Ryan Nori

Ryan Nori

Contact Ryan Nori, Esq. Today.
  • Business Law, Securities Law
  • California
Badges
Claimed Lawyer ProfileSocial Media
Summary

Contact Ryan Nori, Esq. Today.

Practice Areas
  • Business Law
  • Securities Law
Fees
  • Credit Cards Accepted
    All major credit cards
  • Contingent Fees
Jurisdictions Admitted to Practice
California
Placeholder image for jurisdictions.
Languages
  • Arabic: Spoken, Written
  • English: Spoken, Written
  • Farsi: Spoken, Written
  • French: Spoken, Written
  • German: Spoken, Written
  • Hebrew: Spoken, Written
  • Persian: Spoken, Written
  • Spanish: Spoken, Written
Professional Experience
Senior Consultant
RBN Group
- Current
Chief Compliance Officer & Board Member
Norinco
-
Senior Consultant
GS cnt.
-
Consultant
Edward Jones Investments
-
Consultant
TD Bank Financial Group
-
Education
Harvard Law School
Corporate /ADR
-
Harvard Law School Logo
SEC / FINRA
Registered Investment Advisor
Placeholder image for education.
CFA Institute
Chartered Financial Analyst Candidate
Placeholder image for education.
FINRA
Uniform Investment Advisor LE
Placeholder image for education.
FINRA / IIROC
Series 63 / Conduct and Practices HandBook (CPH)
-
Placeholder image for education.
FINRA / IIROC
Series 4 / Options Licensing Course (OLC)
Placeholder image for education.
IIROC
Life License Qualification Program (LLQP)
Placeholder image for education.
FINRA / IIROC
Series 7 / Canadian Securities Course (CSC)
Placeholder image for education.
IIROC
Canadian Insurance Course (CIC)
Placeholder image for education.
IIROC
Derivatives Fundamentals Course (DFC)
Placeholder image for education.
UO
Finance / International Mngt. (B.com)
Placeholder image for education.
UO
Computer Engineering Program (B.Sc.)
Placeholder image for education.
Awards
Member Inspiration Award
UNR
Top Performer Award
GS
Business Development Award
GS
Team Leadership Award
GS
Client Rated Excellence Award
TD Bank Financial Group
Montreal Getaway Award
TD Bank Financial Group
Professional Associations
Securities and Exchange Commission (SEC)
Member
- Current
Placeholder image for professional associations.
Financial Industry Regulatory Authority (FINRA)
Member
- Current
Placeholder image for professional associations.
State Bar of California
Member
- Current
Placeholder image for professional associations.
American Bar Association
Member
- Current
Placeholder image for professional associations.
National Association Of Securities Dealers (NASD)
Member
- Current
Placeholder image for professional associations.
American Bar Association, Business Law Section
Member
- Current
Placeholder image for professional associations.
The Investment Industry Regulatory Org. of Canada (IIROC)
Member
- Current
Placeholder image for professional associations.
Publications
Articles & Publications
Value-Added Multidisciplinary Advisory (Time Magazine AMEX Pub.)
Cross-Border Due Diligence (RBN Journal)
Corporate 'Fold Equity' (RBN Journal)
Private Equity Funds (ABA publication (e))
'Activist' Hedge Funds: An empirical Study (RBN Journal)
International Banking (American Bar Association publication (e))
Asset Protection (ABA publication (e))
Venture Capital Pricing (Bankers Association for Finance and Trade)
Real Asset Div. (ABA publication (e))
Raising Capital Pitfalls (American Bar Association publication (e))
Speaking Engagements
Criticality of a Robust Compliance Program
Dodd-Frank & The 'New' SEC
Raising 'Compliant' Capital - Angel, Venture, & PE
Goldman Sachs
Intrinsic Private Equity
Goldman Sachs
RIA Compliance
Compliance Summit
Private Equity Fundamentals
Goldman Sachs
Leveraged Buyouts in Real Estate
Barclays Investment Bank
Hedging - Multi-Asset Global Portfolios
Barclays Investment Bank
Merging & Debt Restructuring
Barclays Investment Bank
Certifications
Multiple
Multiple
Websites & Blogs
Website
Ryan Nori, Esq.
Contact & Map
RBN | LAW
4th Floor
2029 Century Park East
Beverly Hills, CA 90067
USA
Telephone: (213) 986-7266
RBN | VC
36th Floor
One Market
San Francisco, CA 94105
USA
Telephone: (415) 797-7266
RBN | ADR
33rd Floor
3200 Southwest Frwy
Houston, TX 77027
USA
Telephone: (281) 888-8182
RBN | M&A
39th Floor
245 Park Avenue
New York, NY 10167
USA
Telephone: (347) 754-7266