Claimed Lawyer Profile
Mark R. Basile
Dallas County, TX Securities Law Lawyer with 35 years of experience
Securities
Touro College Jacob D. Fuchsberg Law Center
Mark R. Basile started his career at Shea & Gould in New York City and throughout the course of his career has, and continues to represent small publicly traded companies in securities and corporate finance litigation in both state and federal courts around the country.
Mr. Basile won a landmark decision (2021) for small public companies in the New York Court of Appeals that agreed that certain corporate funding instruments are subject to NY's criminal usury laws.
Mr. Basile is also a Professor of Law & Entrepreneurship at The Jacob D. Fuchsberg Law Center in New York teaching a course that he...
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Richard Aaron Lewins
Dallas County, TX Securities Law Lawyer with 29 years of experience
Securities and Stockbroker Fraud
SMU Dedman School of Law
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David E. Dunham
Travis County, TX Securities Law Lawyer with 35 years of experience
Securities, Business, IP and Stockbroker Fraud
The University of Texas School of Law
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Stephen L. Sapp
Dallas County, TX Securities Law Attorney with 34 years of experience
Free ConsultationSecurities, Business and IP
University of Kansas School of Law
Steve Sapp has extensive experience in the representation of clients in both public and private offerings of debt and equity securities, corporate and securities reporting and compliance matters, Board of Directors representation, and mergers and acquisitions. Additionally, he represents many of his public and private corporate clients, both nationally and internationally, in the prosecution and protection of substantial technology and intellectual property portfolios, related administrative proceedings before the United States Patent and Trademark Office, and disputes concerning trademark rights, domain names, and copyrights on the Internet.
Due to the breadth of his experience and aptitude for client service, he also...
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Dr. Richard Waites
Harris County, TX Securities Law Attorney with 42 years of experience
(877) 621-1098
Principal Office
12 E Greenway Plaza, Suite 1100
Houston, TX 77046
Securities, Antitrust, Business and Communications
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Tri Minh Nguyen
Harris County, TX Securities Law Attorney with 22 years of experience
Free ConsultationSecurities, Business and Real Estate
University of Houston Law Center
At Tri Nguyen Law Office PC we bring our 19 years of legal experience, insight and business knowledge to serve your Houston small and medium business and to increase the value you will receive from engaging with us.
As we specialize in serving small and medium companies, we have aligned our services with your interests through activities such as our fixed price arrangements, the adoption of the latest communication technologies, continuous learning, and serving as a business partner without a ticking clock in the background.
Yes, we work on a fixed price arrangement with no billable hour or hourly rate. After over...
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Kelvin Kesse
Harris County, TX Securities Law Lawyer with 8 years of experience
Free ConsultationSecurities and Business
Harvard Law School
I am the founding partner of Kesse PLLC, a corporate law firm. Prior to founding Kesse PLLC, I worked at the biggest law firms in the country.
My practice focuses on securities, capital markets, SEC reporting, emerging companies and startups, and general corporate law. I regularly advise clients on public and private securities offerings and financings, including U.S.-Canadian cross-border offerings and other foreign private issuer offerings. I assist clients with IPOs, Regulation A+ offerings, direct listings, follow-on/secondary offerings, private placements, crowdfunding, private company financings, pre-IPO counseling, SPAC formations, IPOs and business combinations (deSPACs), tender offers, emerging company and startup financings,...
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Shannon Lang
Harris County, TX Securities Law Attorney with 16 years of experience
Securities, Business and Employment
University of Virginia
Ms. Shannon A. Lang is a dedicated attorney with extensive experience in complex business and commercial litigation. Ms. Lang attended San Diego State University and graduated with a Bachelor of Arts in both Sociology and Biology. Before attending law school, Ms. Lang earned Master’s Degree in Forensic Science from Marshall University. In 2007, Ms. Lang graduated from the University of Virginia School of Law with her Juris Doctor. Upon graduating law school, Ms. Lang worked as a law clerk for Judge Nancy Friedman Atlas in the Southern District of Texas before joining Covington & Burling. Ms. Lang honed...
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Mr. Doron Levin
Harris County, TX Securities Law Lawyer with 30 years of experience
2000 West Loop South
Suite 2200
Houston, TX 77027
Free ConsultationSecurities, Consumer, Employment and Stockbroker Fraud
University of Houston Law Center
Over the course of his career, Doron Levin has represented thousands of clients in advocating for their rights. Defendants who have been the subject of Levin's efforts are among the largest international conglomerates and corporate giants.
During law school, Mr. Levin distinguished himself as a recipient of the Albert Sidney Burleson Scholarship and the Legal Writing Honors Award. He was inducted into the Phi Delta Phi Legal Fraternity and interned for the Supreme Court of Texas.
Levin is a member of the Bar of the Supreme Court of the United States and is licensed by the District of Columbia Court of...
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Allison Huebert
Travis County, TX Securities Law Lawyer with 11 years of experience
300 W. 6th St.
Austin, TX 78701
Securities, Arbitration & Mediation, Business and Employment
University of Virginia School of Law and The University of Chicago Law School
My practice focuses on complex commercial litigation and arbitration. I represent clients in high-stakes, high-dollar disputes involving breach of contract, employment law, restrictive covenants, trade secrets, insurance coverage, securities disputes, class actions, and whistleblower claims. I have represented both plaintiffs and defendants before state and federal courts, and in domestic and international arbitration proceedings.
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Michael Allan Lee
Harris County, TX Securities Law Lawyer with 33 years of experience
Free ConsultationSecurities, Antitrust, Business and Consumer
I litigate, arbitrate, and try multimillion dollar disputes for individuals and businesses located in the United States and abroad. I have experience in a wide array of legal and procedural areas including: pharmaceutical, product liability, and environmental torts; multidistrict and class action cases involving antitrust, securities, and consumer fraud violations; individual personal injury and wrongful death claims arising from general negligence, medical malpractice, toxic exposures, defective products (drugs, autos, medical devices); lawsuits on behalf of businesses, partnerships, and franchisees for damages related to fraud, breach of fiduciary duty, breach of contract, and statutory claims; and claims for ...
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Courtney Donovan Scobie
Harris County, TX Securities Law Attorney with 19 years of experience
Securities and Business
Georgetown University Law Center
Courtney Scobie’s practice focuses on complex commercial litigation in state and federal courts, arbitration, and federal government investigations. Her experience includes a fraud and theft case on behalf of a large technology company, a breach of fiduciary duty and legal malpractice case on behalf of a real estate investment trust, copyright infringement and trade secret misappropriation cases against a leading enterprise software company, an SEC investigation and a securities class action involving alleged accounting improprieties, several CFTC investigations involving the crude oil and natural gas liquids markets, contract and insurance disputes in the energy and petrochemical industries, product liability and...
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Rudolf William Beuttenmuller
Dallas County, TX Securities Law Attorney with 43 years of experience
Securities, Bankruptcy, Business and Construction
Duke University School of Law
RUDY BEUTTENMULLER, born St. Louis, Missouri, December 20, 1953; admitted to bar, 1980, Texas. Also admitted to U.S. District Court, Northern District of Texas; U.S. Bankruptcy Court, Northern District of Texas; U.S. District Court, Eastern District of Texas; U.S. Bankruptcy Court, Eastern District of Texas; U.S. District Court, Western District of Texas; U.S. Tax Court. Education: Princeton University (B.A., cum laude, 1976); Duke University (J.D., with distinction, 1980). Staff Member, 1978-1979 and Articles Editor, 1979-1980, Duke Law Journal. Author: Comment, "The Goal of The New Premerger Notification Requirements: Preliminary Relief Against Anticompetitive Mergers," Duke Law Journal 249, 1979....
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Wallace Anthony Showman
Harris County, TX Securities Law Lawyer with 35 years of experience
Securities, Antitrust, Business and Consumer
New York University School of Law
Mr. Showman has handled numerous complex commercial matters and securities class actions (for both plaintiffs and defendants). He has represented both claimants and respondents in FINRA securities arbitrations. He has also represented clients in FINRA investigations and has conducted internal corporate investigations. He has lectured on securities litigation at NYU and Fordham University. Mr. Showman is also an arbitrator for FINRA customer and employee arbitrations.
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Mr Daniel E Legaye Sr.
Harris County, TX Securities Law Lawyer with 43 years of experience
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Rebecca L. Pitts
Travis County, TX Securities Law Attorney with 9 years of experience
Securities, Business and Insurance Defense
St. Mary's University School of Law
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Laura Gibson
Harris County, TX Securities Law Attorney with 39 years of experience
(713) 844-3003
711 Louisiana Street
Suite 1900 South Tower
Houston, TX 77002
Securities, Business and Employment
I am Board Certified in Labor and Employment Law by the Texas Board of Legal Specialization. My employment practice is limited to representation of management and high level executives. I am listed as a Best Lawyer in America 2009 in employment law (copyright 2008 by Woodward/White Inc. of Aiken, SC). I was selected as a Super Lawyer for 2004; 2007-09 by Law and Politics Magazine. I also handle commercial litigation in the areas of banking, energy and securities.
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Graham Eugene Sutliff
Harris County, TX Securities Law Attorney with 20 years of experience
Free ConsultationMaritime, Personal Injury and Products Liability
University of Mississippi
Graham E. Sutliff grew up in San Angelo, Texas in a family of six. From an early age, in this close-knit West Texas town, he learned the value of hard work, determination and fighting for what is right. Graham and his now partner Hank, who became friends at age four, found an early interest in the law by playing in the halls of the Tom Green County Courthouse. As a young man, his interest in the law continued to grow and he set out to find a way to use this passion to help others.
At the University of Mississippi, after...
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Parker William Patterson
El Paso County, TX Securities Law Attorney with 12 years of experience
Securities, Business and Real Estate
Tulane University School of Law
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Mario Hoang Nguyen
Dallas County, TX Securities Law Lawyer with 6 years of experience
Securities, Business, Criminal Defense and White Collar Crime
Mario Nguyen is a White Collar Criminal Defense and Investigations Attorney in Locke Lord’s Dallas office, led by a former U.S. Attorney for the Northern District of Texas. Mario is a dedicated trial attorney, skilled investigator, and legal scholar. He has spent over 200 hours in federal criminal trials, conducted investigations with millions of dollars at stake, published prominent criminal law articles, and teaches white collar criminal law as an adjunct law professor.
Mario represents individuals, public bodies, and private companies by advocating for them in criminal proceedings and collateral civil matters, helping them navigate government investigations, and conducting internal investigations...
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Michelle V. Friery
Harris County, TX Securities Law Attorney with 20 years of experience
Securities, Bankruptcy and Business
University of Houston Law Center
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Christopher Jeffrey Snyder
Dallas County, TX Securities Law Attorney with 8 years of experience
Securities, Antitrust, Business and Consumer
Oklahoma City University School of Law
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Annette M Henry
Harris County, TX Securities Law Attorney with 33 years of experience
Securities, Divorce and Family
South Texas College Of Law
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Christopher J. Bebel
Upshur County, TX Securities Law Attorney with 38 years of experience
(903) 843-5678
403 West Tyler
Tefteller Law, PLLC Texas, Gilmer
Gilmer, TX 75644
Securities and Tax
William Mitchell College Of Law
Recipient: Awarded Best Article, 1986-1987 Edition of Texas Tech Law Review. Publications: A Detailed Analysis of United States v. O'Hagan: Onward Through the Evolution of the Federal Securities Laws, 59 La. L. Rev. 1 (1998); State Takeover Laws, Insider Trading, and the Interplay Between the Two: A New Perspective, 91 W.VA. L. Rev. 1001 (1989) (co-authored); Why The Approach of Heckman v. Ahmanson Will Not Become the Prevailing Greenmail Viewpoint: Race to the Bottom Continues, 18 TX. Tech L. Rev. 1083 (1987); Effective Supervision, Investor Confidence and Capital Formation, Practicing Law Institute, Corporate Law and Practice, Securities Arbitration 2006, Vol....
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John Sanfrid Gillies
Harris County, TX Securities Law Lawyer with 19 years of experience
Securities and Business
South Texas College of Law
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James David Rosenblatt
Bexar County, TX Securities Law Lawyer with 30 years of experience
Free ConsultationSecurities, Business, Employment and Real Estate
Emory University
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S. Michael Allen
Dallas County, TX Securities Law Lawyer with 44 years of experience
Securities, Antitrust, Criminal Defense and Environmental
St. Mary's University School of Law
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Everette Hull
Rockwall County, TX Securities Law Lawyer with 45 years of experience
(972) 467-2728
965 W. Ralph Hall Parkway
Suite 105
Rockwall , TX 75032
Securities and Municipal
University of Tulsa College of Law
Structured Capital LLC (SC LLC) is a private investment banking firm dedicated exclusively to the private placement market. The Company has completed over 450 senior, subordinated and private equity financing, totaling more than $14 billion. SC LLC offers its clients experience, technology, resources and expertise in accessing the private placement capital markets.
SC LLC is a highly experienced independent investment bank, who principal owner and managing director was licensed with the following regulatory agencies for over 30 years:
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Josh Pedelty
Travis County, TX Securities Law Attorney with 23 years of experience
Securities, Business and Insurance Claims
Washington University School of Law
Josh has over two decades of experience guiding insurance companies and other providers of financial services through the complexities of regulatory compliance and corporate transactions.
Josh has served as the U.S. general counsel for a top North American insurance and financial services provider, and also previously led non-legal operations and marketing functions at two different industry providers. He uses this extensive background to counsel clients across a vast array of legal, compliance, operations, and marketing challenges, including:
Corporate / Transactional
Life Insurance & Annuities
Insurance Holding Company Act
General Insurance Regulatory
Reinsurance & Risk Management
Executive Management Support
Mergers & Acquisitions
Distributor Contracting & Regulation
Outside General Counsel
In the compliance...
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Jorge Villegas
El Paso County, TX Securities Law Attorney with 21 years of experience
Securities, Arbitration & Mediation, Business and Collections
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Rick Lambert
Dallas County, TX Securities Law Lawyer with 33 years of experience
(972) 788-3300
Two Lincoln Centre
5420 LBJ Freeway, Suite 1900
Dallas, TX 75240
Securities, Bankruptcy, Business and Construction
Trial lawyer practicing in business and commercial litigation with a comprehensive background representing clients in a diverse range of practice areas and industries, including banking and finance, contracts, business torts, real estate, IP, bankruptcy, M&A, securities, construction, employment, tax-exempt organizations, antitrust and corporate governance.
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Ross Daniel Stomel
Harris County, TX Securities Law Lawyer with 20 years of experience
Securities, Appeals, Business and Employment
South Texas College Of Law
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Derek W. Saunders
Dallas County, TX Securities Law Attorney with 37 years of experience
15305 Dallas Parkway
12th Floor
Addison, TX 75001
Securities, Business, Communications and IP
SMU Dedman School of Law
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Thomas 'Tom'Solomon
Harris County, TX Securities Law Attorney with 49 years of experience
(713) 984-9400
9525 Katy Fwy, suite 300
The Bunker Hill Building
Houston, TX 77024
Securities, Business, Employment and Real Estate
My clients are business owners who are concerned that they are not complying with employment laws. I work with them to create policies, procedures, and manuals and provide training, investigations, and counseling regarding hiring, firing, and compliance with employment laws.
I also work with business owners who want to start, buy, operate, or sell a business or a commercial real estate property.
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Jason A. Richardson
Harris County, TX Securities Law Attorney
Securities and Stockbroker Fraud
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John Franklin Guild
Dallas County, TX Securities Law Attorney with 21 years of experience
Securities, Appeals, Business and Insurance Claims
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Andrew Campbell
Harris County, TX Securities Law Lawyer with 10 years of experience
Securities, Business and Energy
University of Houston Law Center
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Barrett Howell
Dallas County, TX Securities Law Attorney
(214) 745-5213
5400 Renaissance Tower
1201 Elm Street
Dallas, TX 75270
Securities and Business
Southern Methodist University
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Limor Ben-Maier
Harris County, TX Securities Law Lawyer with 19 years of experience
Securities, Appeals, Construction and Employment
Gonzaga University School of Law
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Michael S. McGovern
Travis County, TX Securities Law Lawyer with 11 years of experience
(512) 320-0601
620 Congress Avenue
Third Floor, Suite 320
Austin, TX 78701
Free ConsultationSecurities, Business and Real Estate