California Securities Lawyers

Gordon Craig Young
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Gordon Craig Young
Danville, CA Securities Law Attorney with 31 years of experience
(925) 314-9999 318-C Diablo Road
Danville, CA 94526
Free ConsultationSecurities, Arbitration & Mediation, Probate and Stockbroker Fraud
U of San Francisco School of Law
Gordon Young is a 25-year litigator, specializing in financial, trust and securities litigation. Gordon tries and arbitrates cases for trustees, beneficiaries, financial professionals, investment advisors, stock brokers, Wall Street banks, and broker-dealers. These cases include civil, probate and regulatory claims based on breach of fiduciary duty, breach of trust, fraud, suitability, mismanagement of mutual funds and managed accounts, the prudent investor rule, as well as employee promissory notes, up-front loans, raiding, trade secret, unfair competition and related employment claims. Gordon has successfully assisted numerous investment professionals with FINRA related expungement actions. Gordon has been recognized eleven times...
Bernard Vogel III
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Bernard Vogel III
San Jose, CA Securities Law Attorney with 41 years of experience
(408) 573-5700 One North Market St.
Suite 200
San Jose, CA 95113
Securities, Business and Tax
Santa Clara University School of Law and University of California - Los Angeles
Bernie Vogel is a shareholder and the CEO and President of Silicon Valley Law Group. His practice emphasizes complex corporate transactions, investment financings, mergers and acquisitions, as well as the formation and maintenance of partnerships and limited liability companies. He provides ongoing business counseling to a variety of entities, ranging from venture capital firms and start up high tech and biotech companies. Advices on directors & officers liability, corporate governance, stock option plans, licensing, and contracts, as well as advice on complex tax issues with respect to transaction structuring, entity formation, reorganizations, and business succession planning. Before practicing law, Bernie...
Samantha Smith
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Samantha Smith
Irvine, CA Securities Law Attorney with 20 years of experience
(949) 379-6250 9811 Irvine Center Dr
Suite 100
Irvine, CA 92618
Free ConsultationSecurities, Consumer, Employment and Products Liability
University of California College of the Law, San Francisco
Since 2004, Ms. Smith has dedicated her practice to representing individuals - including employees and consumers - in complex litigation against some of America's largest companies. She has successfully fought for these plaintiffs in cases involving labor law (wage and hour) violations, consumer fraud, unfair competition, securities fraud, antitrust, asbestos exposure and defective products.

Prior to joining Aegis Law Firm, Ms. Smith worked with the Hon. Scott B. Cooper at The Cooper Law Firm prior to him being appointed to a judgeship with the Orange County Superior Court, where they represented employees and consumers in wage and hour and consumer...
Hamid R. Rafatjoo
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Hamid R. Rafatjoo
Los Angeles, CA Securities Law Lawyer with 28 years of experience
(310) 440-4100 1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities, Bankruptcy and Business
Loyola Law School, Los Angeles and University of California - Irvine
Ansel Jay Halliburton
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Ansel Jay Halliburton
San Francisco, CA Securities Law Lawyer with 11 years of experience
(415) 955-1155 150 Post Street
Suite 520
San Francisco, CA 94108
Free ConsultationSecurities, Business, Communications and IP
University of California, Davis, School of Law
Greg L Beattie
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Greg L Beattie
Berkeley, CA Securities Law Attorney with 44 years of experience
(510) 550-8605 2030 Addison Street
Suite 650
Berkeley, CA 94704
Securities, Business and IP
Harvard Law School
Greg Beattie practices corporate and technology law, and represents a broad spectrum of hardware, software and internet based companies, food and beverage companies including several wineries, cleantech/greentech companies and a variety of other distribution, retail, service, and manufacturing concerns, often serving as their general counsel. Greg graduated from Harvard Law School in 1980 (J.D., cum laude) and from Stanford University (highest honors) in 1976. His started his career at Cooley Godward, and has served as General Counsel of UB Networks, a pioneering Silicon Valley tech company, chair of the Venture and Technology Practice Group at Reed Smith,...
Matthew Ryan Wilson
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Matthew Ryan Wilson
Los Angeles, CA Securities Law Lawyer with 24 years of experience
(310) 623-4562 2029 Century Park East
Suite 1400
Los Angeles, CA 90067
Securities, Arbitration & Mediation and Stockbroker Fraud
University of Virginia
Matthew R. Wilson is a managing partner at Meyer Wilson, LPA. Born in Circleville, Ohio, he earned his B.A. in Philosophy from Denison University in 1997 graduating magna cum laude, Phi Beta Kappa. He went on to attend law school at the University of Virginia in Charlottesville, Virginia, where he earned his J.D. in 2000. After law school, Mr. Wilson spent two years working for Vorys, Sater, Seymour, & Pease LLP and another four years working for the international law firm Jones Day. During that time, he defended many of the world's largest financial institutions and other corporations in a variety...
Andrew H. Raines
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Andrew H. Raines
Irvine, CA Securities Law Attorney with 40 years of experience
(310) 440-4100 18401 Von Karman Avenue
Suite 360
Irvine, CA 92612
Securities, Business and Real Estate
Georgetown University Law Center
David W. Miller
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David W. Miller
San Diego, CA Securities Law Lawyer with 14 years of experience
(619) 378-4616 1545 Hotel Cir S
#150-1
San Diego, CA 92108
Securities, Elder, Estate Planning and Stockbroker Fraud
University of Houston Law Center
David Miller received his Bachelor of Arts degree in Economics and Political Science from Vanderbilt University. He received his Juris Doctor degree from the University of Houston Law Center, where he was a Lex Award recipient. As an associate attorney of Shepherd Smith Edwards & Kantas LTD LLP, Mr. Miller maintains an active securities arbitration and litigation practice. Mr. Miller has successfully represented individual investors, high net worth and institutional investors, corporate executives, regional banks and municipal issuers

Prior to beginning his law practice, Mr. Miller served as an officer in the corporate trust and investment banking groups at major...
Karen E. Deschaine
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Karen E. Deschaine
San Diego, CA Securities Law Attorney with 17 years of experience
(858) 550-6088 4401 Eastgate Mall
San Diego, CA 92121-1909
Securities, Antitrust and Business
University of California - Los Angeles
Dennis Gene Merenbach
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Dennis Gene Merenbach
Santa Barbara, CA Securities Law Lawyer with 58 years of experience
(805) 963-4484 225 E Carrillo St
Santa Barbara, CA 93101
Free ConsultationSecurities, Criminal Defense, Divorce and Personal Injury
Loyola Law School
The Law Firm of Dennis G. Merenbach is a full service law firm representing and advising clients in the many different areas of law. Mr. Merenbach's academic credential and professional experience are of the highest caliber. Mr. Merenbach is committed to the pursuit of excellence, communicate effectively, and demonstrate personal and professional ethics, as well as the utmost concern for my clients.
Glenn Fuller
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Glenn Fuller
Los Angeles, CA Securities Law Attorney with 32 years of experience
(310) 440-4100 1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities, Business and Real Estate
Loyola Law School, Los Angeles
Glenn Fuller is a partner and business lawyer with Raines Feldman LLP, where his practice centers on a wide array of matters including real estate acquisition, financing, and leasing of a variety of commercial urban and regional development, redevelopment and revitalization projects.
Val D. Hornstein
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Val D. Hornstein
San Francisco, CA Securities Law Lawyer with 39 years of experience
(415) 454-1490 235 Pine Street
Suite 1300
San Francisco, CA 94104
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
The George Washington University Law School
Hornstein Law Offices, Prof. Corp. is a 20-year old California-based law firm concentrating in business, securities, intellectual property and related transactions and litigation. We have served clients across the country and in abroad. Our client base ranges from individuals. start-up companies to multi-national corporations in all fields of business. Mr. Hornstein has been in practice for 30-years. Prior to HLO, he was with large international law firms and in-house corporate counsel. Please call to discuss any questions in these areas.
Paul W. Thomas
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Paul W. Thomas
Carlsbad, CA Securities Law Attorney with 36 years of experience
(800) 797-9888 701 Palomar Airport Drive
Suite 300
Carlsbad, CA 92011
Securities and Stockbroker Fraud
University of Florida College of Law
Mr. Thomas graduated from the University of Florida in 1984 and received his Juris Doctorate from the University of Florida College of Law in December 1987. He became a member of the California Bar in 1988. With over 1,500 cases and 26 years of experience in every type of investment case Mr. Thomas has a proven track record of success. As an advocate for investors Mr. Thomas utilizes his extensive experience and knowledge of the securities and commodities markets as a former licensed Series 7 stockbroker and Series 3 commodities broker with Shearson Lehman Brothers. His professional memberships include the...
Jonathan D. Littrell
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Jonathan D. Littrell
Irvine, CA Securities Law Lawyer
(310) 440-4100 18401 Von Karman Avenue
Suite 360
Irvine, CA 92612
Securities, Business and Real Estate
Loyola Law School, Los Angeles
Dr. Mark Wayne Dundee
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Dr. Mark Wayne Dundee
Los Angeles, CA Securities Law Lawyer with 35 years of experience
(310) 551-5600 1925 Century Park East
Suite 1500
Los Angeles, CA 90067
Securities, Employment and Tax
Harvard Law School, University of Leicester School of Law, University of San Diego School of Law, University of Beijing (Normal College of Law) and Oxford University (Magdalen College of Law)
Mario Fausto
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Mario Fausto
San Carlos, CA Securities Law Lawyer with 24 years of experience
(650) 948-6114 1001 Laurel Street
Suite C.
San Carlos, CA 94070
Free ConsultationSecurities, Business, IP and Real Estate
Santa Clara University School of Law
Robyn Manos
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Robyn Manos
Los Angeles, CA Securities Law Lawyer with 32 years of experience
(310) 709-7968 P.O. Box 241961
Los Angeles, CA 90024
Securities and Business
University of Southern California and University of Southern California
Robyn Manos is a licensed attorney in the State of California with 20 years of corporate law experience.

After graduating from the University of California, Los Angeles magna cum laude with a degree in History, Robyn Manos was selected for full tuition scholarships and an academic fellowship from the University of Southern California. Robyn Manos obtained a Masters of Business Administration from the University of Southern California Graduate School of Business Administration in 1992. Concurrently, Robyn Manos obtained a Juris Doctor from the University of Southern California Law Center, and was awarded an Academic Merit Scholar Award and American...
Steven Schmulenson
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Steven Schmulenson
Los Angeles, CA Securities Law Attorney
(310) 440-4100 1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities and Business
Duke University School of Law and Duke University School of Law
Roger E. Naghash
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Roger E. Naghash
Irvine, CA Securities Law Attorney with 28 years of experience
(949) 955-1000 19800 MacArthur Boulevard
Suite 1000
Irvine, CA 92612-2433
Free ConsultationSecurities, Bankruptcy, Business and Consumer
Western State College of Law at Argosy University
Roger E. Naghash is dedicated to aggressively advocating for the rights and interests of his clients in a broad range of legal matters. He provides customized legal services and representation to fit the specific needs of each client. Always with honesty and integrity, Roger is a fierce advocate who fights for the justice his clients are entitled to under state and federal laws. He is committed to keeping clients informed and involved, and pursuing the best possible outcomes with quality, hands-on, and affordable service.

Roger earned his B.S. from Western State University and his J.D. from Western State University College of...
William S. Shepherd
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William S. Shepherd
San Francisco, CA Securities Law Attorney with 34 years of experience
(415) 287-0877 1 Embarcadero Ctr #500
San Francisco, CA 94111
Free ConsultationSecurities and Stockbroker Fraud
Georgetown University Law Center and South Texas College of Law
Sean T Prosser
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Sean T Prosser
Los Angeles, CA Securities Law Lawyer with 31 years of experience
(424) 259-4004 2029 Century Park East
Suite 3100
Los Angeles, CA 90067
Free ConsultationSecurities, Administrative, Stockbroker Fraud and White Collar Crime
New York Law School
Sean Prosser defends clients facing investigations and enforcement actions by the U.S. Securities and Exchange Commission (SEC), U.S. Department of Justice (DOJ), including FBI and Grand Jury proceedings, and other government agencies. He also defends companies and their executives in shareholder litigation. With offices in San Diego and Los Angeles, Sean leads Mintz Levin’s California Securities Litigation practice. His clients include public and private companies, officers and directors, board committees, broker-dealers, banks, investment advisors, hedge funds, CPAs, individual stock traders and public officials. Sean regularly represents clients before the following agencies and regulators: U.S. Securities and Exchange Commission...
Patrick Delahunty
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Patrick Delahunty
San Francisco, CA Securities Law Lawyer with 15 years of experience
(415) 891-6215 4 Embarcadero Center
Suite 1400
San Francisco, CA 94111
Securities, Antitrust, Stockbroker Fraud and White Collar Crime
University of Washington School of Law
Patrick Delahunty is a former federal prosecutor and a seasoned trial attorney with more than 15 years of experience litigating in federal and state courts. Patrick’s practice focuses on white-collar criminal investigations and litigation resulting from them, including regulatory issues and corporate litigation. He guides his clients with clear advice about their options, legal risks, and—most importantly—the full spectrum of their rights that he will vigorously protect. At each step of the way, he looks for efficient and cost-effective solutions. He has a long track record of securing successful outcomes for his clients with this approach. Prior to...
Philip Earl Cook
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Philip Earl Cook
Los Angeles, CA Securities Law Lawyer with 33 years of experience
(213) 988-6100 707 Wilshire Blvd.
Suite 3600
Los Angeles, CA 90017
Securities, Arbitration & Mediation, Business and Insurance Claims
UCLA School of Law
Phil Cook is a first-chair business trial lawyer with experience in jury and bench trials, as well as domestic and international arbitrations before AAA, FINRA and ICC panels. He has argued appeals in the Ninth Circuit and the California Court of Appeal.

Although Phil focuses on policyholder insurance recovery, corporate governance and partnership disputes, and securities and financial products claims, he has represented clients in individual and class action cases involving contract disputes, Business and Professions Code section 17200 claims and other business torts, antitrust and trade regulation, patent and trademark infringement, trade secrets, product liability and toxic torts, governmental...
Mark Alexander Klein
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Mark Alexander Klein
HIDDEN VL LK, CA Securities Law Lawyer with 52 years of experience
(707) 987-8457 19405 PARK RIDGE DR
HIDDEN VL LK, CA 95467
Securities and Business
University of California Hastings College of the Law
LEGAL CAREER
Mr. Klein was admitted to the State Bar of California in January 1972 and practiced law in California continuously thereafter until his retirement from the international law firm, K&L Gates, effective March 1, 2014.
AREAS OF PRACTICE
Mr. Klein practiced in the areas of securities, mergers and acquisitions and other corporate transactions. He was lead counsel on scores of public offerings, representing both issuers and underwriters, for companies in such diverse industries as biotechnology, medical and research products, Internet and software companies and manufacturing and service companies. Mr. Klein represented underwriters ranging from regional investment banks to bulge bracket...
Joshua Franklin
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Joshua Franklin
San Diego, CA Securities Law Lawyer with 23 years of experience
(619) 365-9210 501 West Broadway
Suite 1025
San Diego, CA 92101
Securities, Criminal Defense, Insurance Claims and White Collar Crime
University of Colorado - Boulder
I am a trial attorney focused on serving clients in the areas of insurance coverage, securities litigation, and white collar criminal defense. I have represented mutual funds, corporations, Native American tribes, law firms, accounting firms, small businesses, and individuals as both plaintiffs and defendants in a variety of high-stakes disputes. Through my experience in private practice and as a former prosecutor, I have tried nearly fifty jury trials to verdict. In the area of insurance coverage, I have represented policyholders and other insureds in coverage disputes and civil actions alleging bad faith...
Will Edelman
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Will Edelman
San Francisco, CA Securities Law Lawyer
(415) 891-6225 4 Embarcadero Ctr.
Suite 1400
San Francisco, CA 94111
Securities, Antitrust, Stockbroker Fraud and White Collar Crime
Stanford Law School
Will Edelman is a former federal prosecutor, a former police officer, and a Stanford Law graduate who clerked for two federal judges. Will’s practice focuses on white-collar and regulatory matters, internal investigations, and complex commercial litigation. As a federal prosecutor in the Northern District of California, Will acted as first or second chair in ten trials. He also handled numerous contested evidentiary hearings and dispositive motion hearings. As a prosecutor, Will was the primary attorney responsible for a variety of complex matters, including multi-defendant RICO cases and fraud cases. Will also served as a police officer for a large southern California...
M. Tilden Moschetti
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M. Tilden Moschetti
Calabasas, CA Securities Law Lawyer with 19 years of experience
(818) 696-5007 23901 Calabasas Rd
Suite 1069
Calabasas, CA 91302
Free ConsultationSecurities
University of San Francisco School of Law, San Francisco, California
Anthony F. Geraci
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Anthony F. Geraci
Irvine, CA Securities Law Attorney with 19 years of experience
(949) 379-2600 90 Discovery
Irvine, CA 92618
Securities, Business and Real Estate
Chapman Univ School of Law
Anthony Geraci is the managing partner of the Geraci Law Firm. He is a leading expert in mortgage lending and securities law and has authored numerous articles on real estate finance and securities subjects. Mr. Geraci is a leader in creating national mortgage pools and mortgage funds as well as sophisticated net branching arrangements among several mortgage companies.
Robert Lease Gonser
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Robert Lease Gonser
Lafayette, CA Securities Law Attorney with 34 years of experience
(925) 284-0840 3717 Mt Diablo Blvd
Lafayette, CA 94549
Securities and Stockbroker Fraud
Santa Clara Univ School of Law
Since 1990, Bob Gonser has practiced in the securities area, including representation of public investors before the Financial Industry Regulatory Authority (formerly NASD), New York Stock Exchange and Pacific Exchange. He has successfully handled hundreds of cases involving losses sustained in brokerage accounts as a result of wrongdoing, mismanagement and fraud by brokers and brokerage firms. Over the years, Mr. Gonser's efforts have resulted in a multitude of awards and settlements for his clients including over $1.2 million in damages and interest for four employees of Cisco Systems in arbitration before the Pacific Exchange (Read the decision.) At Hunsucker Goodstein, he...
Chad Michael Kohler
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Chad Michael Kohler
Los Angeles, CA Securities Law Lawyer with 23 years of experience
(310) 623-4562 2029 Century Park East
Suite 1400
Los Angeles, CA 90067
Securities, Arbitration & Mediation and Stockbroker Fraud
Case Western Reserve University
Chad M. Kohler, an associate attorney at Meyer Wilson, LPA, was born in Sidney, Ohio. He attended the University of Dayton and graduated cum laude in 1998 with a B.A. After earning his undergraduate degree, he attended the Case Western Reserve University School of Law and earned his J.D. in 2001. After graduating from law school, Mr. Kohler focused his practice on business litigation involving contracts, fiduciary relationships, and business torts. Later, he worked as a stockbroker at one of the nation's largest brokerage firms and obtained his Series 7, 63, and 65 securities licenses. In addition, Mr. Kohler has managed regulatory...
Tanya C. Edwards
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Tanya C. Edwards
San Francisco, CA Securities Law Attorney with 23 years of experience
(415) 287-0877 1 Embarcadero Ctr #500
San Francisco, CA 94111
Free ConsultationSecurities and Stockbroker Fraud
University of Houston Law Center and University of Houston Law Center
Sarah Jane T.C. Truong
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Sarah Jane T.C. Truong
Santa Rosa, CA Securities Law Lawyer with 17 years of experience
(707) 525-8800 438 First street
4th floor
Santa Rosa, CA 95401
Securities, Business, Consumer and Stockbroker Fraud
University of California - Berkeley
Ms. Truong's practice focuses on all aspects of civil litigation and general business litigation.

Ms. Truong joined Perry, Johnson, Anderson, Miller & Moskowitz in October 2018. Prior to joining the firm, she worked as a litigation attorney at two Am Law 100 firms in New York, New York, where she practiced in the areas of complex and multidistrict commercial litigation, contract disputes, data/records management, E-Discovery, cross-border litigation (including the U.K, France, Israel), securities litigation, corporate internal investigations, governmental investigations (including Securities Exchange Commission investigations and antitrust investigations from the Department of Justice and Federal Trade Commission), bankruptcy litigation (as a member...
Kalab Andrew Honey
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Kalab Andrew Honey
Newport Beach, CA Securities Law Lawyer with 17 years of experience
(949) 720-7030 2600 E Pacific Hwy
Suite 225
Newport Beach, CA 92625
Securities, Business, Employment and Estate Planning
Southwestern Univ School of Law
Daniel McLeod Carlson
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Daniel McLeod Carlson
San Diego, CA Securities Law Attorney with 31 years of experience
(619) 544-9300 600 West Broadway
Suite 1550
San Diego, CA 92101
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
California Western School of Law
The Carlson Law Firm, APC was formed in 2001 by Mr. Carlson with the intent to specialize in securities law claims. Prior to that Mr. Carlson was a law clerk to a Federal Bankruptcy Judge and then worked at the San Diego Law Firm of Ault, Deuprey, Jones and Gorman specializing in business litigation. He then bacame a Partner at Brewer & Carlson, LLP practicing primarily in securities law claims. The Carlson firm primarily represents plaintiffs in claims against their financial advisors, brokers and brokerages. The team at the Carlson Law Firm emphasizes direct personal attention with...
Martin Ross Sances
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Martin Ross Sances
Lafayette, CA Securities Law Lawyer with 29 years of experience
(925) 284-2810 3736 Mt. Diablo Blvd.
Suite 300
Lafayette, CA 94549
Securities, Business, Construction and Insurance Claims
Univ of Wisconsin Law School
Areas of Expertise

Business advice and counseling
Contract drafting and review
Corporate structure and transactions
Licensing and regulation
Employment and labor negotiation
Insurance coverage and claims handling
Education

B.A., Colgate University, 1991
Phi Beta Kappa, Magna Cum Laude
J.D., University of Wisconsin Law School, 1994

Martin is an experienced business attorney who facilitates transactions while minimizing the risks and pitfalls facing his clients. Martin takes a “can-do” approach to legal problems that focuses on crafting deals through an integrative and value creating process rather than conflict.
Inna Efimchik
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Inna Efimchik
Redwood City, CA Securities Law Lawyer with 19 years of experience
(650) 298-6014 541 Jefferson Ave
Suite 100
Redwood City, CA 94063
Securities, Business and Health Care
Inna Efimchik has a corporate and securities practice, focusing on emerging growth companies and venture capital firms. Her practice includes general corporate counseling and securities advising, venture capital financings, debt transactions, corporate partnerships, and mergers and acquisitions. During her practice she has represented companies in a wide range of industries, including software, internet, mobile, life sciences, biotechnology, medical device, communications and clean technology. Prior to joining Emergence Law Group, Inna Efimchik practiced corporate and securities law in the emerging companies groups at Cooley LLP and, previously, at Heller Ehrman Venture Law Group. In 2005, Inna Efimchik earned a J.D. from University...
Brian David Murphy
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Brian David Murphy
San Diego, CA Securities Law Lawyer with 20 years of experience
(760) 809-3502 PO Box 600002
San Diego, CA 92160
Securities, Antitrust, Arbitration & Mediation and Business
University of San Diego School of Law
Harrison Pierce Kordestani
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Harrison Pierce Kordestani
Newport Beach, CA Securities Law Attorney with 29 years of experience
(323) 628-7150 4540 Campus Drive
Suite 100
Newport Beach, CA 92660
Securities, Arbitration & Mediation, Business and Entertainment & Sports
Boston University School of Law and California Western School of Law
I have extensive experience in legal, finance, management and company-building.

As an attorney, my focus has been on transactional drafting and negotiation and providing ongoing legal counsel and contract interpretation to numerous private individuals as well as companies in varied fields such as media and entertainment, oil and gas, mining and exploration, virtual reality technologies, private health care, cannabis, and mortgage lending and real estate.

As an entertainment professional, I have acquired, or produced, and distributed dozens of feature films, while usually being active in managing the business and legal affairs of most the companies I have worked for or founded. My...
Taylor E Darcy
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Taylor E Darcy
San Diego, CA Securities Law Attorney with 6 years of experience
(855) 758-5878 7220 Trade St
Ste 101
San Diego, CA 92121
Securities and Business
California Western School of Law

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