fraud class action that resulted in a $310M settlement. In 2017, She was part of a trial team...

Fob James III has had a varied civil plaintiffs’ practice since 1986, often representing individuals, employees, and small businesses in cases for fraud, economic oppression, and the like. Fob III also has experience representing individuals in nursing home, ERISA and defective drug cases. Fob III is currently involved in financial fraud litigation.

Nick has successfully represented small businesses and consumers in class actions against some of the country’s largest corporations, obtaining multi-million-dollar results for his clients in venues from California to Florida. Nick is a member of the state bars of Alabama and California and has been admitted to multiple federal courts including the Eleventh Circuit Court of Appeals and the Ninth Circuit Court of Appeals. He has been awarded the highest Martindale-Hubbell rating obtainable for ethics and professional ability.

Nick attended Indian Springs School in Birmingham and Wesleyan University in Connecticut. After college, Nick attended the University of Alabama School of Law...