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Samuel T. Brannan
The Doss Firm, LLCBadges
Claimed Lawyer ProfileBlawgsearch
Practice Areas
- Arbitration & Mediation
- Business Law
- Employment Law
- Securities Law
- Stockbroker & Investment Fraud
Additional Practice Area
- Insurance Bad Faith
Fees
- Free Consultation
Jurisdictions Admitted to Practice
- Georgia
- 11th Circuit
- Georgia Court of Appeals
- Georgia Supreme Court
- U.S. District Court for the Northern District of Georgia
Languages
- English: Spoken, Written
Professional Experience
- The Doss Firm, LLC
- Current
Education
- Georgia State University College of Law
- J.D.
Professional Associations
- Atlanta Bar Association
- Member
- Current
- Public Investors Arbitration Bar Association (“PIABA”)
- Member
- Current
- Georgia State Bar
- Member
- - Current
Publications
Articles & Publications
- Arguments and Authorities Supporting the Viability of Holder Claims
- PIABA Bar Journal
- Trends in Elder Abuse Law
- PIABA Bar Journal
Websites & Blogs
- Website
- Samuel Brannan's Website Profile
- Website
- The Doss Firm, LLC Website
- Blog
- RIA Compliance Blog
- SEC Wins Judgment Against RIA and Permanently Bars its Principal for “Cherry-Picking” Scheme
17 October 2019 - SEC Announces $37.9 Million Settlement with Two RIAs over Conflicts of Interest Violations
8 October 2019 - Eight States Sue the SEC in an Effort to Overturn Reg BI
25 September 2019 - OCIE Publishes New Compliance Risk Alert for RIAs Addressing Trading Practices
16 September 2019 - SEC Publishes New Guidance for SEC-Registered Advisers on Meeting Their Proxy Voting Obligations
10 September 2019 - SEC Sues Large RIA for Fraud in Latest Mutual Fund Revenue Sharing Case
29 August 2019 - SEC Reaffirms and Clarifies the Meaning of an Investment Adviser’s Fiduciary Duty
13 August 2019 - New OCIE Risk Alert Warns Advisers of Compliance Pitfalls in Hiring Individuals with Disciplinary Histories
25 July 2019 - Chairman Clayton Announces New SEC Policy for Granting Disqualification Waivers
11 July 2019
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